0001213900-21-015472.txt : 20210315 0001213900-21-015472.hdr.sgml : 20210315 20210315200540 ACCESSION NUMBER: 0001213900-21-015472 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONE POINT CAPITAL LLC CENTRAL INDEX KEY: 0001332638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743194 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2924 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zerbib Nicolas D CENTRAL INDEX KEY: 0001334938 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743191 MAIL ADDRESS: STREET 1: JAMES RIVER GROUP, INC. STREET 2: 1414 RALEIGH ROAD, SUITE 415 CITY: CHAPEL HILL STATE: NC ZIP: 27517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zyskind Barry D CENTRAL INDEX KEY: 0001380832 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743197 MAIL ADDRESS: STREET 1: C/O AMTRUST FINANCIAL SERVICES, INC. STREET 2: 59 MAIDEN LANE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident VII, L.P. CENTRAL INDEX KEY: 0001684908 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743196 BUSINESS ADDRESS: STREET 1: STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident Pine GP, LLC CENTRAL INDEX KEY: 0001850937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743193 BUSINESS ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident Capital VII, L.P. CENTRAL INDEX KEY: 0001851118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743192 BUSINESS ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Technology Sponsor LLC CENTRAL INDEX KEY: 0001838265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743199 BUSINESS ADDRESS: STREET 1: C/O PINE TECHNOLOGY ACQUISITION CORP. STREET 2: 260 LENA DRIVE CITY: AURORA STATE: OH ZIP: 44202 BUSINESS PHONE: 212-402-8216 MAIL ADDRESS: STREET 1: C/O PINE TECHNOLOGY ACQUISITION CORP. STREET 2: 260 LENA DRIVE CITY: AURORA STATE: OH ZIP: 44202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident Pine Acquisition LP CENTRAL INDEX KEY: 0001848709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743198 BUSINESS ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peel Acquisition Co II, LLC CENTRAL INDEX KEY: 0001848802 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743200 BUSINESS ADDRESS: STREET 1: C/O PINE TECHNOLOGY ACQUISITION CORP. STREET 2: 260 LENA DRIVE CITY: AURORA STATE: OH ZIP: 44202 BUSINESS PHONE: 212-402-8216 MAIL ADDRESS: STREET 1: C/O PINE TECHNOLOGY ACQUISITION CORP. STREET 2: 260 LENA DRIVE CITY: AURORA STATE: OH ZIP: 44202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident VII Parallel Fund, L.P. CENTRAL INDEX KEY: 0001684909 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40179 FILM NUMBER: 21743195 BUSINESS ADDRESS: STREET 1: STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pine Technology Acquisition Corp. CENTRAL INDEX KEY: 0001838238 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 260 LENA DRIVE CITY: AURORA STATE: OH ZIP: 44202 BUSINESS PHONE: 212-402-8216 MAIL ADDRESS: STREET 1: 260 LENA DRIVE CITY: AURORA STATE: OH ZIP: 44202 3/A 1 ownership.xml X0206 3/A 2021-03-10 2021-03-10 0 0001838238 Pine Technology Acquisition Corp. PTOC 0001848802 Peel Acquisition Co II, LLC C/O PINE TECHNOLOGY ACQUISITION CORP. 260 LENA DRIVE AURORA OH 44202 0 0 1 0 0001838265 Pine Technology Sponsor LLC C/O PINE TECHNOLOGY ACQUISITION CORP. 260 LENA DRIVE AURORA OH 44202 1 0 1 0 0001848709 Trident Pine Acquisition LP C/O STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 0 0 1 0 0001380832 Zyskind Barry D C/O PINE TECHNOLOGY ACQUISITION CORP. 260 LENA DRIVE NEW YORK NY 10038 0 0 1 0 0001684908 Trident VII, L.P. C/O STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 0 0 1 0 0001684909 Trident VII Parallel Fund, L.P. C/O STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 0 0 1 0 0001332638 STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 0 0 1 0 0001850937 Trident Pine GP, LLC C/O STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 0 0 1 0 0001851118 Trident Capital VII, L.P. C/O STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 0 0 1 0 0001334938 Zerbib Nicolas D C/O STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 1 0 0 0 Class B common stock, par value $0.0001 per share Class A common stock, par value $0.0001 per share 8625000 I See Footnotes The reported shares of Pine Technology Acquisition Corp. (the "Issuer") are directly held by Pine Technology Sponsor LLC (the "Sponsor"). Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B common stock will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253278). The shares of Class B common stock have no expiration date. This Form 3 is being filed by Sponsor. Peel Acquisition Company II, LLC and Trident Pine Acquisition, L.P. are the managing members of Sponsor and, together, have shared voting and investment discretion with respect to the securities held by Sponsor. Barry D. Zyskind is the manager of Peel Acquisition Company II, LLC. Trident Pine GP, LLC is the general partner of Trident Pine Acquisition, L.P. Trident VII, L.P. and Trident VII Parallel Fund, L.P. (the "Trident VII Partnerships") are the majority members of Trident Pine GP, LLC. Trident Capital VII, L.P. is the general partner of the Trident VII Partnerships (the "Trident VII GP"). Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. The management agreements do not delegate any power with respect to the disposition of Class A common stock or Class B common stock held by the Trident VII Partnerships. Nicolas D. Zerbib is a member and managing director of Stone Point Capital LLC and one of five general partners of the Trident VII GP. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by Peel Acquisition Company II, LLC, Trident Pine Acquisition, L.P., Mr. Barry D. Zyskind, Trident Pine GP, LLC, Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident Capital VII, L.P., Stone Point Capital LLC and Nicolas D. Zerbib. Each such reporting person under this Form 3 disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 3. See signatures attached as Exhibit 99.1 2021-03-15 EX-99.1 2 ea137678ex99-1pinetechacq.htm EXHIBIT 99.1

Exhibit 99.1

 

This Statement on Form 3 is filed jointly by Pine Technology Sponsor LLC, Peel Acquisition Company II, LLC, Barry D. Zyskind, Trident Pine Acquisition, L.P., Trident Pine GP, LLC, Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident Capital VII, L.P., Stone Point Capital LLC and Nicolas D. Zerbib. The principal business address of each of Pine Technology Sponsor LLC and Peel Acquisition Company II, LLC is c/o Pine Technology Acquisition Corp., 260 Lena Drive, Aurora OH 44202, the principal business address of Barry D. Zyskind is c/o Amtrust Financial Inc., 59 Maiden Lane, 6th Floor, New York NY 10038, the principal business address of Trident Pine Acquisition, L.P., Trident Pine GP, LLC, Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident Capital VII, L.P. and Nicolas D. Zerbib is c/o Stone Point Capital LLC, 20 Horseneck Lane, Greenwich CT 06830 and the principal business address of Stone Point Capital LLC is 20 Horseneck Lane, Greenwich CT 06830.

  

Name of Designated Filer: Pine Technology Sponsor LLC

 

Date of Event Requiring Statement: March 10, 2021

 

Issuer Name and Ticker or Trading Symbol: Pine Technology Acquisition Corp. (Nasdaq: PTOC)

 

PINE TECHNOLOGY SPONSOR LLC

By Peel Acquisition Company II, LLC, its Managing Member

   
By: /s/ Barry D. Zyskind  
Name:  Barry D. Zyskind  
Title: Manager  
   
PEEL ACQUISITION COMPANY II, LLC  
   
By: /s/ Barry D. Zyskind  
Name: Barry D. Zyskind  
Title: Manager  

 

/s/ Barry D. Zyskind  
Barry D. Zyskind  

 

TRIDENT PINE ACQUISITION, L.P.

By: Trident Pine GP, LLC

  
   
By: /s/ David J. Wermuth  
Name: David J. Wermuth  
Title: Manager  

 

 

 

 

 

TRIDENT VII, L.P.

By: Trident Capital VII, L.P. (general partner)

By: DW Trident GP, LLC (a general partner)

   
By: /s/ Jacqueline Giammarco  
Name:  Jacqueline Giammarco  
Title: Vice President  

 

TRIDENT VII PARALLEL FUND, L.P.

By: Trident Capital VII, L.P. (general partner)

By: DW Trident GP, LLC (a general partner)

   
By: /s/ Jacqueline Giammarco  
Name:  Jacqueline Giammarco  
Title: Vice President  

 

 

STONE POINT CAPITAL LLC

  
   
By: /s/ Jacqueline Giammarco  
Name: Jacqueline Giammarco  
Title: Chief Compliance Officer  

 

TRIDENT PINE GP, LLC  
   
By: /s/ David J. Wermuth  
Name:  David J. Wermuth  
Title: Manager  

 

 

TRIDENT CAPITAL VII, L.P.

By: DW Trident GP, LLC

  
   
By: /s/ Jacqueline Giammarco  
Name:  Jacqueline Giammarco  
Title: Vice President  

 

/s/ Nicolas D. Zerbib  
Nicolas D. Zerbib