0001645873-20-000012.txt : 20200103 0001645873-20-000012.hdr.sgml : 20200103 20200103140513 ACCESSION NUMBER: 0001645873-20-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacini Raymond J CENTRAL INDEX KEY: 0001331313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55776 FILM NUMBER: 20504507 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RW HOLDINGS NNN REIT, INC. CENTRAL INDEX KEY: 0001645873 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 474156046 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3090 BRISTOL STREET, SUITE 550 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 512-499-3626 MAIL ADDRESS: STREET 1: 3090 BRISTOL STREET, SUITE 550 CITY: COSTA MESA STATE: CA ZIP: 92626 FORMER COMPANY: FORMER CONFORMED NAME: Rich Uncles NNN REIT, Inc. DATE OF NAME CHANGE: 20151209 FORMER COMPANY: FORMER CONFORMED NAME: Rich Uncles REIT, Inc. DATE OF NAME CHANGE: 20150623 FORMER COMPANY: FORMER CONFORMED NAME: Rich Uncles Reit, Inc. DATE OF NAME CHANGE: 20150622 4 1 wf-form4_157807829320340.xml FORM 4 X0306 4 2019-12-31 0 0001645873 RW HOLDINGS NNN REIT, INC. NONE 0001331313 Pacini Raymond J 3090 BRISTOL STREET, SUITE 550 COSTA MESA CA 92626 0 1 0 0 CFO Class P OP Units 0.0 2019-12-31 4 A 0 16029 A 2024-03-31 Class P OP Units 80145.0 80145 D On December 31, 2019, the issuer and RW Holdings NNN REIT Operating Partnership, L.P. ("NNN OP") completed the acquisition of the business of its former advisor, BrixInvest, LLC ("BrixInvest") with BrixInvest's wholly owned subsidiary Daisho OP Holdings, LLC ("Daisho") ("Self-Management Transaction"). 16,029 Class P OP Units were issued to the reporting person: 16,580 Class P OP Units in the Self-Management Transaction; and 9,449 Class P OP Units in his 2019 bonus and 2020 equity incentive compensation. Class P OP Units may be converted into Class C OP Units after March 31, 2024 or upon the occurrence of certain events pursuant to the second amended and restated limited partnership agreement of NNN OP and the reporting person's restricted units award agreement. After the expiration of such date or upon the occurrence of such events, the Class P OP Units are generally convertible into Class C OP Units at a conversion ratio of 5 Class C OP Units for each 1 Class P OP Unit. There is no expiration date in connection with the Class P OP Units issued to the reporting person. There is no market for Class P OP Units. Accordingly, the price per derivative security is not applicable. /s/ Raymond Pacini 2020-01-03