0001437749-20-012076.txt : 20200529 0001437749-20-012076.hdr.sgml : 20200529 20200529170327 ACCESSION NUMBER: 0001437749-20-012076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200526 FILED AS OF DATE: 20200529 DATE AS OF CHANGE: 20200529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zheng Yenyou CENTRAL INDEX KEY: 0001330748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 20929037 MAIL ADDRESS: STREET 1: 1055 WEST HASTINGS STREET, SUITE 1980 CITY: VANCOUVER STATE: A1 ZIP: V6E 2E9 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml FORM 4 X0306 4 2020-05-26 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001330748 Zheng Yenyou C/O NOVABAY PHARMACEUTICALS, INC. 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608 1 Stock option (right to buy) 0.89 2020-05-26 4 A 0 20000 0 A 2020-05-26 2030-05-26 Common stock 20000 20000 D The stock options will vest in 12 equal monthly installments beginning on the grant date. /s/ Justin Hall as attorney in fact for Yenyou Zheng 2020-05-29