0001209191-17-006541.txt : 20170201
0001209191-17-006541.hdr.sgml : 20170201
20170201094015
ACCESSION NUMBER: 0001209191-17-006541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Jordan
CENTRAL INDEX KEY: 0001328592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 17563353
MAIL ADDRESS:
STREET 1: C/O AMERICAN BANK NOTE HOLOGRAPHICS, INC
STREET 2: 399 EXECUTIVE BOULEVARD
CITY: ELMSFORD
STATE: NY
ZIP: 10523
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-01
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001328592
Davis Jordan
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
1
0
0
0
Common Stock
2017-02-01
4
P
0
25535
1.01
A
273520
I
Radius Venture Partners III, (Ohio), LP
Common Stock
2017-02-01
4
P
0
18645
1.01
A
199704
I
Radius Venture Partners III, LP
Common Stock
2017-02-01
4
P
0
203320
1.01
A
2177776
I
Radius Venture Partners III QP, LP
Common Stock
1597788
I
Radius Venture Partners II, LP
Common Stock
4000
I
Mr. Davis' Children
Common Stock
40000
D
Purchase of shares in an underwritten public offering at the price paid by the public.
Represents shares of Common Stock held by Radius Venture Partners II,LP; Radius Venture Partners III,LP; Radius Venture Partners III QP, LP; and Radius Venture Partners III, (Ohio), LP, over which Mr. Davis has shared voting and dispositive power. Mr. Davis disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.
Represents 4,000 shares of Common Stock held by Mr. Davis' children, over which Mr. Davis has shared voting and dispositive power. Mr. Davis disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.
Purchase of shares in an underwritten public offering at the price paid by the public.
/s/ Laura K. Campbell, as attorney-in-fact for Jordan S. Davis
2017-02-01