0001209191-20-019788.txt : 20200317 0001209191-20-019788.hdr.sgml : 20200317 20200317192028 ACCESSION NUMBER: 0001209191-20-019788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200315 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gustke James A. CENTRAL INDEX KEY: 0001646144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 20722642 MAIL ADDRESS: STREET 1: C/O OOMA, INC. STREET 2: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-15 0 0001327688 OOMA INC OOMA 0001646144 Gustke James A. C/O OOMA, INC. 525 ALMANOR AVE., SUITE 200 SUNNYVALE CA 94085 0 1 0 0 Vice President of Marketing Common Stock 2020-03-15 4 A 0 12000 0.00 A 132349 D Employee Stock Option (right to buy) 11.74 2020-03-15 4 A 0 4000 0.00 A 2030-03-15 Common Stock 4000 4000 D Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 15, 2020 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. /s/ James A. Gustke 2020-03-17