Compliance Officer and Legal Counsel

0000950123-16-014418.txt : 20160212 0000950123-16-014418.hdr.sgml : 20160212 20160212132328 ACCESSION NUMBER: 0000950123-16-014418 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RMB Capital Management, LLC CENTRAL INDEX KEY: 0001332905 IRS NUMBER: 593792751 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11714 FILM NUMBER: 161417300 BUSINESS ADDRESS: STREET 1: 115 S. LASALLE ST. STREET 2: 34TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: (312) 993-5800 MAIL ADDRESS: STREET 1: 115 S. LASALLE ST. STREET 2: 34TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001332905 XXXXXXXX 12-31-2015 12-31-2015 RMB Capital Management, LLC

115 S. LASALLE ST. 34TH FLOOR CHICAGO IL 60603

13F HOLDINGS REPORT 028-11714 N Lisa M. Tamburini Compliance Officer and Legal Counsel 312-870-5685 Lisa M. Tamburini Chicago IL 02-12-2016 8 554 2169826 false 1 028-05920 Delaware Capital Management Inc. 6 028-06986 Horizon Asset Management LLC 8 028-05620 Brandes Investment Partners, LP 18 028-01204 WHV Investments, Inc. 19 028-13404 Convergence Investment Partners, LLC 20 028-10469 Lazard Asset Management LLC 31 028-05358 Lateef Investment Mangement, L.P. 32 028-05621 Santa Barbara Asset Mangement, LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABB LTD F ADR 1 ADR REPS 1 ORD ADR 000375204 2075 117058 SH OTR 1 0 0 117058 ABB LTD F ADR 1 ADR REPS 1 ORD ADR 000375204 152 8558 SH OTR 19 8558 0 0 BANCO SANTANDER SA F ADR 1 ADR ADR 05964h105 8 1673 SH SOLE 1673 0 0 BANCO SANTANDER SA F ADR 1 ADR ADR 05964h105 860 176684 SH OTR 1 0 0 176684 BANCO SANTANDER SA F ADR 1 ADR ADR 05964h105 29 6055 SH OTR 19 6055 0 0 BP PLC SPONSORED ADR ADR 055622104 6 200 SH SOLE 200 0 0 BP PLC SPONSORED ADR ADR 055622104 1722 55100 SH OTR 1 0 0 55100 BP PLC SPONSORED ADR ADR 055622104 37 1174 SH OTR 19 1174 0 0 BP PLC SPONSORED ADR ADR 055622104 4 121 SH OTR 8 0 0 121 CANON INC F ADR 1 ADR REPS 1 O ADR 138006309 1514 50247 SH OTR 1 0 0 50247 CANON INC F ADR 1 ADR REPS 1 O ADR 138006309 66 2181 SH OTR 19 2181 0 0 CANON INC F ADR 1 ADR REPS 1 O ADR 138006309 5 150 SH OTR 8 0 0 150 CHINA MOBILE LTD F ADR 1 ADR R ADR 16941m109 14 244 SH SOLE 244 0 0 CHINA MOBILE LTD F ADR 1 ADR R ADR 16941m109 1141 20263 SH OTR 1 0 0 20263 CHINA MOBILE LTD F ADR 1 ADR R ADR 16941m109 96 1700 SH OTR 19 1700 0 0 CHINA MOBILE LTD F ADR 1 ADR R ADR 16941m109 4 70 SH OTR 8 0 0 70 DIAGEO PLC SPONSORED ADR NEW ADR 25243Q205 7997 73323 SH SOLE 73323 0 0 DIAGEO PLC SPONSORED ADR NEW ADR 25243Q205 17 155 SH OTR 18 0 0 155 DIAGEO PLC SPONSORED ADR NEW ADR 25243Q205 48 439 SH OTR 19 439 0 0 ENI S P A SPON F ADR 1 ADR REP ADR 26874r108 1469 49281 SH OTR 1 0 0 49281 ENI S P A SPON F ADR 1 ADR REP ADR 26874r108 18 619 SH OTR 19 619 0 0 ENI S P A SPON F ADR 1 ADR REP ADR 26874r108 7 230 SH OTR 8 0 0 230 GERDAU SA SPONS ADR EACHREP 1 ADR 373737105 10 8488 SH SOLE 8488 0 0 GERDAU SA SPONS ADR EACHREP 1 ADR 373737105 2 1925 SH OTR 20 0 0 1925 GLAXOSMITHKLINE PLC F ADR 1 AD ADR 37733w105 20 487 SH SOLE 487 0 0 GLAXOSMITHKLINE PLC F ADR 1 AD ADR 37733w105 2099 52032 SH OTR 1 0 0 52032 GLAXOSMITHKLINE PLC F ADR 1 AD ADR 37733w105 78 1928 SH OTR 19 1928 0 0 GLAXOSMITHKLINE PLC F ADR 1 AD ADR 37733w105 10 260 SH OTR 8 0 0 260 HONDA MOTOR CO LTD F ADR 1 ADR ADR 438128308 2492 78050 SH OTR 1 0 0 78050 HONDA MOTOR CO LTD F ADR 1 ADR ADR 438128308 72 2251 SH OTR 19 2251 0 0 HONDA MOTOR CO LTD F ADR 1 ADR ADR 438128308 8 260 SH OTR 8 0 0 260 KAO CORP F ADR 1 ADR REPS 1 OR ADR 485537302 1603 30831 SH OTR 1 0 0 30831 KONINKLIJKE AHOLD NV F ADR 1 A ADR 500467105 2599 122836 SH OTR 1 0 0 122836 KONINKLIJKE AHOLD NV F ADR 1 A ADR 500467105 25 1197 SH OTR 19 1197 0 0 LLOYDS BANKING GROUP PLC ADR ADR 539439109 674 154651 SH OTR 1 0 0 154651 LLOYDS BANKING GROUP PLC ADR ADR 539439109 64 14690 SH OTR 19 14690 0 0 MITSUBISHI UFJ FINL F ADR 1 AD ADR 606822104 67 10761 SH OTR 19 10761 0 0 MITSUBISHI UFJ FINL F ADR 1 AD ADR 606822104 5 845 SH OTR 8 0 0 845 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 2811 40422 SH OTR 1 0 0 40422 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 113 1625 SH OTR 19 1625 0 0 NOKIA CORP ADR 654902204 49 7000 SH SOLE 7000 0 0 NOKIA CORP ADR 654902204 45 6371 SH OTR 19 6371 0 0 NOVARTIS AG SPON ADR ADR 66987V109 32 375 SH SOLE 375 0 0 NOVARTIS AG SPON ADR ADR 66987V109 1988 23108 SH OTR 1 0 0 23108 NOVARTIS AG SPON ADR ADR 66987V109 31 366 SH OTR 18 0 0 366 NOVARTIS AG SPON ADR ADR 66987V109 182 2110 SH OTR 19 2110 0 0 NTT DOCOMO INC F ADR 1 ADR REP ADR 62942m201 1011 49308 SH OTR 1 0 0 49308 NTT DOCOMO INC F ADR 1 ADR REP ADR 62942m201 38 1865 SH OTR 19 1865 0 0 PETROLEO BRASILEIRO F ADR 1 AD ADR 71654v101 5322 1565295 SH SOLE 1565295 0 0 PETROLEO BRASILEIRO F ADR 1 AD ADR 71654v101 1 391 SH OTR 20 0 0 391 PETROLEO BRASILEIRO F ADR 1 AD ADR 71654v101 5 1524 SH OTR 8 0 0 1524 ROYAL DUTCH SHELL-SPON ADR-A ADR 780259206 913 19930 SH OTR 1 0 0 19930 ROYAL DUTCH SHELL-SPON ADR-A ADR 780259206 24 525 SH OTR 19 525 0 0 SANOFI SPOND F ADR 1 ADR REPS ADR 80105n105 2032 47649 SH OTR 1 0 0 47649 SANOFI SPOND F ADR 1 ADR REPS ADR 80105n105 86 2013 SH OTR 19 2013 0 0 SANOFI SPOND F ADR 1 ADR REPS ADR 80105n105 4 100 SH OTR 8 0 0 100 SAP SPONSORED F ADR 1 ADR REPS ADR 803054204 2752 34788 SH OTR 1 0 0 34788 SAP SPONSORED F ADR 1 ADR REPS ADR 803054204 28 358 SH OTR 19 358 0 0 SYNGENTA AG F ADR 1 ADR REPS 0 ADR 87160a100 1 12 SH SOLE 12 0 0 SYNGENTA AG F ADR 1 ADR REPS 0 ADR 87160a100 1767 22450 SH OTR 1 0 0 22450 SYNGENTA AG F ADR 1 ADR REPS 0 ADR 87160a100 53 676 SH OTR 19 676 0 0 TAIWAN SEMICONDUCTR F ADR 1 AD ADR 874039100 32 1397 SH SOLE 1397 0 0 TAIWAN SEMICONDUCTR F ADR 1 AD ADR 874039100 1943 85420 SH OTR 1 0 0 85420 TAIWAN SEMICONDUCTR F ADR 1 AD ADR 874039100 39 1724 SH OTR 19 1724 0 0 TAIWAN SEMICONDUCTR F ADR 1 AD ADR 874039100 5 228 SH OTR 20 0 0 228 TELEFONICA SA ADR EA REPR1 ORD ADR 879382208 1359 122910 SH OTR 1 0 0 122910 TELEFONICA SA ADR EA REPR1 ORD ADR 879382208 21 1899 SH OTR 19 1899 0 0 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 59 896 SH SOLE 896 0 0 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 782 11906 SH OTR 1 0 0 11906 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 52 791 SH OTR 19 791 0 0 TOTAL S A F ADR 1 ADR REPS 1 O ADR 89151e109 0 1 SH SOLE 1 0 0 TOTAL S A F ADR 1 ADR REPS 1 O ADR 89151e109 725 16123 SH OTR 1 0 0 16123 TOTAL S A F ADR 1 ADR REPS 1 O ADR 89151e109 49 1101 SH OTR 19 1101 0 0 TOYOTA MOTOR CORP F ADR 1 ADR ADR 892331307 235 1912 SH OTR 19 1912 0 0 UNILEVER PLC F ADR 1 ADR REPS ADR 904767704 1440 33403 SH SOLE 33403 0 0 UNILEVER PLC F ADR 1 ADR REPS ADR 904767704 2478 57459 SH OTR 1 0 0 57459 UNILEVER PLC F ADR 1 ADR REPS ADR 904767704 60 1382 SH OTR 19 1382 0 0 VIPSHOP HLDGS LTD SPONADR EA R ADR 92763w103 10 657 SH SOLE 657 0 0 VIPSHOP HLDGS LTD SPONADR EA R ADR 92763w103 228 14932 SH OTR 31 0 0 14932 VIPSHOP HLDGS LTD SPONADR EA R ADR 92763w103 6 395 SH OTR 19 395 0 0 VIPSHOP HLDGS LTD SPONADR EA R ADR 92763w103 2 149 SH OTR 20 0 0 149 VODAFONE GROUP PLC NEW SPONSOR ADR 92857W308 5 145 SH SOLE 145 0 0 VODAFONE GROUP PLC NEW SPONSOR ADR 92857W308 845 26189 SH OTR 1 0 0 26189 VODAFONE GROUP PLC NEW SPONSOR ADR 92857W308 37 1135 SH OTR 19 1135 0 0 ABBOTT LABORATORIES COM 002824100 294 6537 SH SOLE 6537 0 0 ABBVIE INC COM 00287Y109 494 8334 SH SOLE 8334 0 0 ABBVIE INC COM 00287Y109 117 1973 SH OTR 32 0 0 1973 ACCENTURE PLC CL A F COM g1151c101 9874 94490 SH SOLE 94490 0 0 ACCENTURE PLC CL A F COM g1151c101 111 1061 SH OTR 32 0 0 1061 ADVANCE AUTO PARTS INC COM 00751Y106 16968 112739 SH SOLE 112739 0 0 AFFILIATED MANAGERS GROUP COM 008252108 1766 11053 SH SOLE 11053 0 0 AFLAC INC COM 001055102 7528 125681 SH SOLE 125681 0 0 AFLAC INC COM 001055102 26 438 SH OTR 19 438 0 0 AIR METHODS CORP COM 009128307 3801 90645 SH SOLE 90645 0 0 ALIGN TECHNOLOGY INC COM ISIN# COM 016255101 9008 136795 SH SOLE 136795 0 0 ALLEGIANCE BANCSHARES INC COM COM 01748H107 2051 86735 SH SOLE 86735 0 0 ALPHABET INC-CL C COM 02079K107 15325 20194 SH SOLE 20194 0 0 ALPHABET INC-CL C COM 02079K107 24 31 SH OTR 6 0 0 31 ALPHABET INC CL A COM 02079K305 18755 24107 SH SOLE 24107 0 0 ALPHABET INC CL A COM 02079K305 236 303 SH OTR 31 0 0 303 ALPHABET INC CL A COM 02079K305 24 31 SH OTR 6 0 0 31 AMAZON COM INC COM 023135106 276 408 SH SOLE 408 0 0 AMERICAN TOWER REIT INC (HLDG COM 03027x100 14337 147876 SH SOLE 147876 0 0 AMERICAN VANGUARD CO COM 030371108 2075 148126 SH SOLE 148126 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 9421 157680 SH SOLE 157680 0 0 AMERIS BANCORP COM 03076K108 2367 69650 SH SOLE 69650 0 0 AMGEN INCORPORATED COM 031162100 706 4347 SH SOLE 4347 0 0 ANCHOR BANCORP WISCONSIN INC C COM 03283P106 2918 67061 SH SOLE 67061 0 0 ANSYS INC COM 03662q105 23968 259114 SH SOLE 259114 0 0 ANTHEM INC COM 036752103 227 1631 SH SOLE 1631 0 0 APPLE INC COM 037833100 11651 110692 SH SOLE 110692 0 0 APPLE INC COM 037833100 172 1632 SH OTR 32 0 0 1632 ASB BANCORP INC COM 00213T109 7189 276970 SH SOLE 276970 0 0 ASTEC INDS INC COM 046224101 1594 39170 SH SOLE 39170 0 0 AT&T INC COM 00206R102 225 6529 SH SOLE 6529 0 0 AT&T INC COM 00206R102 67 1934 SH OTR 32 0 0 1934 ATLANTIC CAPITAL BANCSHARES IN COM 048269203 5908 394421 SH SOLE 394421 0 0 ATLANTIC COAST FINANCIAL CORPO COM 048426100 4765 813199 SH SOLE 813199 0 0 AUTODESK INC COM ISIN#US052769 COM 052769106 217 3554 SH OTR 31 0 0 3554 AVENUE FINANCIAL HOLDINGS INC COM 05358K102 3771 262447 SH SOLE 262447 0 0 BANK MUTUAL CORPORATION COM 063750103 3584 459457 SH SOLE 459457 0 0 BANK OF THE OZARKS INCCOM ISIN COM 063904106 4892 98918 SH SOLE 98918 0 0 BANKWELL FINL GROUP INC COM COM 06654A103 2482 125030 SH SOLE 125030 0 0 BEACON ROOFING SUPPL COM 073685109 2205 53555 SH SOLE 53555 0 0 BECTON DICKINSON&CO COM 075887109 12186 79087 SH SOLE 79087 0 0 BELDEN INC COM 077454106 1101 23090 SH SOLE 23090 0 0 BERKSHIRE HATHAWAY INC DE CL COM 084670702 667 5054 SH SOLE 5054 0 0 BERKSHIRE HATHAWAY INC DE CL COM 084670702 40 301 SH OTR 6 0 0 301 BIOGEN INC COM 09062X103 247 805 SH SOLE 805 0 0 BLACK DIAMOND INC COM 09202G101 2507 567168 SH SOLE 567168 0 0 BNC BANCORP COM COM 05566T101 9155 360706 SH SOLE 360706 0 0 BOEING CO COM 097023105 9167 63403 SH SOLE 63403 0 0 BOEING CO COM 097023105 115 793 SH OTR 32 0 0 793 BOSTON PRIVATE FINL HLDGS INC COM 101119105 532 46950 SH SOLE 46950 0 0 BRISTOL MYERS SQUIBB COMPAN COM 110122108 9566 139058 SH SOLE 139058 0 0 BROOKFIELD ASSET MGMT F D VTG COM 112585104 9 298 SH OTR 18 0 0 298 BROOKFIELD ASSET MGMT F D VTG COM 112585104 281 8919 SH OTR 19 8919 0 0 BROOKFIELD ASSET MGMT F D VTG COM 112585104 76 2399 SH OTR 6 0 0 2399 Brookfield High Income Fund In COM 11272P102 86 12555 SH SOLE 12555 0 0 BROWN-FORMAN CORP-CLASS B COM 115637209 9157 92230 SH SOLE 92230 0 0 C1 FINL INC COM COM 12591n109 5012 207005 SH SOLE 207005 0 0 CABELAS INC COM 126804301 1231 26336 SH SOLE 26336 0 0 CANADIAN NATL RY CO COM 136375102 101 1800 SH SOLE 1800 0 0 CANADIAN NATL RY CO COM 136375102 24 436 SH OTR 18 0 0 436 CANADIAN NATL RY CO COM 136375102 77 1376 SH OTR 19 1376 0 0 CAROLINA FINL CORP NEW COM COM 143873107 2111 117265 SH SOLE 117265 0 0 CAROLINA TR BK LINCOLNTON NORT COM 144200102 63 10184 SH SOLE 10184 0 0 CASELLA WASTE SYS CLASS A COM 147448104 15158 2534827 SH SOLE 2534827 0 0 CATERPILLAR INC COM 149123101 224 3290 SH SOLE 3290 0 0 CAVCO INDUSTRIES INC COM 149568107 2091 25103 SH SOLE 25103 0 0 CBS CORP-CLASS B NON VOTING COM 124857202 746 15836 SH SOLE 15836 0 0 CELGENE CORP COM 151020104 8774 73260 SH SOLE 73260 0 0 CELGENE CORP COM 151020104 225 1880 SH OTR 31 0 0 1880 CENTRUE FINANCIAL CORPORATION COM 15643B205 5219 313654 SH SOLE 313654 0 0 CHEVRON CORP NEW COM 166764100 9528 105918 SH SOLE 105918 0 0 CHEVRON CORP NEW COM 166764100 61 677 SH OTR 32 0 0 677 CINCINNATI FINL CORP COM 172062101 1866 31530 SH SOLE 31530 0 0 CLEAN HBRS INC COM 184496107 1154 27700 SH SOLE 27700 0 0 CME GROUP INC CLASS A COM 12572q105 12659 139727 SH SOLE 139727 0 0 COGNEX CORP COM COM 192422103 1307 38695 SH SOLE 38695 0 0 COLUMBUS MCKINNON CORP COM 199333105 6322 334519 SH SOLE 334519 0 0 COMCAST CORP NEW CL A COM 20030n101 394 6979 SH SOLE 6979 0 0 CONSTELLIUM NV F CLASS A COM n22035104 4005 520155 SH SOLE 520155 0 0 CONTINENTAL BLDG PRO COM 211171103 2781 159294 SH SOLE 159294 0 0 CONTINENTAL RESOURCES INC COM 212015101 11014 479289 SH SOLE 479289 0 0 CONTINENTAL RESOURCES INC COM 212015101 13 571 SH OTR 6 0 0 571 COOPER COS INC COM NEW COM 216648402 23115 172243 SH SOLE 172243 0 0 COWEN GROUP INC CLASS A COM 223622101 2058 537334 SH SOLE 537334 0 0 CRAFT BREW ALLIANCE INC COM 224122101 3174 379246 SH SOLE 379246 0 0 CVS HEALTH CORP COM 126650100 11880 121514 SH SOLE 121514 0 0 CVS HEALTH CORP COM 126650100 127 1298 SH OTR 32 0 0 1298 DANAHER CORP DEL COM COM 235851102 27557 296692 SH SOLE 296692 0 0 DANAHER CORP DEL COM COM 235851102 109 1175 SH OTR 31 0 0 1175 DELPHI AUTOMOTIVE PLC COM G27823106 216 2525 SH SOLE 2525 0 0 DELPHI AUTOMOTIVE PLC COM G27823106 179 2087 SH OTR 31 0 0 2087 DESTINATION XL GROUP COM 25065k104 2810 509096 SH SOLE 509096 0 0 DEVRY EDUCATION GROUP INC COM 251893103 597 23600 SH SOLE 23600 0 0 DISCOVER FINL SVCS COM 254709108 283 5272 SH SOLE 5272 0 0 DISCOVER FINL SVCS COM 254709108 44 825 SH OTR 32 0 0 825 DISCOVERY COMMUNICATIONS SERIE COM 25470F302 18123 718603 SH SOLE 718603 0 0 E M C CORP MASS COM COM 268648102 180 7009 SH SOLE 7009 0 0 E M C CORP MASS COM COM 268648102 86 3350 SH OTR 32 0 0 3350 EMERGENT BIOSOLUTION COM 29089q105 4677 116908 SH SOLE 116908 0 0 ENDOCYTE INC COM USD0.001 COM 29269a102 872 217485 SH SOLE 217485 0 0 ENGILITY HLDGS INC COM 29286c107 2543 78301 SH SOLE 78301 0 0 EQUITY BANCSHARES INCCOM CL A COM 29460x109 2161 92400 SH SOLE 92400 0 0 EVANS BANCORP INC NEW COM 29911Q208 2151 84370 SH SOLE 84370 0 0 EXPEDIA INC COM 30212p303 2433 19573 SH SOLE 19573 0 0 EXXON MOBIL CORP COM 30231g102 428 5492 SH SOLE 5492 0 0 FACEBOOK INC CLASS A COM 30303M102 294 2810 SH SOLE 2810 0 0 FACEBOOK INC CLASS A COM 30303M102 221 2110 SH OTR 31 0 0 2110 FARMER BROS CO COM ISIN#US3076 COM 307675108 6932 214813 SH SOLE 214813 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 1357 60838 SH SOLE 60838 0 0 FIESTA RESTAURANT GROUP COM 31660B101 1639 48774 SH SOLE 48774 0 0 FINANCIAL INSTITUTIONS INC COM COM 317585404 1667 59524 SH SOLE 59524 0 0 FIRST BANCORP N C COM ISIN#US3 COM 318910106 1957 104413 SH SOLE 104413 0 0 FIRST BANCSHARES INC MISS COM COM 318916103 2554 139254 SH SOLE 139254 0 0 FIRST CAPITAL BANCORP INC COM 319438107 1394 250746 SH SOLE 250746 0 0 FIRST COMMUNITY CORP S C COM COM 319835104 2813 188530 SH SOLE 188530 0 0 FIRST FOUNDATION INC COM 32026V104 2440 103425 SH SOLE 103425 0 0 FIRST REPUBLIC BANK COM 33616c100 20140 304873 SH SOLE 304873 0 0 FULL HOUSE RESORTS INC COM 359678109 3152 1887619 SH SOLE 1887619 0 0 GENERAL ELECTRIC COMPANY COM 369604103 246 7896 SH SOLE 7896 0 0 GENESEE & WYO INC CL A COM 371559105 17459 325187 SH SOLE 325187 0 0 GENMARK DIAGNOSTICS INC COM 372309104 9005 1160430 SH SOLE 1160430 0 0 GREIF INC CL A ISIN#US39762410 COM 397624107 468 15176 SH SOLE 15176 0 0 HAMPTON RDS BANKSHARES INC COM 409321502 3427 1862637 SH SOLE 1862637 0 0 HEICO CORP NEW CL A ISIN#US422 COM 422806208 1910 38819 SH SOLE 38819 0 0 HERITAGE COMMERCE CORP COM 426927109 1697 141848 SH SOLE 141848 0 0 HERITAGE OAKS BANCORP COM 42724R107 1481 184921 SH SOLE 184921 0 0 HOLOGIC INC COM 436440101 207 5341 SH OTR 31 0 0 5341 HOME DEPOT INC COM 437076102 471 3560 SH SOLE 3560 0 0 HOMETRUST BANCSHARES INC COM COM 437872104 4984 246125 SH SOLE 246125 0 0 HONEYWELL INTL INC COM 438516106 124 1200 SH SOLE 1200 0 0 HONEYWELL INTL INC COM 438516106 115 1106 SH OTR 32 0 0 1106 HORIZON GLOBAL CORPO COM 44052w104 2624 252993 SH SOLE 252993 0 0 HOULIHAN LOKEY INC CLASS A COM COM 441593100 3358 128120 SH SOLE 128120 0 0 HOWARD HUGHES CORP COM ISIN#US COM 44267d107 221 1951 SH OTR 6 0 0 1951 HUDSON TECHNOLOGIES COM 444144109 2037 685833 SH SOLE 685833 0 0 ICAD INC COM 44934s206 4834 935037 SH SOLE 935037 0 0 ID SYSTEMS INC COM 449489103 1807 392858 SH SOLE 392858 0 0 IHS INC COM 451734107 20029 169120 SH SOLE 169120 0 0 ILLINOIS TOOL WORKS INC COM 452308109 10648 114890 SH SOLE 114890 0 0 INVESTORS BANCORP COM 46146l101 3906 314020 SH SOLE 314020 0 0 ISHARES TR EAFE SML CPETF COM 464288273 226 4528 SH SOLE 4528 0 0 JACKSONVILLE BANCORP INC COM 469249205 1996 106582 SH SOLE 106582 0 0 JOHNSON & JOHNSON COM 478160104 386 3755 SH SOLE 3755 0 0 JOHNSON & JOHNSON COM 478160104 114 1111 SH OTR 32 0 0 1111 JPMORGAN CHASE & CO COM 46625h100 130 1969 SH SOLE 1969 0 0 JPMORGAN CHASE & CO COM 46625h100 132 2003 SH OTR 32 0 0 2003 KAPSTONE PAPER AND PACKAGING COM 48562P103 9132 404237 SH SOLE 404237 0 0 KCG HOLDINGS INC CLASS A COM 48244b100 1858 150945 SH SOLE 150945 0 0 KINDER MORGAN INC DE COM 49456B101 326 21859 SH SOLE 21859 0 0 KINDER MORGAN INC DE COM 49456B101 28 1875 SH OTR 32 0 0 1875 KNOWLES CORP COM 49926D109 7151 536482 SH SOLE 536482 0 0 KROGER CO COM COM 501044101 626 14976 SH SOLE 14976 0 0 LANDS' END INC COM 51509F105 4750 202628 SH SOLE 202628 0 0 LAS VEGAS SANDS CORP COM COM 517834107 542 12354 SH SOLE 12354 0 0 LAS VEGAS SANDS CORP COM COM 517834107 28 640 SH OTR 19 640 0 0 LIBBEY INC COM 529898108 14074 660117 SH SOLE 660117 0 0 LIBERTY GLOBAL PLC LILAC SHS C COM G5480U138 7055 170524 SH SOLE 170524 0 0 LIBERTY MEDIA CORP - C COM 531229300 1163 30534 SH SOLE 30534 0 0 LIBERTY MEDIA CORP - C COM 531229300 108 2833 SH OTR 6 0 0 2833 LINKEDIN CORP COM CL A COM 53578A108 9242 41063 SH SOLE 41063 0 0 LIVE OAK BANCSHARES INC COM COM 53803X105 1356 95490 SH SOLE 95490 0 0 LOWES COMPANIES INC COM 548661107 13069 171874 SH SOLE 171874 0 0 LOWES COMPANIES INC COM 548661107 93 1221 SH OTR 32 0 0 1221 MACYS INC COM 55616p104 8644 247121 SH SOLE 247121 0 0 MACYS INC COM 55616p104 33 944 SH OTR 32 0 0 944 MADISON SQUARE GARDE CLASS 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