0001327811-21-000035.txt : 20210407 0001327811-21-000035.hdr.sgml : 20210407 20210407180624 ACCESSION NUMBER: 0001327811-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210405 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozzini James CENTRAL INDEX KEY: 0001598140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 21813254 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6110 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-951-9000 MAIL ADDRESS: STREET 1: 6110 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 4 1 wf-form4_161783316438211.xml FORM 4 X0306 4 2021-04-05 0 0001327811 Workday, Inc. WDAY 0001598140 Bozzini James C/O WORKDAY, INC. 6110 STONERIDGE MALL ROAD PLEASANTON CA 94588 0 1 0 0 COO & Executive Vice President Class A Common Stock 2021-04-05 4 M 0 43750 7.05 A 181995 D Class A Common Stock 2021-04-05 4 S 0 2800 253.0726 D 179195 D Class A Common Stock 2021-04-05 4 S 0 7274 254.2823 D 171921 D Class A Common Stock 2021-04-05 4 S 0 25335 255.1579 D 146586 D Class A Common Stock 2021-04-05 4 S 0 5591 255.8838 D 140995 D Class A Common Stock 2021-04-05 4 S 0 1550 256.9113 D 139445 D Class A Common Stock 2021-04-05 4 S 0 1100 258.0245 D 138345 D Class A Common Stock 2021-04-05 4 S 0 100 258.875 D 138245 D Class A Common Stock 2021-04-05 4 S 0 373 253.172 D 44627 I 2020 GRAT 1 Class A Common Stock 2021-04-05 4 S 0 1181 254.4338 D 43446 I 2020 GRAT 1 Class A Common Stock 2021-04-05 4 S 0 2845 255.262 D 40601 I 2020 GRAT 1 Class A Common Stock 2021-04-05 4 S 0 393 256.1586 D 40208 I 2020 GRAT 1 Class A Common Stock 2021-04-05 4 S 0 78 256.9717 D 40130 I 2020 GRAT 1 Class A Common Stock 2021-04-05 4 S 0 104 257.9375 D 40026 I 2020 GRAT 1 Class A Common Stock 2021-04-05 4 S 0 26 258.89 D 40000 I 2020 GRAT 1 Class A Common Stock 2021-04-05 4 S 0 373 253.1729 D 44627 I 2020 GRAT 2 Class A Common Stock 2021-04-05 4 S 0 1181 254.4339 D 43446 I 2020 GRAT 2 Class A Common Stock 2021-04-05 4 S 0 2846 255.262 D 40600 I 2020 GRAT 2 Class A Common Stock 2021-04-05 4 S 0 392 256.157 D 40208 I 2020 GRAT 2 Class A Common Stock 2021-04-05 4 S 0 78 256.9717 D 40130 I 2020 GRAT 2 Class A Common Stock 2021-04-05 4 S 0 104 257.9375 D 40026 I 2020 GRAT 2 Class A Common Stock 2021-04-05 4 S 0 26 258.89 D 40000 I 2020 GRAT 2 Class A Common Stock 2021-04-05 4 S 0 218 253.1517 D 7859 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2021-04-05 4 S 0 702 254.4359 D 7157 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2021-04-05 4 S 0 1713 255.2653 D 5444 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2021-04-05 4 S 0 239 256.152 D 5205 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2021-04-05 4 S 0 48 256.9717 D 5157 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2021-04-05 4 S 0 64 257.9375 D 5093 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2021-04-05 4 S 0 16 258.89 D 5077 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Stock Option (right to buy) 7.05 2021-04-05 4 M 0 43750 0 D 2022-05-04 Class A Common Stock 43750.0 0 D Includes 122,259 restricted stock units (RSUs), each of which entitle the Reporting Person to receive one share of Class A Common Stock upon settlement. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and their affiliated trusts. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $252.6500 to $253.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $253.6500 to $254.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $254.6500 to $255.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $255.6500 to $256.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $256.6500 to $257.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $257.6500 to $258.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $258.6500 to $259.6499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $252.8000 to $253.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The shares are held in a grantor retained annuity trust, of which the Reporting Person is the sole trustee, grantor, and recipient of annuity payments. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $253.8000 to $254.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $254.8000 to $255.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $255.8000 to $256.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $256.8000 to $257.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $257.8000 to $258.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $258.8000 to $259.7999, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The shares are held in a grantor retained annuity trust, of which the Reporting Person's spouse is the sole trustee, grantor, and recipient of annuity payments. This stock option grant is fully vested and exercisable. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. 1 of 2 /s/ Juliana Capata, attorney-in-fact 2021-04-07