0001329948-22-000005.txt : 20220408
0001329948-22-000005.hdr.sgml : 20220408
20220408162734
ACCESSION NUMBER: 0001329948-22-000005
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20220408
DATE AS OF CHANGE: 20220408
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Group Global Growth Equity ETF
CENTRAL INDEX KEY: 0001870116
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-93623
FILM NUMBER: 22817344
BUSINESS ADDRESS:
STREET 1: 6455 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (213) 486-9200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE STREET, 55TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Janney Montgomery Scott LLC
CENTRAL INDEX KEY: 0001329948
IRS NUMBER: 230731260
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1717 ARCH STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-665-6000
MAIL ADDRESS:
STREET 1: 1717 ARCH STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
SC 13G
1
SC13GTemplate_CGGO.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)*
Capital Group Global Growth Equity ETF
(Name of Issuer)
Common
(Title of Class of Securities)
14020X104
(CUSIP Number)
03/31/2022
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[x] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person?s initial filing on this form with respect to
the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be ?filed? for the purpose of Section 18
of the Securities Exchange Act of 1934 (?Act?) or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G
CUSIP
No.
14020X104
1
Names of Reporting Persons
Janney Montgomery Scott LLC
2
Check the appropriate box if a member of a Group (see
instructions)
(a) [ ]
(b) [ ]
3
Sec Use Only
4
Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficiall
y Owned by
Each
Reporting
Person
With:
5
Sole Voting Power
525,553
6
Shared Voting Power
7
Sole Dispositive Power
8
Shared Dispositive Power
525,553
9
Aggregate Amount Beneficially Owned by Each Reporting Person
525,553
10
Check box if the aggregate amount in row (9) excludes certain
shares (See Instructions)
[ ]
11
Percent of class represented by amount in row (9)
14.6%
12
Type of Reporting Person (See Instructions)
IA
Item 1.
(a) Name of Issuer: Capital Group Global Growth Equity ETF
(b) Address of Issuer?s Principal Executive Offices: 6455
IRVINE CENTER DRIVE, IRVINE, CA, 92618
Item 2.
(a) Name of Person Filing: Janney Montgomery Scott LLC
(b) Address of Principal Business Office or, if None,
Residence: 1717 Arch Street, Philadelphia, PA 19103
(c) Citizenship: Delaware
(d) Title and Class of Securities: Common
(e) CUSIP No.: 14020X104
Item 3. If this statement is filed pursuant to ?? 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) [_] Broker or dealer registered under Section 15 of
the Act;
(b) [_] Bank as defined in Section 3(a)(6) of the Act;
(c) [_] Insurance company as defined in Section 3(a)(19)
of the Act;
(d) [_] Investment company registered under Section 8 of
the Investment Company Act of 1940;
(e) [x] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G);
(h) [_] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C.
1813);
(i) [_] A church plan that is excluded from the
definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940;
(j) [_] A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
(k) [_] Group, in accordance with Rule 240.13d-
1(b)(1)(ii)(K). If filing as a non-U.S.
institution in accordance with Rule 240.13d-
1(b)(1)(ii)(J), please specify the type of
institution: ____
Item 4. Ownership
(a) Amount Beneficially Owned: 525,553
(b) Percent of Class:
14.6%. The percentage reported is based upon 3,604,000 shares of
common stock outstanding reported as of 03/31/2022.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 525,553
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 0
(iv) Shared power to dispose or to direct the disposition
of: 525,553
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of the class
of securities, check the following [ ].
Item 6. Ownership of more than Five Percent on Behalf of Another
Person.
One or more other persons are known to have the right to
receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, Capital Group
Global Growth Equity ETF. No one other person's interest
in the common stock of Capital Group Global Growth Equity
ETF is more than five percent of the total outstanding
common stock.
Item 7. Identification and classification of the subsidiary which
acquired the security being reported on by the parent
holding company or control person. Not Applicable
Item 8. Identification and classification of members of the
group. Not Applicable
Item 9. Notice of Dissolution of Group. Not Applicable
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose
or effect, other than activities solely in connection with a
nomination under ?240.14a-11.
Signature. After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth
in this statement is true, complete and correct.
Dated:_04/08/2022______.
/s/ Jessica Lempa
Signature
Investment Advisory Chief Compliance Officer
Name/Title
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