0000947871-17-000535.txt : 20170706 0000947871-17-000535.hdr.sgml : 20170706 20170706213026 ACCESSION NUMBER: 0000947871-17-000535 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170706 DATE AS OF CHANGE: 20170706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seaspan CORP CENTRAL INDEX KEY: 0001332639 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNIT 2, 2ND FLOOR, BUPA CENTRE STREET 2: 141 CONNAUGHT ROAD WEST CITY: HONG KONG STATE: F4 ZIP: 00000 BUSINESS PHONE: (852) 2540 1686 MAIL ADDRESS: STREET 1: UNIT 2, 2ND FLOOR, BUPA CENTRE STREET 2: 141 CONNAUGHT ROAD WEST CITY: HONG KONG STATE: F4 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WANG GERRY YOUGUI CENTRAL INDEX KEY: 0001674937 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32591 FILM NUMBER: 17953747 MAIL ADDRESS: STREET 1: SUITE 1401 JARDINE HOUSE STREET 2: 1 CONNAUGHT PLACE, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 3 1 ss49955_3.xml OWNERSHIP DOCUMENT X0206 3 2017-06-30 0 0001332639 Seaspan CORP SSW 0001674937 WANG GERRY YOUGUI # 2039 FOUR SEASONS PLACE, 8 FINANCE STREET CENTRAL, K3 00000 HONG KONG 1 1 0 0 Chief Executive Officer Class A Common Shares 839817 I By Gerry Wang Family Enterprises Limited Class A Common Shares 2251177 D Phantom Share Units 0.0000 2010-12-21 Class A Common Shares 45000.0000 D Phantom Share Units 0.0000 2012-01-01 Class A Common Shares 100000.0000 D Phantom Share Units 0.0000 2013-01-01 Class A Common Shares 150000.0000 D Phantom Share Units 0.0000 2014-01-01 Class A Common Shares 150000.0000 D Performance Share Units 0.0000 Class A Common Shares 786147.0000 D Stock Appreciation Rights 26.5000 2017-12-07 Class A Common Shares 1929260.0000 D This report is a voluntary filing. Includes an award of 479,714 Restricted Stock Units granted on May 20, 2016, which vests in five installments after the grant date, subject to continued employment on the applicable vesting date. Of the 479,714 units subject to the award, 95,942 units vested on May 31, 2017 and 95,943 units will vest on each of May 31, 2018, May 31, 2019, May 31, 2020, and May 31, 2021. Once vested, the units subject to the award are exchangeable for the Company's Class A Common Shares on a one-for-one basis. This award of Phantom Share Units was granted on January 1, 2008, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person. This award of Phantom Share Units was granted on March 1, 2009, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person. Of the 150,000 units subject to the award, 50,000 units were exchanged for Class A Common Shares on January 1, 2010 and are reflected as Class A Common Shares listed under Table I. This award of Phantom Share Units was granted on April 1, 2010, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person. This award of Phantom Share Units was granted on June 17, 2011, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person. This award of Performance Share Units was granted on May 20, 2016, and vests in five installments after the grant date, subject to the satisfaction of time and performance requirements. Each tranche will vest when both its time and performance vesting requirements are met. Time vesting will occur for a given tranche if the Reporting Person is employed by the Company on May 31 of a particular year over a period of five years after the grant date, commencing on May 31, 2017. Performance vesting will occur for a given tranche if the fair market value of a share of Class A Common Stock equals or exceeds the applicable performance vesting share price for such tranche for any of the 20 consecutive trading days on or before May 31, 2021. Once vested, the units subject to this award are exchangeable for the Company's Class A Common Shares on a one-for-one basis. The shares subject to the Stock Appreciation Right vest and become exercisable when and if the Fair Market Value of the Company's Class A Common Shares equals or exceeds the shown price for any 20 consecutive trading days on or before the Expiration Date. /s/ Gerry Yougui Wang 2017-07-06