0001209191-17-053767.txt : 20170922
0001209191-17-053767.hdr.sgml : 20170922
20170922174351
ACCESSION NUMBER: 0001209191-17-053767
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170915
FILED AS OF DATE: 20170922
DATE AS OF CHANGE: 20170922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prentiss Christopher B
CENTRAL INDEX KEY: 0001717583
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36399
FILM NUMBER: 171098327
MAIL ADDRESS:
STREET 1: 1900 POWELL STREET
STREET 2: SUITE 750
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER NAME:
FORMER CONFORMED NAME: Prentiss Chris
DATE OF NAME CHANGE: 20170921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adamas Pharmaceuticals Inc
CENTRAL INDEX KEY: 0001328143
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 421560076
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1900 POWELL ST., SUITE 750
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-450-3554
MAIL ADDRESS:
STREET 1: 1900 POWELL ST., SUITE 750
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: NeuroMolecular Pharmaceuticals Inc
DATE OF NAME CHANGE: 20050524
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-09-15
0
0001328143
Adamas Pharmaceuticals Inc
ADMS
0001717583
Prentiss Christopher B
C/O ADAMAS PHARMACEUTICALS, INC.
1900 POWELL ST., SUITE 750
EMERYVILLE
CA
94608
0
1
0
0
Chief Accounting Officer
Common Stock
9905
D
Stock Option (Right to Buy)
0.00
2025-04-20
Common Stock
35000
D
Stock Option (Right to Buy)
0.00
2026-03-03
Common Stock
18750
D
Stock Option (Right to Buy)
0.00
2027-02-20
Common Stock
20625
D
Includes 5,781 restricted stock units that vest over four years.
Twenty-five percent of the shares subject to the option vested and became exercisable on April 1, 2016, the remainder vest and become exercisable in equal monthly installments over the next three years for a total vesting period of four years.
The shares subject to the option vest and become exercisable in equal monthly installments on the 1st of every month over four years with the first vesting on April 1, 2016.
The shares subject to the option vest and become exercisable in equal monthly installments on the 1st of every month over four years with the first vesting on April 1, 2017.
/s/ Jennifer Rhodes
2017-09-22
EX-24.3_745111
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Alfred Merriweather, Jennifer J. Rhodes and Brett White, signing
individually, the undersigned's true and lawful attorneys-in fact and agents to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer, director or beneficial owner of more than 10% of a registered
class of securities of Adamas Pharmaceuticals, Inc. (the "Company"), Forms 3, 4
and 5 (including any amendments thereto) in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules
thereunder and a Form ID, Uniform Application for Access Codes to File on EDGAR;
(2) do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to execute such Forms 3, 4 or 5 or Form ID
(including any amendments thereto) and timely file such forms with the United
States Securities and Exchange Commission and any stock exchange or similar
authority; and
(3) take any other action of any nature whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in
the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5
with respect to the undersigned's holdings of and transactions in securities
issued by the Company, (b) revocation by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact or (c) as to any attorney-in-fact
individually, until such attorney-in-fact is no longer employed by the Company
or Cooley LLP.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of September 21, 2017.
/S/ CHRISTOPHER B. PRENTISS