0001571049-14-005477.txt : 20141028 0001571049-14-005477.hdr.sgml : 20141028 20141028160902 ACCESSION NUMBER: 0001571049-14-005477 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20140831 FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 EFFECTIVENESS DATE: 20141028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Global Advantage & Premium Opportunity Fund CENTRAL INDEX KEY: 0001332943 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21786 FILM NUMBER: 141177232 BUSINESS ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD STREET 2: STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 480-477-3000 MAIL ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD STREET 2: STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: ING Global Advantage & Premium Opportunity Fund DATE OF NAME CHANGE: 20050713 NSAR-A 1 answer.fil NSAR-A PAGE 1 000 A000000 08/31/2014 000 C000000 0001332943 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 Voya Global Advantage and Premium Opportunity 001 B000000 811-21786 001 C000000 8009920180 002 A000000 7337 E Doubletree Ranch Rd, Suite 100 002 B000000 Scottsdale 002 C000000 AZ 002 D010000 85258 002 D020000 2034 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 008 A000001 Voya Investments, LLC 008 B000001 A 008 C000001 801-48282 008 D010001 Scottsdale 008 D020001 AZ 008 D030001 85258 008 D040001 2034 008 A000002 ING Investment Management Advisors B.V. 008 B000002 S 008 C000002 801-000000 008 D010002 The Hague 008 D050002 The Netherlands 008 D060002 31703781781 008 A000003 Voya Investment Management Co., LLC 008 B000003 S 008 C000003 801-9046 008 D010003 New York 008 D020003 NY 008 D030003 10169 010 A000001 Voya Funds Services, LLC 010 C010001 Scottsdale 010 C020001 AZ 010 C030001 85258 010 C040001 2034 011 A000001 Merrill Lynch, Pierce, Fenner & Smith 011 B000001 8-07221 011 C010001 New York 011 C020001 NY PAGE 2 011 C030001 10281 012 A000001 Computershare Shareowner Services LLC 012 B000001 85-05006 012 C010001 Jersey City 012 C020001 NJ 012 C030001 07310 013 A000001 KPMG LLP 013 B010001 Boston 013 B020001 MA 013 B030001 02111 014 A000001 Amsterdam Broker de Asigurare S.R.L. 014 B000001 8-00000000 014 A000002 ING America Equities, Inc. 014 B000002 8-00000000 014 A000003 ING Bank Global Custody N.V. 014 B000003 8-00000000 014 A000004 ING Bank N.V. 014 B000004 8-00000000 014 A000005 ING Bank Slaski S.A. 014 B000005 8-00000000 014 A000006 ING Corretora de Cambio e Titulos S.A. 014 B000006 8-00000000 014 A000007 Voya Financial Advisors, LLC 014 B000007 8-00000000 014 A000008 ING Financial Markets LLC 014 B000008 8-00000000 014 A000009 Voya Financial Partners, Inc. 014 B000009 8-00000000 014 A000010 ING Fund Management B.V. 014 B000010 8-00000000 014 A000011 Voya Investments Distributor, LLC 014 B000011 8-00000000 014 A000012 ING Investment Management (Europe) B.V. 014 B000012 8-00000000 014 A000013 ING Luxembourg S.A. 014 B000013 8-00000000 014 A000014 ING Securities S.A. 014 B000014 8-00000000 014 A000015 PJSC ING Bank Ukraine 014 B000015 8-00000000 014 A000016 Systematized Benefits Administrators, Inc. 014 B000016 8-00000000 015 A000001 The Bank of New York Mellon 015 B000001 C 015 C010001 New York 015 C020001 NY 015 C030001 10286 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 159 PAGE 3 019 C000000 Voya-funds 020 A000001 JP Morgan Chase 020 B000001 36-2669770 020 C000001 28 020 A000002 UBS 020 B000002 13-2932996 020 C000002 7 020 A000003 Deutsche Bank 020 B000003 13-2518466 020 C000003 6 020 A000004 Instinet, LLC 020 B000004 13-2625132 020 C000004 4 020 A000005 Liquidnet, Inc. 020 B000005 13-4095933 020 C000005 4 020 A000006 Morgan Stanley 020 B000006 94-1671384 020 C000006 3 020 A000007 Goldman Sachs 020 B000007 13-5108880 020 C000007 3 020 A000008 Bank of America Corp. 020 B000008 56-2058405 020 C000008 2 020 A000009 Credit Suisse First Boston 020 B000009 13-5659485 020 C000009 2 020 A000010 Citigroup, Inc. 020 B000010 11-2418191 020 C000010 2 021 000000 62 022 A000001 Citigroup, Inc. 022 B000001 11-2418191 022 C000001 1799 022 D000001 3015 022 A000002 Barclays Capital 022 B000002 13-3551367 022 C000002 1107 022 D000002 2159 022 A000003 Goldman Sachs 022 B000003 13-5108880 022 C000003 1740 022 D000003 0 022 A000004 BNP Paribas 022 B000004 13-3235334 022 C000004 1085 022 D000004 585 022 A000005 Pershing LLC 022 B000005 13-2741729 022 C000005 1575 PAGE 4 022 D000005 0 022 A000006 JP Morgan Chase 022 B000006 36-2669770 022 C000006 285 022 D000006 0 023 C000000 7591 023 D000000 8227 024 000000 Y 025 A000001 AXA Group 025 B000001 27-5373651 025 C000001 E 025 D000001 2520 025 A000002 Bank of America Corp. 025 B000002 56-2058405 025 C000002 E 025 D000002 2259 025 A000003 Barclays 025 B000003 13-3551367 025 C000003 E 025 D000003 1401 025 A000004 Citigroup 025 B000004 11-2418191 025 C000004 E 025 D000004 4209 025 A000005 Deutsche Bank 025 B000005 13-2518466 025 C000005 E 025 D000005 1738 025 A000006 Goldman Sachs 025 B000006 13-5108880 025 C000006 E 025 D000006 3388 025 A000007 JP Morgan Chase 025 B000007 36-2669770 025 C000007 E 025 D000007 4370 025 A000008 UBS 025 B000008 13-2932996 025 C000008 E 025 D000008 955 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 045 000000 Y PAGE 5 046 000000 N 047 000000 Y 048 000000 0.750 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 053 B000000 053 C000000 054 A000000 Y 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 Y 055 B000000 N 056 000000 Y 057 000000 N PAGE 6 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 N 066 E000000 N 066 F000000 Y 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 N 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 Y 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 Y 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 Y PAGE 7 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 Y 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 15189 071 B000000 23826 071 C000000 234979 071 D000000 6 072 A000000 6 072 B000000 0 072 C000000 3247 072 D000000 0 072 E000000 0 072 F000000 940 072 G000000 120 072 H000000 0 072 I000000 10 072 J000000 30 072 K000000 19 072 L000000 0 072 M000000 3 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 19 072 S000000 6 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 19 072 X000000 1166 072 Y000000 0 072 Z000000 2081 072AA000000 3492 072BB000000 0 PAGE 8 072CC010000 5277 072CC020000 0 072DD010000 2439 072DD020000 0 072EE000000 0 073 A010000 0.1328 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.4272 074 A000000 7791 074 B000000 0 074 C000000 0 074 D000000 0 074 E000000 0 074 F000000 236116 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 34 074 K000000 0 074 L000000 897 074 M000000 136 074 N000000 244974 074 O000000 34 074 P000000 171 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 2240 074 R040000 1656 074 S000000 0 074 T000000 240873 074 U010000 18354 074 U020000 0 074 V010000 13.12 074 V020000 0.00 074 W000000 0.0000 074 X000000 8983 074 Y000000 0 075 A000000 0 075 B000000 238821 076 000000 12.35 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N PAGE 9 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 44982N109 087 A030000 XIGAX 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE Todd Modic TITLE CFO EX-99.77(C) 2 t1402017_ex99-77c.htm EXHIBIT 99.77(C)

Exhibit 99.77(C)

 

ITEM 77C - Matters submitted to a vote of security holders

  1. An annual meeting of shareholders of Voya Global Advantage and Premium Opportunity Fund was held July 2, 2014 to: 1) elect 4 nominees to the Board of Trustees of Voya Global Advantage and Premium Opportunity Fund.
  Proposal

Shares

Voted For

 Shares Voted Against or Withheld Shares Abstained Broker
non-vote		 Total Shares Voted
J. Michael Earley 1 15,055,284.000 974,274.000 0.000 0.000 16,029,558.000
Patrick W. Kenny 1 15,034,073.000 995,485.000 0.000 0.000 16,029,558.000
Shaun P. Mathews 1 12,527,221.000 3,502,337.000 0.000 0.000 16,029,558.000
Roger B. Vincent 1 15,052,176.000 977,382.000 0.000 0.000 16,029,558.000

 

Proposal passed.

 

 

 

 EX-99.77(Q)(1) 3 t1402017_ex99-77q1.htm EXHIBIT 99.77(Q)(1)

Exhibit 99.77(Q)(1)

 

ITEM 77Q1 – Exhibits

 

(a)(1)     Certificate of Amendment to Certificate of Trust effective May 1, 2014 – Filed herein.

 

 

 

 EX-99.(A)(1) 4 t1402017_ex-a1.htm EXHIBIT (A)(1)

Exhibit (a)(1)

 

CERTIFICATE OF AMENDMENT

to

CERTIFICATE OF TRUST

of

ING GLOBAL ADVANTAGE AND PREMIUM OPPORTUNITY Fund

a Delaware Statutory Trust

This Certificate of Amendment to Certificate of Trust of ING Global Advantage and Premium Opportunity Fund (the “Fund”) is being duly executed and filed in order to change the name of the Fund.

Name. The current name of the Fund is:

ING GLOBAL ADVANTAGE AND PREMIUM OPPORTUNITY FUND

Amendment. Effective on May 1, 2014, the name of the Fund is changed to:

VOYA GLOBAL ADVANTAGE AND PREMIUM OPPORTUNITY Fund

 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 
 

 

IN WITNESS WHEREOF, the undersigned does hereby make and enter into this Certificate of Amendment to Certificate of Trust as of this 23rd day of January, 2014.

 

 

/s/ Colleen D. Baldwin

________________________________

Colleen D. Baldwin, as Trustee

 

/s/ Russell H. Jones

________________________________

Russell H. Jones, as Trustee

 

/s/ John V. Boyer

________________________________

John V. Boyer, as Trustee

/s/ Patrick W. Kenny

________________________________

Patrick W. Kenny, as Trustee

 

/s/ Patricia W. Chadwick

________________________________

Patricia W. Chadwick, as Trustee

/s/ Shaun P. Mathews

________________________________

Shaun P. Mathews, as Trustee

 

/s/ Albert E. DePrince

________________________________

Dr. Albert E. DePrince, Jr., as Trustee

 

/s/ Joseph E. Obermeyer

________________________________

Joseph E. Obermeyer, as Trustee

 

/s/ Peter S. Drotch

________________________________

Peter S. Drotch, as Trustee

 

/s/ Sheryl K. Pressler

________________________________

Sheryl K. Pressler, as Trustee

 

/s/ J. Michael Earley

________________________________

J. Michael Earley, as Trustee

 

/s/ Roger B. Vincent

________________________________

Roger B. Vincent, as Trustee