0001209191-16-096072.txt : 20160205 0001209191-16-096072.hdr.sgml : 20160205 20160205182840 ACCESSION NUMBER: 0001209191-16-096072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160204 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dividend Capital Diversified Property Fund Inc. CENTRAL INDEX KEY: 0001327978 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 300309068 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 518 SEVENTEENTH STREET STREET 2: 17TH FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (303)228-2200 MAIL ADDRESS: STREET 1: 518 SEVENTEENTH STREET STREET 2: 17TH FLOOR CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Dividend Capital Total Realty Trust Inc. DATE OF NAME CHANGE: 20050520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blumberg John A CENTRAL INDEX KEY: 0001397742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52596 FILM NUMBER: 161393550 MAIL ADDRESS: STREET 1: 518 17TH STREET STREET 2: SUITE 1700 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-04 0 0001327978 Dividend Capital Diversified Property Fund Inc. NONE 0001397742 Blumberg John A 518 17TH STREET STE. 1700 DENVER CO 80202 1 0 0 0 Class I Common Stock 2016-02-04 4 A 0 124451 7.41 A 606193 I By Dividend Capital Total Advisors LLC Class I Common Stock 2016-02-04 4 S 0 124451 7.41 D 606193 I By Dividend Capital Total Advisors LLC Class I Common Stock 36822 D Unclassified Common Stock 20000 I By Dividend Capital Total Advisors LLC On February 4, 2016, Dividend Capital Total Advisors LLC (the "Advisor") acquired 124,451 restricted stock units ("Company RSUs") from Dividend Capital Diversified Property Fund Inc. (the "Company"). Each Company RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Company RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of advisory fees and expenses otherwise payable from the Company to the Advisor based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Company RSUs granted on February 4, 2016. As of February 5, 2016, 20,202 of the shares reported in this box are Class I shares of common stock of the Company and 585,991 are shares related to Company RSUs. These reported securities are or were owned by the Advisor. The securities reported above may be attributed to the Reporting Person based upon the fact that the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly controls the Advisor. The Reporting Person disclaims beneficial ownership of the reported securities held by the Advisor except to the extent of his pecuniary interest therein. On February 4, 2016, the Advisor granted, in the aggregate, 124,451 restricted stock units ("Advisor RSUs") to certain employees of the Advisor and its affiliates. Each Advisor RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of the Company's common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Advisor RSUs granted on February 4, 2016. Although these shares are unclassified, they are often referred to as "Class E" common stock. /s/ M. Kirk Scott, Attorney in Fact 2016-02-05