0001209191-21-025515.txt : 20210405
0001209191-21-025515.hdr.sgml : 20210405
20210405200000
ACCESSION NUMBER: 0001209191-21-025515
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191218
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gustke James A.
CENTRAL INDEX KEY: 0001646144
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 21807577
MAIL ADDRESS:
STREET 1: C/O OOMA, INC.
STREET 2: 1880 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OOMA INC
CENTRAL INDEX KEY: 0001327688
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 525 ALMANOR AVENUE
STREET 2: SUITE 200
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 6505666610
MAIL ADDRESS:
STREET 1: 525 ALMANOR AVENUE
STREET 2: SUITE 200
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-12-18
2019-12-19
0
0001327688
OOMA INC
OOMA
0001646144
Gustke James A.
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200
SUNNYVALE
CA
94085
0
1
0
0
Vice President of Marketing
Common Stock
2019-12-18
4
S
0
2730
12.8788
D
120218
D
Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
On December 19, the Reporting Person filed a Form 4 which inadvertently omitted 131 shares of Common Stock relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
/s/ James Gustke
2021-04-05