0000899243-19-002958.txt : 20190208 0000899243-19-002958.hdr.sgml : 20190208 20190208104313 ACCESSION NUMBER: 0000899243-19-002958 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: French Tracy CENTRAL INDEX KEY: 0001365246 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51904 FILM NUMBER: 19578467 MAIL ADDRESS: STREET 1: 78 GREYSTONE BLVD CITY: CABOT STATE: AR ZIP: 72023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME BANCSHARES INC CENTRAL INDEX KEY: 0001331520 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 710682831 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 BUSINESS PHONE: 501-339-2929 MAIL ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2018-12-31 0 0 0 0001331520 HOME BANCSHARES INC HOMB 0001365246 French Tracy P.O. BOX 966 CONWAY AR 72033 1 1 0 0 Centennial Bank CEO/ President Common Stock 113101 D Common Stock - Restricted 16667 D Common Stock - Performance Based 100000 D Common Stock 29222 I By IRA Common Stock 42669.5624 I By 401(k) Performance Stock Option 23.32 2028-07-19 Common Stock 150000 150000 D Stock Option 8.62 2023-01-17 Common Stock 40000 40000 D Stock Option 9.54 2023-04-17 Common Stock 40000 40000 D Stock Option 14.71 2025-01-15 Common Stock 100000 100000 D Performance Stock Option 18.46 2025-08-23 Common Stock 150000 150000 D Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018. The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019. Reflects the dollar value of the reporting person's units in a unitized stock fund under the Home BancShares, Inc. 401(k) Plan as of December 31, 2018, divided by the closing price of Home BancShares common stock on that date. The unitized stock fund consists of Home BancShares common stock and a reserve of cash in amounts that vary from time to time. The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016. The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014. The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016. /s/ Tracy French by Micah Osborne 2019-02-08