0001333171-15-000003.txt : 20150901
0001333171-15-000003.hdr.sgml : 20150901
20150901120802
ACCESSION NUMBER: 0001333171-15-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150901
FILED AS OF DATE: 20150901
DATE AS OF CHANGE: 20150901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACUCELA INC.
CENTRAL INDEX KEY: 0001400482
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 020592619
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-805-8300
MAIL ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Acucela Inc
DATE OF NAME CHANGE: 20070523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Girard Roger
CENTRAL INDEX KEY: 0001333171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55133
FILM NUMBER: 151086721
MAIL ADDRESS:
STREET 1: 350 HILLS STREET
STREET 2: SUITE 106
CITY: RICHLAND
STATE: WA
ZIP: 99354
4
1
wf-form4_144112367236690.xml
FORM 4
X0306
4
2015-09-01
0
0001400482
ACUCELA INC.
M??????
0001333171
Girard Roger
C/O ACUCELA, INC.
1301 SECOND AVE., SUITE 4200
SEATTLE
WA
98101-3805
0
1
0
0
Chief Strategy Officer
Restricted Stock Unit
0.0
2015-09-01
4
A
0
365276
0
A
2025-09-01
Common Stock
365276.0
365276
D
Each restricted stock unit (RSU) represents a contingent right to receive (1) share of the issuer's common stock upon settlement.
The RSU will be subject to a four year vesting period, with twenty-five percent (25%) of the RSUs vesting on 9/1/2016, and the remainder vesting thereafter on a monthly basis, such that 100% is vested and exercisable on 9/1/2019, subject to the reporting person's provision of service to the issuer on each vesting date.
The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192000).
John E. Gebhart as attorney-in-fact for Roger Girard
2015-09-01