0001209191-22-038096.txt : 20220617 0001209191-22-038096.hdr.sgml : 20220617 20220617183518 ACCESSION NUMBER: 0001209191-22-038096 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sabharwal Namrata CENTRAL INDEX KEY: 0001932872 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 221025457 MAIL ADDRESS: STREET 1: C/O OOMA, INC. STREET 2: 525 ALMANOR AVENUE, SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2022-06-01 0 0001327688 OOMA INC OOMA 0001932872 Sabharwal Namrata C/O OOMA, INC. 525 ALMANOR AVE., SUITE 200 SUNNYVALE CA 94085 0 1 0 0 Chief Accounting Officer Common Stock 33315 D Employee Stock Option (Right to Buy) 9.18 2025-03-30 Common Stock 5000 D Employee Stock Option (Right to Buy) 10.52 2030-03-15 Common Stock 1500 D Employee Stock Option (Right to Buy) 16.28 2031-03-01 Common Stock 1000 D Includes restricted stock units ("RSU") which vest as follows: (i) 1/16th of 7,500 RSUs will vest on the same day of every third month thereafter commencing on June 15, 2022 and (ii) 1/16th of 17,874 RSUs will vest on the same day of every third month thereafter commencing on September 1, 2022. The option is fully vested and exercisable. 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. 750 of the shares subject to the option are fully vested and are immediately exercisable. 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. 313 of the shares subject to the option are fully vested and are immediately exercisable. Exhibit 24.1: Power of Attorney /s/ Namrata Sabharwal 2022-06-16 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned as a Section 16 reporting person of Ooma, Inc. (the "Company"), hereby constitutes and appoints Jenny C. Yeh and Shig Hamamatsu, and each of them, the undersigned's true and lawful attorney in fact to: (1) execute, deliver and file for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of the Company, Forms 3, 4, and 5 in accordance with Section 16(a) of the Exchange Act; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; (3) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in such attorney in fact's discretion. The undersigned hereby grants to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. The undersigned further acknowledges and agrees that the attorney-in-fact and the Company are relying on written and oral information provided by the undersigned to complete such forms and the undersigned is responsible for reviewing the completed forms prior to their filing. The attorney-in-fact and the Company are not responsible for any errors or omissions in such filings. The attorney-in-fact and the Company are not responsible for determining whether or not the transactions reported could be matched with any other transactions for the purpose of determining liability for short-swing profits under Section 16(b). This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys in fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 2nd day of June, 2022. /s/Namrata Sabharwal Signature Namrata Sabharwal Print Name