0001445546-16-006691.txt : 20160202
0001445546-16-006691.hdr.sgml : 20160202
20160202164207
ACCESSION NUMBER: 0001445546-16-006691
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160202
ITEM INFORMATION: Regulation FD Disclosure
ITEM INFORMATION: Financial Statements and Exhibits
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST STRATEGIC HIGH INCOME FUND II
CENTRAL INDEX KEY: 0001329388
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21842
FILM NUMBER: 161381416
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: First Trust Dow Select MicroCap Index Fund
DATE OF NAME CHANGE: 20050607
8-K
1
fhy_8k.txt
CURRENT REPORT
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported) February 2, 2016
First Trust Strategic High Income Fund II
(Exact Name of Registrant as Specified in its Charter)
Massachusetts 811-21842 86-1157779
(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code (630) 765-8000
___________________________________________________________________
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01 Regulation FD Disclosure.
First Trust Strategic High Income Fund II (the "Fund") is filing herewith a
press release issued on February 2, 2016, as Exhibit 99.1. The press release was
issued by First Trust Advisors L.P. to report that on February 16, 2016, the
Fund will host a conference call with Brookfield Investment Management, Inc.,
the Fund's investment sub-advisor. The purpose of the call is to hear
Brookfield's portfolio management team provide updates for the Fund and the
Market. Details regarding the conference call are contained in the press release
included herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Number Description
99.1 Press release of First Trust Advisors L.P. dated
February 2, 2016.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated: February 2, 2016 FIRST TRUST STRATEGIC HIGH INCOME FUND II
By: /s/ W. Scott Jardine
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Name: W. Scott Jardine
Title: Secretary
EXHIBIT INDEX
Exhibit
Number Description
99.1 Press release of First Trust Advisors L.P. dated
February 2, 2016.
EX-99.1
2
pressrelease.txt
PRESS RELEASE
PRESS RELEASE SOURCE: First Trust Advisors L.P.
FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST
TRUST STRATEGIC HIGH INCOME FUND II
WHEATON, IL -- (BUSINESS WIRE) -- February 2, 2016 -- First Trust Advisors L.P.
("FTA") announced today that First Trust Strategic High Income Fund II (NYSE:
FHY) intends to host a conference call with Brookfield Investment Management,
Inc. ("Brookfield"), the Fund's investment sub-advisor, on TUESDAY, FEBRUARY 16,
2016, AT 4:15 P.M. EASTERN TIME. The purpose of the call is to hear Brookfield's
portfolio management team provide updates for the Fund and the Market.
-- Dial-in Number: (866) 323-9095; International (416) 849-3996; and Passcode
# 906624. Please call 10 to 15 minutes before the scheduled start of the
teleconference.
-- Telephone Replay: (888) 203-1112; International (719) 457-0820; and
Passcode # 9344531. The replay will be available after the call until
11:59 P.M. Eastern Time on Wednesday, March 16, 2016.
First Trust Advisors L.P., the Fund's investment advisor, along with its
affiliate, First Trust Portfolios L.P., are privately-held companies which
provide a variety of investment services, including asset management and
financial advisory services, with collective assets under management or
supervision of approximately $104 billion as of December 31, 2015 through unit
investment trusts, exchange-traded funds, closed-end funds, mutual funds and
separate managed accounts.
Brookfield is an indirect wholly-owned subsidiary of Brookfield Asset
Management, a global alternative asset manager with over $200 billion in assets
under management as of September 30, 2015. Brookfield Asset Management has over
a 100-year history of owning and operating assets with a focus on property,
renewable power, infrastructure and private equity. Brookfield Asset
Management's public market activities are conducted by Brookfield, a registered
investment advisor, with over $17 billion of assets under management as of
September 30, 2015.
If you have questions about the Fund that you would like answered on the call,
please email your questions to cefquestions@ftadvisors.com in advance of the
call and refer to FHY, by Thursday, February 11, 2016, 4:15 P.M. Eastern Time.
Past performance is no assurance of future results. Investment return and market
value of an investment in the Fund will fluctuate. Shares, when sold, may be
worth more or less than their original cost.
Principal Risk Factors: Investment in this Fund involves investment and market
risk, management risk, value investing risk, below-investment grade securities
risk, fixed-income securities risk, mortgage-backed securities risk,
asset-backed securities risk, convertible securities risk, non-U.S. securities
risk, currency risk, distressed securities risk, inflation/deflation risk,
interest rate risk, market discount risk, leverage risk, derivatives risk,
market disruption risk, portfolio turnover risk, and illiquid/restricted
securities risk.
Below-investment grade securities are commonly referred to as "high-yield" or
"junk" bonds and are considered speculative with respect to the issuer's
capacity to pay interest and repay principal. These securities are susceptible
to default or decline in market value due to adverse economic and business
developments. The market values for high-yield securities tend to be very
volatile, and these securities are less liquid than investment grade debt
securities. For these reasons, your investment in the Fund is subject to the
following specific risks: (a) increased price sensitivity to changing interest
rates and to a deteriorating economic environment; (b) greater risk of loss due
to default or declining credit quality; (c) adverse company specific events are
more likely to render the issuer unable to make interest and/or principal
payments; and (d) a negative perception of the high-yield market may depress the
price and liquidity of high-yield securities.
The risks of investing in the Fund are spelled out in the prospectus,
shareholder reports, and other regulatory filings.
The Fund's daily closing New York Stock Exchange price and net asset value per
share as well as other information can be found at www.ftportfolios.com or by
calling 1-800-988-5891.
CONTACT: JEFF MARGOLIN -- (630) 915-6784
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Source: First Trust Advisors L.P.