SC 13G/A

NAMES OF REPORTING PERSONS.

Claremont Creek Ventures, L.P.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) ☐ (b) ☒(1)

SEC USE ONLY

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

SC 13G/A 1 d694608dsc13ga.htm SC 13G/A SC 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2

(Amendment No. 4) *

Natera, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

632307 10 4

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 632307 10 4		13 G

(1)

This Schedule 13G is filed by Claremont Creek Ventures, L.P. (“CCV”), Claremont Creek Partners, LLC (“CCP”), Claremont Creek Partners Fund, L.P. (“CCPF”), Claremont Creek Ventures II, L.P. (“CCV II”), Claremont Creek Partners II, LLC (“CCP II”), Randall Hawks (“Hawks”) and Nathaniel Goldhaber (“Goldhaber” together with CCV, CCP, CCPF, CCV II, CCP II and Hawks, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 632307 10 4		13 G

(1)	This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 632307 10 4		13 G

(1)	This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 632307 10 4		13 G

(1)	This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 632307 10 4		13 G

(1)	This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 632307 10 4		13 G

(1)	This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)

The shares are held by R HAWKS JR. & B M HAWKS CO-TTEE RANDALL & BEVERLY HAWKS FAMILY TRUST U/A DTD 07/03/2012 (the “Hawks Trust”). Randall Hawks serves as the trustee of the Hawks Trust. As such, Mr. Hawks possesses the power to direct the voting and disposition of the shares owned by the Hawks Trust and may be deemed to have indirect beneficial ownership of the shares held by the Hawks Trust.

(3)	This percentage set forth on the cover sheets are calculated based on 61,823,667 shares of the Common Stock outstanding as of October 31, 2018, as disclosed in the Issuer’s Form 10-Q for the period ended September 30, 2018, as filed with the Commission on November 9, 2018.


CUSIP NO. 632307 10 4		13 G

(1)	This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)	The shares are held by Goldhaber Investments, L.P., of which Nathaniel Goldhaber serves as general partner.

(3)	This percentage set forth on the cover sheets are calculated based on 61,823,667 shares of the Common Stock outstanding as of October 31, 2018, as disclosed in the Issuer’s Form 10-Q for the period ended September 30, 2018, as filed with the Commission on November 9, 2018.

Introductory Note: This statement on Schedule 13G is filed by the Reporting Persons with the Commission in respect of shares of Common Stock, par value $0.0001 per share (“Common Stock”), of Natera, Inc., a Delaware corporation (the “Issuer”).

Item 1


(a)	Name of Issuer:	Natera, Inc.

(b)	Address of Issuer’s
	Principal Executive Offices:	201 Industrial Road, Suite 410
		San Carlos, California 94070

Item 2

(a)	Name of Reporting Persons Filing:

Claremont Creek Ventures, L.P. (“CCV”)

Claremont Creek Partners Fund, L.P. (“CCPF”)

Claremont Creek Partners, LLC (“CCP”)

Claremont Creek Ventures II, L.P. (“CCV II”)

Claremont Creek Partners II, LLC (“CCP II”)

Randall Hawks (“Hawks”)

Nathaniel Goldhaber (“Goldhaber”)


(b)	Address of Principal Business Office:	c/o Claremont Creek Ventures
		300 Frank H. Ogawa Plaza, Suite 350
		Oakland, California 94612

(c)	Citizenship:


CCV		Delaware
CCPF		Delaware
CCP		Delaware
CCV II		Delaware
CCP II		Delaware
Hawks		United States of America
Goldhaber		United States of America


(d)	Title of Class of Securities:	Common Stock

(e)	CUSIP Number:	632307 10 4

Item 3

Not applicable.

Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2018:


Reporting Persons	Shares Held Directly (1)		Sole Voting Power		Shared Voting Power		Sole Dispositive Power		Shared Dispositive Power		Beneficial Ownership		Percentage of Class (2)
CCV		0		0		0		0		0		0		0.0	%
CCPF		0		0		0		0		0		0		0.0	%
CCV II		0		0		0		0		0		0		0.0	%
CCP		0		0		0		0		0		0		0.0	%
CCP II		0		0		0		0		0		0		0.0	%
Hawks		104,470		104,470		0		104,470		0		104,470		0.2	%
Goldhaber		115,816		115,816		0		115,816		0		115,816		0.2	%

(1)	Represents the number of shares of Common Stock held by the Reporting Persons.

(2)	This percentage set forth on the cover sheets are calculated based on 61,823,667 shares of the Common Stock outstanding as of October 31, 2018, as disclosed in the Issuer’s Form 10-Q for the period ended September 30, 2018, as filed with the Commission on November 9, 2018.

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☒

Item 6

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

Item 8

Identification and Classification of Members of the Group.

Not applicable.

Item 9

Notice of Dissolution of Group.

Not applicable.

Item 10

Certification.

Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the attached statement on Schedule 13G is true, complete and correct.

Dated: February 8, 2019


CLAREMONT CREEK VENTURES, L.P.

By: Claremont Creek Partners, LLC
Its: General Partner

By:		/s/ Randall Hawks
Randall Hawks, Managing Director

CLAREMONT CREEK PARTNERS FUND, L.P.

By: Claremont Creek Partners, LLC
Its: General Partner

By:		/s/ Randall Hawks
Randall Hawks, Managing Director

CLAREMONT CREEK PARTNERS, LLC

By:		/s/ Randall Hawks
Randall Hawks, Managing Director

CLAREMONT CREEK VENTURES II, L.P.

By: Claremont Creek Partners II, LLC
Its: General Partner

By:		/s/ Randall Hawks
Randall Hawks, Managing Director

CLAREMONT CREEK PARTNERS II, LLC

By:		/s/ Randall Hawks

Randall Hawks, Managing Director

/s/ Randall Hawks
Randall Hawks

/s/ Nathaniel Goldhaber
Nathaniel Goldhaber

Exhibit(s):

A: Joint Filing Statement