0001327811-21-000035.txt : 20210407
0001327811-21-000035.hdr.sgml : 20210407
20210407180624
ACCESSION NUMBER: 0001327811-21-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210405
FILED AS OF DATE: 20210407
DATE AS OF CHANGE: 20210407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bozzini James
CENTRAL INDEX KEY: 0001598140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35680
FILM NUMBER: 21813254
MAIL ADDRESS:
STREET 1: 6230 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workday, Inc.
CENTRAL INDEX KEY: 0001327811
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 202480422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 6110 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-951-9000
MAIL ADDRESS:
STREET 1: 6110 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: Workday Inc
DATE OF NAME CHANGE: 20050519
4
1
wf-form4_161783316438211.xml
FORM 4
X0306
4
2021-04-05
0
0001327811
Workday, Inc.
WDAY
0001598140
Bozzini James
C/O WORKDAY, INC.
6110 STONERIDGE MALL ROAD
PLEASANTON
CA
94588
0
1
0
0
COO & Executive Vice President
Class A Common Stock
2021-04-05
4
M
0
43750
7.05
A
181995
D
Class A Common Stock
2021-04-05
4
S
0
2800
253.0726
D
179195
D
Class A Common Stock
2021-04-05
4
S
0
7274
254.2823
D
171921
D
Class A Common Stock
2021-04-05
4
S
0
25335
255.1579
D
146586
D
Class A Common Stock
2021-04-05
4
S
0
5591
255.8838
D
140995
D
Class A Common Stock
2021-04-05
4
S
0
1550
256.9113
D
139445
D
Class A Common Stock
2021-04-05
4
S
0
1100
258.0245
D
138345
D
Class A Common Stock
2021-04-05
4
S
0
100
258.875
D
138245
D
Class A Common Stock
2021-04-05
4
S
0
373
253.172
D
44627
I
2020 GRAT 1
Class A Common Stock
2021-04-05
4
S
0
1181
254.4338
D
43446
I
2020 GRAT 1
Class A Common Stock
2021-04-05
4
S
0
2845
255.262
D
40601
I
2020 GRAT 1
Class A Common Stock
2021-04-05
4
S
0
393
256.1586
D
40208
I
2020 GRAT 1
Class A Common Stock
2021-04-05
4
S
0
78
256.9717
D
40130
I
2020 GRAT 1
Class A Common Stock
2021-04-05
4
S
0
104
257.9375
D
40026
I
2020 GRAT 1
Class A Common Stock
2021-04-05
4
S
0
26
258.89
D
40000
I
2020 GRAT 1
Class A Common Stock
2021-04-05
4
S
0
373
253.1729
D
44627
I
2020 GRAT 2
Class A Common Stock
2021-04-05
4
S
0
1181
254.4339
D
43446
I
2020 GRAT 2
Class A Common Stock
2021-04-05
4
S
0
2846
255.262
D
40600
I
2020 GRAT 2
Class A Common Stock
2021-04-05
4
S
0
392
256.157
D
40208
I
2020 GRAT 2
Class A Common Stock
2021-04-05
4
S
0
78
256.9717
D
40130
I
2020 GRAT 2
Class A Common Stock
2021-04-05
4
S
0
104
257.9375
D
40026
I
2020 GRAT 2
Class A Common Stock
2021-04-05
4
S
0
26
258.89
D
40000
I
2020 GRAT 2
Class A Common Stock
2021-04-05
4
S
0
218
253.1517
D
7859
I
By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1
Class A Common Stock
2021-04-05
4
S
0
702
254.4359
D
7157
I
By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1
Class A Common Stock
2021-04-05
4
S
0
1713
255.2653
D
5444
I
By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1
Class A Common Stock
2021-04-05
4
S
0
239
256.152
D
5205
I
By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1
Class A Common Stock
2021-04-05
4
S
0
48
256.9717
D
5157
I
By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1
Class A Common Stock
2021-04-05
4
S
0
64
257.9375
D
5093
I
By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1
Class A Common Stock
2021-04-05
4
S
0
16
258.89
D
5077
I
By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1
Stock Option (right to buy)
7.05
2021-04-05
4
M
0
43750
0
D
2022-05-04
Class A Common Stock
43750.0
0
D
Includes 122,259 restricted stock units (RSUs), each of which entitle the Reporting Person to receive one share of Class A Common Stock upon settlement. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and their affiliated trusts.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $252.6500 to $253.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $253.6500 to $254.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $254.6500 to $255.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $255.6500 to $256.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $256.6500 to $257.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $257.6500 to $258.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $258.6500 to $259.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $252.8000 to $253.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The shares are held in a grantor retained annuity trust, of which the Reporting Person is the sole trustee, grantor, and recipient of annuity payments.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $253.8000 to $254.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $254.8000 to $255.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $255.8000 to $256.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $256.8000 to $257.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $257.8000 to $258.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $258.8000 to $259.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The shares are held in a grantor retained annuity trust, of which the Reporting Person's spouse is the sole trustee, grantor, and recipient of annuity payments.
This stock option grant is fully vested and exercisable.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.
1 of 2
/s/ Juliana Capata, attorney-in-fact
2021-04-07