0001331693-13-000003.txt : 20130514
0001331693-13-000003.hdr.sgml : 20130514
20130514112956
ACCESSION NUMBER: 0001331693-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
EFFECTIVENESS DATE: 20130514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roumell Asset Management, LLC
CENTRAL INDEX KEY: 0001331693
IRS NUMBER: 522145132
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11966
FILM NUMBER: 13840028
BUSINESS ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
BUSINESS PHONE: 301-656-8500
MAIL ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
13F-HR
1
ram2013q113f.txt
13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
"Report for the Calendar Year or Quarter Ended: Mar 31, 2013"
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: "Roumell Asset Management, LLC"
Address: 2 Wisconsin Circle
Suite 660
"Chevy Chase, MD 20815"
13F File Number: 028-11966
Person Signing this Report on Behalf of Reporting Manager:
Name: James Roumell
Title: President
Phone: 301-656-8500
"Signature," "Place, " and Date of Signing:
James Roumell "Chevy Chase, Maryland " 14-May-13
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 21
Form 13F Information Table Value Total: "$164,686 "
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
AEROPOSTALE INC COM 007865108 6436.064 473240 SH SOLE 473240
AMERICAN SAFETY INSURANCE HLDGS COM G02995101 10223.341 409589 SH SOLE 409589
APPLE INC COM 037833100 10229.872 23110 SH SOLE 23110
CHECKPOINT SYSTEMS INC COM 162825103 6524.789 499601 SH SOLE 499601
COMPUWARE CORP COM 205638109 6971.668 558180 SH SOLE 558180
DIGITAL GENERATION INC COM 25400B108 6698.159 1043327 SH SOLE 1043327
DOVER MOTORSPORTS INC COM 260174107 3382.266 1691133 SH SOLE 1691133
DSP GROUP INC COM 23332B106 9877.518 1223980 SH SOLE 1223980
FIRST ACCEPTANCE CORP COM 318457108 541.729 401281 SH SOLE 401281
MARKET VECTORS GOLD MINERS ETF 57060U100 2812.254 74300 SH SOLE 74300
QAD INC CL A 74727D306 5797.254 451499 SH SOLE 451499
QAD INC CL B 74727D207 2058.333 176681 SH SOLE 176681
SANDSTORM METALS & ENERGY LTD COM 80013L100 9532.71 23065913 SH SOLE 23065913
SEACHANGE INTL INC COM 811699107 11178.335 940146 SH SOLE 940146
SIERRA WIRELESS INC COM 826516106 6220.262 585072 SH SOLE 585072
TECUMSEH PRODUCTS CO CL A 878895200 21461.794 2461215 SH SOLE 2461215
TECUMSEH PRODUCTS CO CL B 878895101 4698.341 562878 SH SOLE 562878
TETRA TECHNOLOGIES INC COM 88162F106 15883.916 1548140 SH SOLE 1548140
TRANSACT TECHNOLOGIES INC COM 892918103 6077.18 765388 SH SOLE 765388
TRANSCEPT PHARMACEUTICALS INC COM 89354M106 7488.216 1563302 SH SOLE 1563302
ULTRA PETROLEUM CORP COM 903914109 10592.097 526970 SH SOLE 526970