0001331693-13-000003.txt : 20130514 0001331693-13-000003.hdr.sgml : 20130514 20130514112956 ACCESSION NUMBER: 0001331693-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roumell Asset Management, LLC CENTRAL INDEX KEY: 0001331693 IRS NUMBER: 522145132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11966 FILM NUMBER: 13840028 BUSINESS ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 BUSINESS PHONE: 301-656-8500 MAIL ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 13F-HR 1 ram2013q113f.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE "Report for the Calendar Year or Quarter Ended: Mar 31, 2013" Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: "Roumell Asset Management, LLC" Address: 2 Wisconsin Circle Suite 660 "Chevy Chase, MD 20815" 13F File Number: 028-11966 Person Signing this Report on Behalf of Reporting Manager: Name: James Roumell Title: President Phone: 301-656-8500 "Signature," "Place, " and Date of Signing: James Roumell "Chevy Chase, Maryland " 14-May-13 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: "$164,686 " List of Other Included Managers: None FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE AEROPOSTALE INC COM 007865108 6436.064 473240 SH SOLE 473240 AMERICAN SAFETY INSURANCE HLDGS COM G02995101 10223.341 409589 SH SOLE 409589 APPLE INC COM 037833100 10229.872 23110 SH SOLE 23110 CHECKPOINT SYSTEMS INC COM 162825103 6524.789 499601 SH SOLE 499601 COMPUWARE CORP COM 205638109 6971.668 558180 SH SOLE 558180 DIGITAL GENERATION INC COM 25400B108 6698.159 1043327 SH SOLE 1043327 DOVER MOTORSPORTS INC COM 260174107 3382.266 1691133 SH SOLE 1691133 DSP GROUP INC COM 23332B106 9877.518 1223980 SH SOLE 1223980 FIRST ACCEPTANCE CORP COM 318457108 541.729 401281 SH SOLE 401281 MARKET VECTORS GOLD MINERS ETF 57060U100 2812.254 74300 SH SOLE 74300 QAD INC CL A 74727D306 5797.254 451499 SH SOLE 451499 QAD INC CL B 74727D207 2058.333 176681 SH SOLE 176681 SANDSTORM METALS & ENERGY LTD COM 80013L100 9532.71 23065913 SH SOLE 23065913 SEACHANGE INTL INC COM 811699107 11178.335 940146 SH SOLE 940146 SIERRA WIRELESS INC COM 826516106 6220.262 585072 SH SOLE 585072 TECUMSEH PRODUCTS CO CL A 878895200 21461.794 2461215 SH SOLE 2461215 TECUMSEH PRODUCTS CO CL B 878895101 4698.341 562878 SH SOLE 562878 TETRA TECHNOLOGIES INC COM 88162F106 15883.916 1548140 SH SOLE 1548140 TRANSACT TECHNOLOGIES INC COM 892918103 6077.18 765388 SH SOLE 765388 TRANSCEPT PHARMACEUTICALS INC COM 89354M106 7488.216 1563302 SH SOLE 1563302 ULTRA PETROLEUM CORP COM 903914109 10592.097 526970 SH SOLE 526970