-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQOrXZX3CPcIsfEc4QIMgLyDkL8w2yd0FuPtE0Zrkkpa1maA9kSc1yVIzZegN6W/ LIcEk2WAuPTnmGa8XNcxlg== 0001362310-08-002112.txt : 20080424 0001362310-08-002112.hdr.sgml : 20080424 20080424093355 ACCESSION NUMBER: 0001362310-08-002112 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080418 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20080424 DATE AS OF CHANGE: 20080424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: E ENERGY ADAMS LLC CENTRAL INDEX KEY: 0001328067 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 202627531 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52426 FILM NUMBER: 08773271 BUSINESS ADDRESS: STREET 1: 13238 EAST ASPEN ROAD CITY: ADAMS STATE: NE ZIP: 68301 BUSINESS PHONE: 4029884655 MAIL ADDRESS: STREET 1: 13238 EAST ASPEN ROAD CITY: ADAMS STATE: NE ZIP: 68301 8-K 1 c73054e8vk.htm FORM 8-K Filed by Bowne Pure Compliance
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 18, 2008

E ENERGY ADAMS, LLC
(Exact name of registrant as specified in its charter)
         
Nebraska   000-52426   20-2627531
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
13238 East Aspen Road, Adams, Nebraska
  68301
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (402) 988-4655
 
 
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

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Item 1.01. Entry into a Material Definitive Agreement.

Our Board of Directors has determined that it is in our best interest to explore available strategic alternatives to maximize long-term member value. Therefore, on April 18, 2008 we executed an engagement letter with Headwaters BD, LLC (“Headwaters”), a wholly owned subsidiary of Headwaters MB, LLC, to assist and advise us in this process. Pursuant to the engagement letter, Headwaters will provide financial advisory and investment banking services which include, but are not limited to, identifying and contacting prospective capital providers, facilitation of securing and structuring a financing transaction and/or exploring a potential sale, merger, consolidation, or other business combination between our Company and a third party. No assurances can be given that these efforts will be successful. We will pay an engagement fee to Headwaters upon execution of the engagement letter. Headwaters will receive a monthly fee for these services and may become entitled to a success fee based upon the type of financing arrangement Headwaters presents to us. The engagement letter may be terminated by either party upon 30 days written notice.

This report contains forward-looking statements that reflect our current view on future events, future business, industry and other conditions, our future performance, and our plans and expectations for future operations and actions. These forward-looking statements are only our predictions and involve numerous assumptions, risks and uncertainties. You should read this report thoroughly with the understanding that our actual results may differ materially from those set forth in the forward-looking statements for many reasons, including events beyond our control and assumptions that prove to be inaccurate or unfounded. We cannot provide any assurance with respect to our future performance or results. Our actual results or actions may differ materially from these forward-looking statements for many reasons

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
 
  E ENERGY ADAMS, LLC
 
   
 
   
April 23, 2008
  /s/ Carl D Sitzmann
     
Date
  Carl D. Sitzmann, Chief Executive Officer

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