0001104659-22-116094.txt : 20221108 0001104659-22-116094.hdr.sgml : 20221108 20221108213125 ACCESSION NUMBER: 0001104659-22-116094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221104 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Point Credit Management LLC CENTRAL INDEX KEY: 0001607203 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32733 FILM NUMBER: 221370474 BUSINESS ADDRESS: STREET 1: 600 STEAMBOAT RD, SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.862.3150 MAIL ADDRESS: STREET 1: 600 STEAMBOAT RD, SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Point DIF GP I LLC CENTRAL INDEX KEY: 0001836609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32733 FILM NUMBER: 221370473 BUSINESS ADDRESS: STREET 1: 600 STEAMBOAT ROAD, SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.340.8500 MAIL ADDRESS: STREET 1: 600 STEAMBOAT ROAD, SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACRES Commercial Realty Corp. CENTRAL INDEX KEY: 0001332551 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202287134 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 RXR PLAZA CITY: UNIONDALE STATE: NY ZIP: 11556 BUSINESS PHONE: 516-535-0015 MAIL ADDRESS: STREET 1: 390 RXR PLAZA CITY: UNIONDALE STATE: NY ZIP: 11556 FORMER COMPANY: FORMER CONFORMED NAME: Exantas Capital Corp. DATE OF NAME CHANGE: 20180525 FORMER COMPANY: FORMER CONFORMED NAME: Resource Capital Corp. DATE OF NAME CHANGE: 20050708 4 1 tm2230095-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-04 0 0001332551 ACRES Commercial Realty Corp. ACR 0001607203 Eagle Point Credit Management LLC 600 STEAMBOAT RD, SUITE 202 GREENWICH CT 06830 0 0 1 0 0001836609 Eagle Point DIF GP I LLC 600 STEAMBOAT ROAD, SUITE 202 GREENWICH CT 06830 0 0 1 0 7.875% Series D Preferred Stock 2022-11-04 4 P 0 643 18.50 A 936763 I See footnotes Common Stock, $0.001 par value 2022-11-08 4 P 0 1704 9.70 A 1137070 I See footnotes 8.625% Series C Preferred Stock 523272 I See footnotes The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $9.70 to $9.72 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Kenneth P. Onorio, Chief Financial Officer of Eagle Point Credit Management LLC 2022-11-08 /s/ Kenneth P. Onorio, Chief Financial Officer of Eagle Point DIF GP I LLC 2022-11-08