0000899243-17-013142.txt : 20170515
0000899243-17-013142.hdr.sgml : 20170515
20170515174007
ACCESSION NUMBER: 0000899243-17-013142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170511
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Milde James T
CENTRAL INDEX KEY: 0001330345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 17846211
MAIL ADDRESS:
STREET 1: KCG HOLDINGS, INC.
STREET 2: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-11
0
0001569391
KCG Holdings, Inc.
KCG
0001330345
Milde James T
KCG HOLDINGS, INC.
300 VESEY STREET
NEW YORK
NY
10282
1
0
0
0
Restricted Stock Units
2017-05-11
4
A
0
4023
19.89
A
10112
D
Restricted Stock Units
2017-05-12
4
M
0
6089
D
4023
D
Class A Common Stock, par value $0.01 per share
2017-05-12
4
M
0
6089
A
36859
D
Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. Restricted stock units are scheduled to vest on May 11, 2018 or upon earlier retirement and will be settled upon vesting.
Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis.
/s/ Robert McQueen as attorney-in-fact for James T. Milde
2017-05-15