0001209191-20-023847.txt : 20200407
0001209191-20-023847.hdr.sgml : 20200407
20200407175918
ACCESSION NUMBER: 0001209191-20-023847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200407
DATE AS OF CHANGE: 20200407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yeh Jenny C
CENTRAL INDEX KEY: 0001724512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 20780636
BUSINESS ADDRESS:
BUSINESS PHONE: 8584954131
MAIL ADDRESS:
STREET 1: SPHERE 3D CORP
STREET 2: 9112 SPECTRUM CENTER BLVD
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OOMA INC
CENTRAL INDEX KEY: 0001327688
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 525 ALMANOR AVENUE
STREET 2: SUITE 200
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 6505666610
MAIL ADDRESS:
STREET 1: 525 ALMANOR AVENUE
STREET 2: SUITE 200
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-16
0
0001327688
OOMA INC
OOMA
0001724512
Yeh Jenny C
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200
SUNNYVALE
CA
94085
0
1
0
0
VP, General Counsel & Sec.
Common Stock
2020-03-16
4
F
0
398
11.74
D
47608
D
Common Stock
2020-03-16
4
S
0
375
10.3995
D
47233
D
Common Stock
2020-03-16
4
S
0
80
11.0799
D
47153
D
Common Stock
2020-03-16
4
S
0
1
12.02
D
47152
D
Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $9.8899 to $10.8799 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $10.88 to $11.6000 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
/s/ Jenny C. Yeh
2020-04-07