0001104659-24-067774.txt : 20240603
0001104659-24-067774.hdr.sgml : 20240603
20240603160448
ACCESSION NUMBER: 0001104659-24-067774
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240530
FILED AS OF DATE: 20240603
DATE AS OF CHANGE: 20240603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLLIN MITCHELL L
CENTRAL INDEX KEY: 0001331604
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 241013557
MAIL ADDRESS:
STREET 1: TWO GREENVILLE CROSSING
STREET 2: 4005 KENNETH PIKE, SUITE 220
CITY: GREENVILLE
STATE: DE
ZIP: 19807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CompoSecure, Inc.
CENTRAL INDEX KEY: 0001823144
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 852749902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: 908-518-0500EXT.1390
MAIL ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp.
DATE OF NAME CHANGE: 20200901
4
1
tm2416262-4_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-05-30
0
0001823144
CompoSecure, Inc.
CMPO
0001331604
HOLLIN MITCHELL L
C/O COMPOSECURE, INC.
309 PIERCE STREET
SOMERSET
NJ
08873
1
0
1
0
0
Class A Common Stock
2024-05-30
4
A
0
22491
0
A
43320
D
These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2025 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.
The total reported above does not include 28,519,690 and 1,254,568 shares of Class B Common Stock, and a corresponding number of Class B Common Units issued by CompoSecure Holdings, L.L.C. that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Mr. Hollin may be deemed the beneficial owner of these shares of Class B Common Stock because he is a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and Mr. Hollin is LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors.
/s/ Mitchell Hollin, by attorney-in-fact Steven J. Feder
2024-06-03