0001104659-18-047113.txt : 20180725
0001104659-18-047113.hdr.sgml : 20180725
20180725210853
ACCESSION NUMBER: 0001104659-18-047113
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180725
FILED AS OF DATE: 20180725
DATE AS OF CHANGE: 20180725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sovereign's Capital II, LP
CENTRAL INDEX KEY: 0001642649
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 18969903
BUSINESS ADDRESS:
STREET 1: 201 WEST MAIN STREET, SUITE 305
CITY: DURHAM
STATE: NC
ZIP: 27701
BUSINESS PHONE: 9196479225
MAIL ADDRESS:
STREET 1: 201 WEST MAIN STREET, SUITE 305
CITY: DURHAM
STATE: NC
ZIP: 27701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Technologies Inc
CENTRAL INDEX KEY: 0001330436
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE
STREET 2: SUITE 100
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-328-4400
MAIL ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
3
1
a3.xml
3
X0206
3
2018-07-25
0
0001330436
Liquidia Technologies Inc
LQDA
0001642649
Sovereign's Capital II, LP
111 EAST HARGETT STREET
SUITE 300
RALEIGH
NC
27601
0
0
1
0
Warrant to purchase Series D Preferred Stock
0.01
2017-02-17
2026-12-31
Series D Preferred Stock
9315
D
Series D Preferred Stock
Common Stock
78660
D
All shares of Series D Preferred Stock, par value $0.001 per share (the "Series D Preferred Stock"), have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
Following the automatic conversion of the Series D Preferred Stock, the Warrant to purchase Series D Preferred Stock will be exercisable into 9,315 shares of the Issuer's common stock at an exercise price of $0.01 per share.
/s/ Lukas Roush, Managing Principal
2018-07-25