0001209191-21-039480.txt : 20210610 0001209191-21-039480.hdr.sgml : 20210610 20210610163514 ACCESSION NUMBER: 0001209191-21-039480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210608 FILED AS OF DATE: 20210610 DATE AS OF CHANGE: 20210610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gustke James A. CENTRAL INDEX KEY: 0001646144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 211008527 MAIL ADDRESS: STREET 1: C/O OOMA, INC. STREET 2: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-08 0 0001327688 OOMA INC OOMA 0001646144 Gustke James A. C/O OOMA, INC. 525 ALMANOR AVE., SUITE 200 SUNNYVALE CA 94085 0 1 0 0 Vice President of Marketing Common Stock 2021-06-08 4 M 0 4987 6.04 A 130560 D Common Stock 2021-06-08 4 S 0 4987 20.0894 D 125573 D Common Stock 2021-06-08 4 S 0 5000 21.0194 D 120573 D Common Stock 2021-06-09 4 M 0 913 6.04 A 121486 D Common Stock 2021-06-09 4 S 0 913 21.0421 D 120573 D Employee Stock Option (right to buy) 6.04 2021-06-08 4 M 0 4987 0.00 D 2016-01-01 2025-01-05 Common Stock 4987 22313 D Employee Stock Option (right to buy) 6.04 2021-06-09 4 M 0 913 0.00 D 2016-01-01 2025-01-05 Common Stock 913 21400 D Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. The range of prices for the shares of Common Stock is from $20.00 to $20.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The range of prices for the shares of Common Stock is from $21.00 to $21.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The range of prices for the shares of Common Stock is from $21.02 to $21.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. /s/ James Gustke 2021-06-10