0001140361-14-003844.txt : 20140130 0001140361-14-003844.hdr.sgml : 20140130 20140130161227 ACCESSION NUMBER: 0001140361-14-003844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140128 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resource Capital Corp. CENTRAL INDEX KEY: 0001332551 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202287134 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-506-3870 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brotman Jeffrey F CENTRAL INDEX KEY: 0001356155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32733 FILM NUMBER: 14560913 MAIL ADDRESS: STREET 1: C/O LEDGEWOOD STREET 2: 1900 MARKET STREET, SUITE 750 CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc1.xml FORM 4 X0306 4 2014-01-28 0 0001332551 Resource Capital Corp. RSO 0001356155 Brotman Jeffrey F 1845 WALNUT STREET, 18TH FLOOR PHILADELPHIA PA 19103 0 1 0 0 EVP & Assistant Secretary Common Stock 2014-01-28 4 S 0 18500 5.8915 D 255152 D Common Stock 2014-01-29 4 S 0 19000 5.8444 D 236152 D Common Stock 350 I By Daughter The shares were sold pursuant to a 10b5-1 trading plan to satisfy taxes related to vesting of a restricted stock grant. On January 28, 2014, Jeffrey F. Brotman sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.85 to $5.92. On January 29, 2014, Jeffrey F. Brotman sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.82 to $5.885. Jeffrey F. Brotman 2014-01-30