0001179110-17-005796.txt : 20170406 0001179110-17-005796.hdr.sgml : 20170406 20170406114035 ACCESSION NUMBER: 0001179110-17-005796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170330 FILED AS OF DATE: 20170406 DATE AS OF CHANGE: 20170406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gangelhoff Jon CENTRAL INDEX KEY: 0001329719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 17744942 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml FORM 4 - X0306 4 2017-03-30 0 0001522690 GWG Holdings, Inc. GWGH 0001329719 Gangelhoff Jon 220 SOUTH SIXTH STREET, SUITE 1200 MINNEAPOLIS MN 55402 0 1 0 0 Chief Operating Officer Common Stock, $.001 par value 2017-03-30 4 M 0 27000 7.52 A 27000 D Common Stock, $.001 par value 2017-03-30 4 F 0 18064.5 11.24 D 8935.5 D Common Stock, $.001 par value 2017-03-30 4 D 0 8935.5 11.24 D 0 D Stock Options (right to buy) 7.52 2017-03-30 4 M 0 27000 0 D 2023-09-05 Common Stock, $.001 par value 27000 50000 D Option became fully exercisable on 9/5/2016. Exhibit 24.1 Power of Attorney previously filed and incorporated herein by reference to Form 3 filed on 9/18/2014. /s/ William Acheson, as Attorney-in-fact for Jon Gangelhoff 2017-04-06