0001209191-16-096072.txt : 20160205
0001209191-16-096072.hdr.sgml : 20160205
20160205182840
ACCESSION NUMBER: 0001209191-16-096072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160204
FILED AS OF DATE: 20160205
DATE AS OF CHANGE: 20160205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dividend Capital Diversified Property Fund Inc.
CENTRAL INDEX KEY: 0001327978
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 300309068
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 518 SEVENTEENTH STREET
STREET 2: 17TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: (303)228-2200
MAIL ADDRESS:
STREET 1: 518 SEVENTEENTH STREET
STREET 2: 17TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Dividend Capital Total Realty Trust Inc.
DATE OF NAME CHANGE: 20050520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blumberg John A
CENTRAL INDEX KEY: 0001397742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52596
FILM NUMBER: 161393550
MAIL ADDRESS:
STREET 1: 518 17TH STREET
STREET 2: SUITE 1700
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-04
0
0001327978
Dividend Capital Diversified Property Fund Inc.
NONE
0001397742
Blumberg John A
518 17TH STREET STE. 1700
DENVER
CO
80202
1
0
0
0
Class I Common Stock
2016-02-04
4
A
0
124451
7.41
A
606193
I
By Dividend Capital Total Advisors LLC
Class I Common Stock
2016-02-04
4
S
0
124451
7.41
D
606193
I
By Dividend Capital Total Advisors LLC
Class I Common Stock
36822
D
Unclassified Common Stock
20000
I
By Dividend Capital Total Advisors LLC
On February 4, 2016, Dividend Capital Total Advisors LLC (the "Advisor") acquired 124,451 restricted stock units ("Company RSUs") from Dividend Capital Diversified Property Fund Inc. (the "Company"). Each Company RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Company RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of advisory fees and expenses otherwise payable from the Company to the Advisor based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Company RSUs granted on February 4, 2016.
As of February 5, 2016, 20,202 of the shares reported in this box are Class I shares of common stock of the Company and 585,991 are shares related to Company RSUs.
These reported securities are or were owned by the Advisor. The securities reported above may be attributed to the Reporting Person based upon the fact that the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly controls the Advisor. The Reporting Person disclaims beneficial ownership of the reported securities held by the Advisor except to the extent of his pecuniary interest therein.
On February 4, 2016, the Advisor granted, in the aggregate, 124,451 restricted stock units ("Advisor RSUs") to certain employees of the Advisor and its affiliates. Each Advisor RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of the Company's common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Advisor RSUs granted on February 4, 2016.
Although these shares are unclassified, they are often referred to as "Class E" common stock.
/s/ M. Kirk Scott, Attorney in Fact
2016-02-05