0000899243-16-028587.txt : 20160907 0000899243-16-028587.hdr.sgml : 20160907 20160907145407 ACCESSION NUMBER: 0000899243-16-028587 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160902 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME BANCSHARES INC CENTRAL INDEX KEY: 0001331520 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 710682831 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 BUSINESS PHONE: 501-328-4770 MAIL ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: French Tracy CENTRAL INDEX KEY: 0001365246 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51904 FILM NUMBER: 161873278 MAIL ADDRESS: STREET 1: 78 GREYSTONE BLVD CITY: CABOT STATE: AR ZIP: 72023 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-09-02 2016-09-06 0 0001331520 HOME BANCSHARES INC HOMB 0001365246 French Tracy P.O. BOX 966 CONWAY AR 72033 1 1 0 0 Centennial Bank CEO/ President Common Stock 2016-09-02 4 S 0 20000 23.43 D 154168 D Common Stock 2016-09-02 4 S 0 3230 23.44 D 150938 D Common Stock 2016-09-02 4 S 0 2500 23.4012 D 148438 D Common Stock 2016-09-02 4 S 0 34770 23.3706 D 113668 D Common Stock 2016-09-02 4 S 0 29500 23.3615 D 84168 D Common Stock - Restricted 31000 D Common Stock - Performance Based 33000 D Common Stock 27922 I By IRA Common Stock 40965.874 I By 401(k) Performance Stock Option 18.46 2025-08-23 Common Stock 150000 150000 D Stock Option 8.62 2023-01-17 Common Stock 40000 40000 D Stock Option 9.54 2023-04-17 Common Stock 40000 40000 D Stock Option 14.71 2025-01-15 Common Stock 100000 100000 D The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters. The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016. Includes 466.480 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing. The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters. The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016. The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014. The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014. The original report on Form 4 incorrectly reported the number of shares sold. /s/ Tracy French by LaMonica Johnston 2016-09-07