0001329948-21-000006.txt : 20210810
0001329948-21-000006.hdr.sgml : 20210810
20210810115041
ACCESSION NUMBER: 0001329948-21-000006
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20210810
DATE AS OF CHANGE: 20210810
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Owl Rock Core Income Corp.
CENTRAL INDEX KEY: 0001812554
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-92431
FILM NUMBER: 211159043
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 419-3000
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Janney Montgomery Scott LLC
CENTRAL INDEX KEY: 0001329948
IRS NUMBER: 230731260
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1717 ARCH STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-665-6000
MAIL ADDRESS:
STREET 1: 1717 ARCH STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
SC 13G
1
OwlRockAmmendmentNo1SC13G.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
OWL ROCK CORE INCOME CORP.
(Name of Issuer)
Common
(Title of Class of Securities)
69120V309
(CUSIP Number)
7/31/2021
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[x] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person?s initial filing on this form with respect to
the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be ?filed? for the purpose of Section 18
of the Securities Exchange Act of 1934 (?Act?) or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G
CUSIP
No.
69120V30
9
1
Names of Reporting Persons
Janney Montgomery Scott LLC
2
Check the appropriate box if a member of a Group (see
instructions)
(a) [ ]
(b) [ ]
3
Sec Use Only
4
Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficiall
y Owned by
Each
Reporting
Person
With:
5
Sole Voting Power
1,488,950.457
6
Shared Voting Power
0
7
Sole Dispositive Power
0
8
Shared Dispositive Power
1,488,950.457
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,488,950.457
10
Check box if the aggregate amount in row (9) excludes certain
shares (See Instructions)
[ ]
11
Percent of class represented by amount in row (9)
18.3
12
Type of Reporting Person (See Instructions)
IA
Item 1.
(a) Name of Issuer: OWL ROCK CORE INCOME CORP.
(b) Address of Issuer?s Principal Executive Offices: 399 PARK
AVENUE, 38TH FLOOR NEW YORK, NEW YORK
Item 2.
(a) Name of Person Filing: Janney Montgomery Scott LLC
(b) Address of Principal Business Office or, if None,
Residence: 1717 Arch Street, Philadelphia, PA 19103
(c) Citizenship: Delaware
(d) Title and Class of Securities: Common
(e) CUSIP No.: 69120V309
Item 3. If this statement is filed pursuant to ?? 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) [_] Broker or dealer registered under Section 15 of
the Act;
(b) [_] Bank as defined in Section 3(a)(6) of the Act;
(c) [_] Insurance company as defined in Section 3(a)(19)
of the Act;
(d) [_] Investment company registered under Section 8 of
the Investment Company Act of 1940;
(e) [x] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G);
(h) [_] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C.
1813);
(i) [_] A church plan that is excluded from the
definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940;
(j) [_] A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
(k) [_] Group, in accordance with Rule 240.13d-
1(b)(1)(ii)(K). If filing as a non-U.S.
institution in accordance with Rule 240.13d-
1(b)(1)(ii)(J), please specify the type of
institution: ____
Item 4. Ownership
(a) Amount Beneficially Owned: 1,488,950.457
(b) Percent of Class: 18.3 THE PERCENTAGE REPORTED IS BASED
OF INFORMATION MADE AVAILABLE BY THE ISSUER VIA THEIR FORM 10-Q
FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2021. WITHIN THIS FORM,
THE ISSUER STATES THEY HAVE 8,129,713 SHARES OF CLASS I COMMON
STOCK OUTSTANDING AS OF MAY 13, 2021.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
1,488,950.457
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition
of:
(iv) Shared power to dispose or to direct the disposition
of: 1,488,950.457
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of the class
of securities, check the following [ ].
Item 6. Ownership of more than Five Percent on Behalf of Another
Person.
One or more other persons are known to have the right to
receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, common stock of
OWL ROCK CORE INCOME CORP. No one other person's interest
in the common stock of OWL ROCK CORE INCOME CORP is more
than five percent of the total outstanding common stock.
Item 7. Identification and classification of the subsidiary which
acquired the security being reported on by the parent
holding company or control person. Not Applicable
Item 8. Identification and classification of members of the
group. Not Applicable
Item 9. Notice of Dissolution of Group. Not Applicable
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose
or effect, other than activities solely in connection with a
nomination under ?240.14a-11.
Signature. After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth
in this statement is true, complete and correct.
Dated:8/10/2021.
/s/ Jessica Lempa
Signature
Investment Advisory Chief Compliance Officer
Name/Title
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