0001209191-17-006541.txt : 20170201 0001209191-17-006541.hdr.sgml : 20170201 20170201094015 ACCESSION NUMBER: 0001209191-17-006541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Jordan CENTRAL INDEX KEY: 0001328592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 17563353 MAIL ADDRESS: STREET 1: C/O AMERICAN BANK NOTE HOLOGRAPHICS, INC STREET 2: 399 EXECUTIVE BOULEVARD CITY: ELMSFORD STATE: NY ZIP: 10523 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-01 0 0001368148 ATHERSYS, INC / NEW ATHX 0001328592 Davis Jordan 3201 CARNEGIE AVENUE CLEVELAND OH 44115-2634 1 0 0 0 Common Stock 2017-02-01 4 P 0 25535 1.01 A 273520 I Radius Venture Partners III, (Ohio), LP Common Stock 2017-02-01 4 P 0 18645 1.01 A 199704 I Radius Venture Partners III, LP Common Stock 2017-02-01 4 P 0 203320 1.01 A 2177776 I Radius Venture Partners III QP, LP Common Stock 1597788 I Radius Venture Partners II, LP Common Stock 4000 I Mr. Davis' Children Common Stock 40000 D Purchase of shares in an underwritten public offering at the price paid by the public. Represents shares of Common Stock held by Radius Venture Partners II,LP; Radius Venture Partners III,LP; Radius Venture Partners III QP, LP; and Radius Venture Partners III, (Ohio), LP, over which Mr. Davis has shared voting and dispositive power. Mr. Davis disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein. Represents 4,000 shares of Common Stock held by Mr. Davis' children, over which Mr. Davis has shared voting and dispositive power. Mr. Davis disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein. Purchase of shares in an underwritten public offering at the price paid by the public. /s/ Laura K. Campbell, as attorney-in-fact for Jordan S. Davis 2017-02-01