0001209191-18-043173.txt : 20180718 0001209191-18-043173.hdr.sgml : 20180718 20180718202848 ACCESSION NUMBER: 0001209191-18-043173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180716 FILED AS OF DATE: 20180718 DATE AS OF CHANGE: 20180718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozzini James CENTRAL INDEX KEY: 0001598140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 18959355 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6110 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-951-9000 MAIL ADDRESS: STREET 1: 6110 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-16 0 0001327811 Workday, Inc. WDAY 0001598140 Bozzini James C/O WORKDAY, INC. 6110 STONERIDGE MALL ROAD PLEASANTON CA 94588 0 1 0 0 COO & Executive Vice President Class A Common Stock 2018-07-16 4 S 0 3293 132.8263 D 224975 D Class A Common Stock 2018-07-16 4 S 0 1500 133.9373 D 223475 D Class A Common Stock 2018-07-16 4 S 0 200 135.27 D 223275 D Class A Common Stock 99235 I By Bozzini Revocable Trust dtd 5/10/2004 Class A Common Stock 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Stock Option (right to buy) 2.30 2021-02-18 Class A Common Stock 5750 5750 D Stock Option (right to buy) 7.05 2022-05-04 Class A Common Stock 43750 43750 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $132.4675 to $133.4674, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Includes 125,511 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, from original grants consisting of 46,492 RSUs with a grant date of 4/15/2015, 46,492 RSUs with a grant date of 4/15/2016, 66,302 RSUs with a grant date of 4/14/2017, and 50,869 RSUs with a grant date of 4/15/2018, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates. Includes 206 shares of Class A Common Stock that were purchased through the Issuer's Employee Stock Purchase Program. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $133.5600 to $134.5599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $135.2700 to $136.2699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. This stock option grant became fully vested on January 1, 2017. This stock option grant became fully vested on January 1, 2018. /s/ Juliana Capata, attorney-in-fact 2018-07-18