0001209191-20-023847.txt : 20200407 0001209191-20-023847.hdr.sgml : 20200407 20200407175918 ACCESSION NUMBER: 0001209191-20-023847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200407 DATE AS OF CHANGE: 20200407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yeh Jenny C CENTRAL INDEX KEY: 0001724512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 20780636 BUSINESS ADDRESS: BUSINESS PHONE: 8584954131 MAIL ADDRESS: STREET 1: SPHERE 3D CORP STREET 2: 9112 SPECTRUM CENTER BLVD CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-16 0 0001327688 OOMA INC OOMA 0001724512 Yeh Jenny C C/O OOMA, INC. 525 ALMANOR AVE., SUITE 200 SUNNYVALE CA 94085 0 1 0 0 VP, General Counsel & Sec. Common Stock 2020-03-16 4 F 0 398 11.74 D 47608 D Common Stock 2020-03-16 4 S 0 375 10.3995 D 47233 D Common Stock 2020-03-16 4 S 0 80 11.0799 D 47153 D Common Stock 2020-03-16 4 S 0 1 12.02 D 47152 D Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $9.8899 to $10.8799 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Represents the weighted average sales price per share. The shares sold at prices ranging from $10.88 to $11.6000 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. /s/ Jenny C. Yeh 2020-04-07