0000947871-17-000535.txt : 20170706
0000947871-17-000535.hdr.sgml : 20170706
20170706213026
ACCESSION NUMBER: 0000947871-17-000535
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170706
DATE AS OF CHANGE: 20170706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Seaspan CORP
CENTRAL INDEX KEY: 0001332639
STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNIT 2, 2ND FLOOR, BUPA CENTRE
STREET 2: 141 CONNAUGHT ROAD WEST
CITY: HONG KONG
STATE: F4
ZIP: 00000
BUSINESS PHONE: (852) 2540 1686
MAIL ADDRESS:
STREET 1: UNIT 2, 2ND FLOOR, BUPA CENTRE
STREET 2: 141 CONNAUGHT ROAD WEST
CITY: HONG KONG
STATE: F4
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WANG GERRY YOUGUI
CENTRAL INDEX KEY: 0001674937
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32591
FILM NUMBER: 17953747
MAIL ADDRESS:
STREET 1: SUITE 1401 JARDINE HOUSE
STREET 2: 1 CONNAUGHT PLACE, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
3
1
ss49955_3.xml
OWNERSHIP DOCUMENT
X0206
3
2017-06-30
0
0001332639
Seaspan CORP
SSW
0001674937
WANG GERRY YOUGUI
# 2039 FOUR SEASONS PLACE,
8 FINANCE STREET
CENTRAL,
K3
00000
HONG KONG
1
1
0
0
Chief Executive Officer
Class A Common Shares
839817
I
By Gerry Wang Family Enterprises Limited
Class A Common Shares
2251177
D
Phantom Share Units
0.0000
2010-12-21
Class A Common Shares
45000.0000
D
Phantom Share Units
0.0000
2012-01-01
Class A Common Shares
100000.0000
D
Phantom Share Units
0.0000
2013-01-01
Class A Common Shares
150000.0000
D
Phantom Share Units
0.0000
2014-01-01
Class A Common Shares
150000.0000
D
Performance Share Units
0.0000
Class A Common Shares
786147.0000
D
Stock Appreciation Rights
26.5000
2017-12-07
Class A Common Shares
1929260.0000
D
This report is a voluntary filing.
Includes an award of 479,714 Restricted Stock Units granted on May 20, 2016, which vests in five installments after the grant date, subject to continued employment on the applicable vesting date. Of the 479,714 units subject to the award, 95,942 units vested on May 31, 2017 and 95,943 units will vest on each of May 31, 2018, May 31, 2019, May 31, 2020, and May 31, 2021. Once vested, the units subject to the award are exchangeable for the Company's Class A Common Shares on a one-for-one basis.
This award of Phantom Share Units was granted on January 1, 2008, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person.
This award of Phantom Share Units was granted on March 1, 2009, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person. Of the 150,000 units subject to the award, 50,000 units were exchanged for Class A Common Shares on January 1, 2010 and are reflected as Class A Common Shares listed under Table I.
This award of Phantom Share Units was granted on April 1, 2010, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person.
This award of Phantom Share Units was granted on June 17, 2011, and is fully vested and exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person.
This award of Performance Share Units was granted on May 20, 2016, and vests in five installments after the grant date, subject to the satisfaction of time and performance requirements. Each tranche will vest when both its time and performance vesting requirements are met. Time vesting will occur for a given tranche if the Reporting Person is employed by the Company on May 31 of a particular year over a period of five years after the grant date, commencing on May 31, 2017. Performance vesting will occur for a given tranche if the fair market value of a share of Class A Common Stock equals or exceeds the applicable performance vesting share price for such tranche for any of the 20 consecutive trading days on or before May 31, 2021. Once vested, the units subject to this award are exchangeable for the Company's Class A Common Shares on a one-for-one basis.
The shares subject to the Stock Appreciation Right vest and become exercisable when and if the Fair Market Value of the Company's Class A Common Shares equals or exceeds the shown price for any 20 consecutive trading days on or before the Expiration Date.
/s/ Gerry Yougui Wang
2017-07-06