0001127602-18-023791.txt : 20180724 0001127602-18-023791.hdr.sgml : 20180724 20180724165752 ACCESSION NUMBER: 0001127602-18-023791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180720 FILED AS OF DATE: 20180724 DATE AS OF CHANGE: 20180724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Simon CENTRAL INDEX KEY: 0001328274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 18966972 MAIL ADDRESS: STREET 1: C/O THE STUDENT LOAN CORPORATION STREET 2: 750 WASHINGTON BLVD., 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94115 BUSINESS PHONE: 415-632-5666 MAIL ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-07-20 0001409970 LendingClub Corp LC 0001328274 Williams Simon C/O LENDINGCLUB CORPORATION 71 STEVENSON ST, SUITE 1000 SAN FRANCISCO CA 94105 1 Common Stock 2018-07-20 4 S 0 42000 4.3253 D 86389 D Common Stock 2018-07-20 4 S 0 8000 4.3404 D 0 I By Camelot Financial Capital Management, LLC Common Stock 60791 D This transaction was effected pursuant to a Rule 10b5-1 trading plan. This transaction was executed in multiple trades during the date at prices ranging from $4.29 to $4.38. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades during the date at prices ranging from $4.31 to $4.37. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 31, 2018, subject to continued service through each vesting date. /s/ Russell Elmer, attorney-in-fact 2018-07-24