0001104659-19-046228.txt : 20190815
0001104659-19-046228.hdr.sgml : 20190815
20190815202642
ACCESSION NUMBER: 0001104659-19-046228
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190813
FILED AS OF DATE: 20190815
DATE AS OF CHANGE: 20190815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Albury Timothy
CENTRAL INDEX KEY: 0001747046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 191031384
MAIL ADDRESS:
STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC.
STREET 2: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Technologies Inc
CENTRAL INDEX KEY: 0001330436
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE
STREET 2: SUITE 100
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-328-4400
MAIL ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
4
1
a4.xml
4
X0306
4
2019-08-13
0
0001330436
Liquidia Technologies Inc
LQDA
0001747046
Albury Timothy
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
0
1
0
0
SVP, Chief Accounting Officer
Common Stock
2019-08-13
4
M
0
1361
4.71
A
38272
D
Common Stock
2019-08-13
4
S
0
920
7.06
D
37352
D
Common Stock
2019-08-14
4
M
0
640
4.71
A
37992
D
Common Stock
2019-08-14
4
S
0
466
6.50
D
37526
D
Incentive Stock Option (right to buy)
4.71
2019-08-13
4
M
0
1361
0
D
2015-08-01
2025-06-30
Common Stock
1361
18250
D
Incentive Stock Option (right to buy)
4.71
2019-08-14
4
M
0
640
0
D
2015-08-01
2025-06-30
Common Stock
640
17610
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.
Such option vested in 36 equal monthly installments on the first day of each month after July 1, 2015.
/s/ Michael A. Goldstein as attorney-in-fact for Timothy Albury
2019-08-15