0001645873-20-000012.txt : 20200103
0001645873-20-000012.hdr.sgml : 20200103
20200103140513
ACCESSION NUMBER: 0001645873-20-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacini Raymond J
CENTRAL INDEX KEY: 0001331313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55776
FILM NUMBER: 20504507
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RW HOLDINGS NNN REIT, INC.
CENTRAL INDEX KEY: 0001645873
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 474156046
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3090 BRISTOL STREET, SUITE 550
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 512-499-3626
MAIL ADDRESS:
STREET 1: 3090 BRISTOL STREET, SUITE 550
CITY: COSTA MESA
STATE: CA
ZIP: 92626
FORMER COMPANY:
FORMER CONFORMED NAME: Rich Uncles NNN REIT, Inc.
DATE OF NAME CHANGE: 20151209
FORMER COMPANY:
FORMER CONFORMED NAME: Rich Uncles REIT, Inc.
DATE OF NAME CHANGE: 20150623
FORMER COMPANY:
FORMER CONFORMED NAME: Rich Uncles Reit, Inc.
DATE OF NAME CHANGE: 20150622
4
1
wf-form4_157807829320340.xml
FORM 4
X0306
4
2019-12-31
0
0001645873
RW HOLDINGS NNN REIT, INC.
NONE
0001331313
Pacini Raymond J
3090 BRISTOL STREET, SUITE 550
COSTA MESA
CA
92626
0
1
0
0
CFO
Class P OP Units
0.0
2019-12-31
4
A
0
16029
A
2024-03-31
Class P OP Units
80145.0
80145
D
On December 31, 2019, the issuer and RW Holdings NNN REIT Operating Partnership, L.P. ("NNN OP") completed the acquisition of the business of its former advisor, BrixInvest, LLC ("BrixInvest") with BrixInvest's wholly owned subsidiary Daisho OP Holdings, LLC ("Daisho") ("Self-Management Transaction"). 16,029 Class P OP Units were issued to the reporting person: 16,580 Class P OP Units in the Self-Management Transaction; and 9,449 Class P OP Units in his 2019 bonus and 2020 equity incentive compensation. Class P OP Units may be converted into Class C OP Units after March 31, 2024 or upon the occurrence of certain events pursuant to the second amended and restated limited partnership agreement of NNN OP and the reporting person's restricted units award agreement. After the expiration of such date or upon the occurrence of such events, the Class P OP Units are generally convertible into Class C OP Units at a conversion ratio of 5 Class C OP Units for each 1 Class P OP Unit.
There is no expiration date in connection with the Class P OP Units issued to the reporting person.
There is no market for Class P OP Units. Accordingly, the price per derivative security is not applicable.
/s/ Raymond Pacini
2020-01-03