0001327811-20-000150.txt : 20201014 0001327811-20-000150.hdr.sgml : 20201014 20201014200423 ACCESSION NUMBER: 0001327811-20-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201012 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozzini James CENTRAL INDEX KEY: 0001598140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 201240107 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6110 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-951-9000 MAIL ADDRESS: STREET 1: 6110 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 4 1 wf-form4_160272024781573.xml FORM 4 X0306 4 2020-10-12 0 0001327811 Workday, Inc. WDAY 0001598140 Bozzini James C/O WORKDAY, INC. 6110 STONERIDGE MALL ROAD PLEASANTON CA 94588 0 1 0 0 COO & Executive Vice President Class A Common Stock 2020-10-12 4 S 0 577 225.4016 D 10500 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2020-10-12 4 S 0 687 226.2059 D 9813 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2020-10-12 4 S 0 602 227.4477 D 9211 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2020-10-12 4 S 0 993 228.1716 D 8218 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2020-10-12 4 S 0 131 229.308 D 8087 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2020-10-12 4 S 0 10 229.835 D 8077 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 1 Class A Common Stock 2020-10-12 4 S 0 575 225.4033 D 10502 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 2 Class A Common Stock 2020-10-12 4 S 0 689 226.2062 D 9813 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 2 Class A Common Stock 2020-10-12 4 S 0 602 227.4463 D 9211 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 2 Class A Common Stock 2020-10-12 4 S 0 993 228.1717 D 8218 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 2 Class A Common Stock 2020-10-12 4 S 0 131 229.308 D 8087 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 2 Class A Common Stock 2020-10-12 4 S 0 10 229.835 D 8077 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 2 Class A Common Stock 2020-10-12 4 S 0 572 225.4025 D 10505 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 3 Class A Common Stock 2020-10-12 4 S 0 693 226.2077 D 9812 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 3 Class A Common Stock 2020-10-12 4 S 0 601 227.4469 D 9211 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 3 Class A Common Stock 2020-10-12 4 S 0 993 228.1716 D 8218 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 3 Class A Common Stock 2020-10-12 4 S 0 131 229.308 D 8087 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 3 Class A Common Stock 2020-10-12 4 S 0 10 229.835 D 8077 I By the Bozzini Irrevocable Trust dtd 7/12/2012 FBO Child 3 Class A Common Stock 74235 I By the Bozzini Revocable Trust dtd 5/10/2004 Stock Option (right to buy) 7.05 2022-05-04 Class A Common Stock 43750.0 43750 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and his affiliated trusts. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $224.8100 to $225.8099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $225.8100 to $226.8099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $226.8100 to $227.8099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $227.8100 to $228.8099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $228.8100 to $229.8099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $229.8100 to $230.8099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. This stock option grant became fully vested on January 1, 2018. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. 2 of 2 /s/ Juliana Capata, attorney-in-fact 2020-10-14