0000899243-16-028587.txt : 20160907
0000899243-16-028587.hdr.sgml : 20160907
20160907145407
ACCESSION NUMBER: 0000899243-16-028587
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOME BANCSHARES INC
CENTRAL INDEX KEY: 0001331520
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 710682831
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 719 HARKRIDER
CITY: CONWAY
STATE: AR
ZIP: 72032
BUSINESS PHONE: 501-328-4770
MAIL ADDRESS:
STREET 1: 719 HARKRIDER
CITY: CONWAY
STATE: AR
ZIP: 72032
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: French Tracy
CENTRAL INDEX KEY: 0001365246
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51904
FILM NUMBER: 161873278
MAIL ADDRESS:
STREET 1: 78 GREYSTONE BLVD
CITY: CABOT
STATE: AR
ZIP: 72023
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-09-02
2016-09-06
0
0001331520
HOME BANCSHARES INC
HOMB
0001365246
French Tracy
P.O. BOX 966
CONWAY
AR
72033
1
1
0
0
Centennial Bank CEO/ President
Common Stock
2016-09-02
4
S
0
20000
23.43
D
154168
D
Common Stock
2016-09-02
4
S
0
3230
23.44
D
150938
D
Common Stock
2016-09-02
4
S
0
2500
23.4012
D
148438
D
Common Stock
2016-09-02
4
S
0
34770
23.3706
D
113668
D
Common Stock
2016-09-02
4
S
0
29500
23.3615
D
84168
D
Common Stock - Restricted
31000
D
Common Stock - Performance Based
33000
D
Common Stock
27922
I
By IRA
Common Stock
40965.874
I
By 401(k)
Performance Stock Option
18.46
2025-08-23
Common Stock
150000
150000
D
Stock Option
8.62
2023-01-17
Common Stock
40000
40000
D
Stock Option
9.54
2023-04-17
Common Stock
40000
40000
D
Stock Option
14.71
2025-01-15
Common Stock
100000
100000
D
The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
Includes 466.480 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.
The original report on Form 4 incorrectly reported the number of shares sold.
/s/ Tracy French by LaMonica Johnston
2016-09-07