0001567619-20-006317.txt : 20200313 0001567619-20-006317.hdr.sgml : 20200313 20200313164852 ACCESSION NUMBER: 0001567619-20-006317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Thomas C CENTRAL INDEX KEY: 0001332163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32733 FILM NUMBER: 20713473 MAIL ADDRESS: STREET 1: 1845 WALNUT STREET, 18TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Exantas Capital Corp. CENTRAL INDEX KEY: 0001332551 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202287134 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O RESOURCE AMERICA, INC. STREET 2: 717 FIFTH AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-621-3210 MAIL ADDRESS: STREET 1: C/O RESOURCE AMERICA, INC. STREET 2: 717 FIFTH AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Resource Capital Corp. DATE OF NAME CHANGE: 20050708 4 1 doc1.xml FORM 4 X0306 4 2020-03-12 0 0001332551 Exantas Capital Corp. XAN 0001332163 Elliott Thomas C 1845 WALNUT STREET, 18TH FLOOR PHILADELPHIA PA 19103 0 1 0 0 Executive Vice President Common Stock 2020-03-12 4 P 0 7200 8.84 A 124479 D Common Stock 2020-03-12 4 P 0 110 8.83 A 124589 D Common Stock 187 I As UGMA Custodian Common Stock 187 I As UGMA Custodian 8.625% Series C Cumulative Redeemable Preferred Stock 2020-03-12 4 P 0 2710 20.9899 A 2710 D 8.625% Series C Cumulative Redeemable Preferred Stock 2020-03-12 4 P 0 1999 21 A 4709 D Includes 18,466 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Shelle Weisbaum, Attorney-in-Fact 2020-03-13