0001209191-21-008687.txt : 20210209 0001209191-21-008687.hdr.sgml : 20210209 20210209094739 ACCESSION NUMBER: 0001209191-21-008687 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TIPTON JOHN STEPHEN CENTRAL INDEX KEY: 0001651366 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51904 FILM NUMBER: 21604347 MAIL ADDRESS: STREET 1: P.O. BOX 966 CITY: CONWAY STATE: AR ZIP: 72033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME BANCSHARES INC CENTRAL INDEX KEY: 0001331520 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 710682831 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 BUSINESS PHONE: 501-339-2929 MAIL ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0001331520 HOME BANCSHARES INC HOMB 0001651366 TIPTON JOHN STEPHEN P.O. BOX 966 CONWAY AR 72033 0 1 0 0 Chief Operating Officer Common Stock 22974 D Common Stock - Performance Based 33334 D Common Stock 18624.7988 I By 401(k) Performance Stock Option 23.32 2028-07-19 Common Stock 60000 60000 D Performance Stock Option 18.46 2025-08-23 Common Stock 40000 40000 D The reporting person had 3,334 shares of restricted stock vest and 3,333 shares of performance based restricted stock vest since the last filing. The reporting person had 3,333 shares of performance based restricted stock vest since the last filing. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016, and the stock began vesting on December 31, 2019. The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. Includes 1,329.4839 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing. The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016. /s/ John Stephen Tipton by Micah Osborne 2021-02-09