Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Institutional Shareholder Services Inc. |
b. Street 1 | 702 King Farm Boulevard |
Street 2 | |
c. City | Rockville |
d. State, if applicable |
MARYLAND
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 20850 |
g. Telephone number (including country code if foreign) | 1-301-556-0500 |
h. Briefly describe the books and records kept at this location:
| Proxy Voting Administrator |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Massachusetts Financial Services Company |
b. Street 1 | 111 Huntington Avenue |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02199-7632 |
g. Telephone number (including country code if foreign) | 617-954-5000 |
h. Briefly describe the books and records kept at this location:
| Investment Adviser Record |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | DST Systems, Inc. |
b. Street 1 | 333 West 11th Street |
Street 2 | |
c. City | Kansas City |
d. State, if applicable |
MISSOURI
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 64105-1628 |
g. Telephone number (including country code if foreign) | 816-435-8655 |
h. Briefly describe the books and records kept at this location:
| Technology Vendor |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | The Depository Trust Company |
b. Street 1 | 55 Water Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10041 |
g. Telephone number (including country code if foreign) | 1-212-855-1000 |
h. Briefly describe the books and records kept at this location:
| DTC |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | MFS Fund Distributors, Inc. |
b. Street 1 | 111 Huntington Avenue |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02199 |
g. Telephone number (including country code if foreign) | 1-617-954-5000 |
h. Briefly describe the books and records kept at this location:
| Principal Underwriter Record |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Iron Mountain, Inc. |
b. Street 1 | 150 SE Second Street |
Street 2 | |
c. City | Miami |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 33131 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Storage Vendor |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Autonomy Americas LLC |
b. Street 1 | 90 Park Avenue |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10016 |
g. Telephone number (including country code if foreign) | 44-122-344-8000 |
h. Briefly describe the books and records kept at this location:
| Storage Vendor |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | State Street Bank and Trust Company |
b. Street 1 | 1 Lincoln Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02111 |
g. Telephone number (including country code if foreign) | 617-786-3000 |
h. Briefly describe the books and records kept at this location:
| Custody and Accounting Records. |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | TerraNua Limited (New York, NY, US, Branch) |
b. Street 1 | 535 5th Avenue |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10017 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Personal Trading System |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | MFS Service Center, Inc |
b. Street 1 | 100 Hancock Street |
Street 2 | |
c. City | Quincy |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02171 |
g. Telephone number (including country code if foreign) | 1-617-954-5000 |
h. Briefly describe the books and records kept at this location:
| Transfer Agency Record |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Ropes & Gray LLP |
b. Street 1 | 800 Boylston Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02199-3600 |
g. Telephone number (including country code if foreign) | 1-617-951-7000 |
h. Briefly describe the books and records kept at this location:
| Counsel Record |
Director Record:
1 |
a. Full Name | Michael Hegarty |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Maryanne L. Roepke |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Clarence Otis, Jr. |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Steven E. Buller |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | Maureen R. Goldfarb |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
6 |
a. Full Name | John A. Caroselli |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
7 |
a. Full Name | Robin A. Stelmach |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
8 |
a. Full Name | Robert J. Manning |
b. CRD number, if any | 004646484 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
9 |
a. Full Name | John P. Kavanaugh |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
10 |
a. Full Name | Laurie J. Thomsen |
b. CRD number, if any | 000000000 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |