0001209191-21-008687.txt : 20210209
0001209191-21-008687.hdr.sgml : 20210209
20210209094739
ACCESSION NUMBER: 0001209191-21-008687
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210209
DATE AS OF CHANGE: 20210209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TIPTON JOHN STEPHEN
CENTRAL INDEX KEY: 0001651366
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51904
FILM NUMBER: 21604347
MAIL ADDRESS:
STREET 1: P.O. BOX 966
CITY: CONWAY
STATE: AR
ZIP: 72033
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOME BANCSHARES INC
CENTRAL INDEX KEY: 0001331520
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 710682831
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 719 HARKRIDER
CITY: CONWAY
STATE: AR
ZIP: 72032
BUSINESS PHONE: 501-339-2929
MAIL ADDRESS:
STREET 1: 719 HARKRIDER
CITY: CONWAY
STATE: AR
ZIP: 72032
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2020-12-31
0
0
0
0001331520
HOME BANCSHARES INC
HOMB
0001651366
TIPTON JOHN STEPHEN
P.O. BOX 966
CONWAY
AR
72033
0
1
0
0
Chief Operating Officer
Common Stock
22974
D
Common Stock - Performance Based
33334
D
Common Stock
18624.7988
I
By 401(k)
Performance Stock Option
23.32
2028-07-19
Common Stock
60000
60000
D
Performance Stock Option
18.46
2025-08-23
Common Stock
40000
40000
D
The reporting person had 3,334 shares of restricted stock vest and 3,333 shares of performance based restricted stock vest since the last filing.
The reporting person had 3,333 shares of performance based restricted stock vest since the last filing.
The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016, and the stock began vesting on December 31, 2019.
The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
Includes 1,329.4839 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
/s/ John Stephen Tipton by Micah Osborne
2021-02-09