0001179110-17-005796.txt : 20170406
0001179110-17-005796.hdr.sgml : 20170406
20170406114035
ACCESSION NUMBER: 0001179110-17-005796
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170330
FILED AS OF DATE: 20170406
DATE AS OF CHANGE: 20170406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GWG Holdings, Inc.
CENTRAL INDEX KEY: 0001522690
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 877-494-2388
MAIL ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gangelhoff Jon
CENTRAL INDEX KEY: 0001329719
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36615
FILM NUMBER: 17744942
MAIL ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
FORM 4 -
X0306
4
2017-03-30
0
0001522690
GWG Holdings, Inc.
GWGH
0001329719
Gangelhoff Jon
220 SOUTH SIXTH STREET, SUITE 1200
MINNEAPOLIS
MN
55402
0
1
0
0
Chief Operating Officer
Common Stock, $.001 par value
2017-03-30
4
M
0
27000
7.52
A
27000
D
Common Stock, $.001 par value
2017-03-30
4
F
0
18064.5
11.24
D
8935.5
D
Common Stock, $.001 par value
2017-03-30
4
D
0
8935.5
11.24
D
0
D
Stock Options (right to buy)
7.52
2017-03-30
4
M
0
27000
0
D
2023-09-05
Common Stock, $.001 par value
27000
50000
D
Option became fully exercisable on 9/5/2016.
Exhibit 24.1 Power of Attorney previously filed and incorporated herein by reference to Form 3 filed on 9/18/2014.
/s/ William Acheson, as Attorney-in-fact for Jon Gangelhoff
2017-04-06