144/A 1 ss170268_144a.htm AMENDMENT TO FORM 144

 

UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION  OMB Number: 3235-0101
Washington, D.C. 20549  Expires: June 30, 2020
   Estimated average burden
FORM 144/A  hours per response 1.00
NOTICE OF PROPOSED SALE OF SECURITIES SEC USE ONLY
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933  DOCUMENT SEQUENCE NO.
   
   CUSIP NUMBER

ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

 

    
 1 (a) NAME OF ISSUER (Please type or print)  (b) IRS IDENT. NO.  (c) S.E.C. FILE NO.  WORK LOCATION

 

DHT HOLDINGS, INC.

  NA  001-32640  
 1 (d) ADDRESS OF ISSUER  STREET CITY STATE ZIP CODE  (e) TELEPHONE NO
          AREA CODE NUMBER
 CLARENDON HOUSE,  2 CHURCH STREET  HAMILTON  D0 HM 11 441  299-4912
 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD    (b) RELATIONSHIP TO ISSUER (c) ADDRESS STREET CITY STATE ZIP CODE

 

BW GROUP LIMITED

   Stockholder  c/o Inchona Services Limited,
Washington Mall Phase 2, 4th Floor,
Suite 400, 22 Church Street		 Hamilton D0 HM 1189
                   

 

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3 (a) (b) SEC USE ONLY  (c)  (d)  (e)  (f)  (g)
Title of the Class of Securities To Be Sold Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities

Broker-Dealer

File Number

 Number of Shares or Other Units To Be Sold Aggregate Market Value Number of Shares or Other Units Outstanding Approximate Date of Sale Name of Each Securities Exchange
      (See instr. 3(c)) (See instr. 3(d)) (See instr. 3(e)) (See instr. 3(f))
(MO. DAY YR.)		 (See instr. 3(g))

Common Stock

 

Pareto Securities AS Dronning Mauds gate 3 P.O. Box 1411 Vika N-0115 Oslo Norway

 

Pareto Securities AS has a 15-a-6 agreement with its subsidiary Pareto Securities Inc, 150 East 52nd Street, 28th Floor, New York, NY 10022, USA

 

Clarksons Platou Securities AS
Munkedamsveien 62C
0270 OSLO
Norway

 

  

4,055,306

 

27,981,611.40
(as of March 27, 2020)

 

146,819,401
(as of December 31, 2019)

 

March 30, 2020

 

New York Stock Exchange

 

 

 

  

 

 

 

 

 

 

 

 

 

 

 

INSTRUCTIONS:        
1. (a)  Name of issuer   3. (a)  Title of the class of securities to be sold
  (b) Issuer’s I.R.S. Identification Number     (b) Name and address of each broker through whom the securities are intended to be sold
  (c) Issuer’s S.E.C. file number, if any     (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d) Issuer’s address, including zip code     (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to filing of this notice
  (e) Issuer’s telephone number, including area code     (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
          (f) Approximate date on which the securities are to be sold
2. (a) Name of person for whose account the securities are to be sold   (g) Name of each securities exchange, if any, on which the securities are intended to be sold
  (b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)      
  (c) Such person’s address, including zip code      
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-08)
               

 

TABLE I — SECURITIES TO BE SOLD

 

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of

the Class

Date you

Acquired

 Nature of Acquisition Transaction

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

Amount of

Securities Acquired

Date of

Payment

 Nature of Payment

Common Stock

 

 

March 23, 2017

 

The shares of common stock were acquired pursuant to the Vessel Acquisition Agreement dated March 23, 2017 between the Issuer and BW Group Limited whereby BW Group Limited received 32,024,395 shares of common stock and 15,700 shares of preferred stock, subsequently converted to common stock, in exchange for the sale and delivery of nine very large crude carriers ("VLCC") and two newbuild contracts for two VLCCs.

 

DHT Holdings, Inc.

 

47,724,395

 

NA

 

NA

 

 

 

INSTRUCTIONS:   If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 

TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS

 

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

Name and Address of Seller Title of Securities Sold Date of Sale

Amount of

Securities Sold

 Gross Proceeds

BW Group Limited

BW Group Limited

BW Group Limited

 

Common Stock

Common Stock

Common Stock

March 13, 2020

March 26, 2020

March 27, 2020

 

 

638,993

475,059

3,285,664

 

 

 4,242,530.12

 3,088,168.54

 22,771,659.91

 

 

REMARKS: This Amendment No. 1 on Form 144/A to Form 144 filed with the Securities and Exchange Commission on March 27, 2020 (the “Original Filing”) is filed in order to include one additional broker who may effectuate Rule 144 sales on behalf of the reporting person, and to add disclosure in Table II of the Original Filing with respect to securities sold during the last 3 months by the person for whose account the securities are to be sold.

 

 

 

INSTRUCTIONS:   ATTENTION:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.   The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

 

 

  March 30, 2020    

  

/s/ Nicholas John Oxleigh Fell		  
  DATE OF NOTICE     (SIGNATURE)  
           
           
  DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1		  

The notice shall be signed by the person for whose account the securities are to be sold. At least one

copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

 

 

ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (02-08)