0001104659-19-046228.txt : 20190815 0001104659-19-046228.hdr.sgml : 20190815 20190815202642 ACCESSION NUMBER: 0001104659-19-046228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190813 FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Albury Timothy CENTRAL INDEX KEY: 0001747046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 191031384 MAIL ADDRESS: STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC. STREET 2: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Technologies Inc CENTRAL INDEX KEY: 0001330436 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE STREET 2: SUITE 100 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 919-328-4400 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 4 1 a4.xml 4 X0306 4 2019-08-13 0 0001330436 Liquidia Technologies Inc LQDA 0001747046 Albury Timothy 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2019-08-13 4 M 0 1361 4.71 A 38272 D Common Stock 2019-08-13 4 S 0 920 7.06 D 37352 D Common Stock 2019-08-14 4 M 0 640 4.71 A 37992 D Common Stock 2019-08-14 4 S 0 466 6.50 D 37526 D Incentive Stock Option (right to buy) 4.71 2019-08-13 4 M 0 1361 0 D 2015-08-01 2025-06-30 Common Stock 1361 18250 D Incentive Stock Option (right to buy) 4.71 2019-08-14 4 M 0 640 0 D 2015-08-01 2025-06-30 Common Stock 640 17610 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Such option vested in 36 equal monthly installments on the first day of each month after July 1, 2015. /s/ Michael A. Goldstein as attorney-in-fact for Timothy Albury 2019-08-15