S-8 1 ooma-s8-2024.htm S-8 S-8

 

As filed with the Securities and Exchange Commission on April 2, 2024

Registration No. 333-

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

OOMA, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 

Delaware

06-1713274

(State or other jurisdiction of

(I.R.S. Employer

incorporation or organization)

Identification No.)

525 Almanor Avenue, Suite 200

Sunnyvale, CA 94085

(Address of Principal Executive Offices) (Zip Code)

2015 Equity Incentive Plan

2015 Employee Stock Purchase Plan

(Full title of the plan)

Eric B. Stang

Chief Executive Officer

525 Almanor Avenue, Suite 200

Sunnyvale, CA 94085

(650) 566-6600

(Name, Address and Telephone Number, Including Area Code, of Agent for Service)

 

 

 

Copies to:

Jenny C. Yeh, Esq.

William L. Hughes, Esq.

Senior Vice President & General Counsel

Niki Fang, Esq.

525 Almanor Avenue, Suite 200

Orrick, Herrington & Sutcliffe LLP

Sunnyvale, CA 94085

405 Howard Street

(650) 566-6600

San Francisco, CA 94105

 

(415) 773-5700

 

 


 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

 

 

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

 

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

 

REGISTRATION OF ADDITIONAL SECURITIES

PURSUANT TO GENERAL INSTRUCTION E

Pursuant to General Instruction E to Form S-8, this Registration Statement is being filed for the purpose of registering an additional (i) 519,000 shares of the Registrant’s common stock to be issued pursuant to the Registrant’s 2015 Employee Stock Purchase Plan and (ii) 1,298,000 shares of the Registrant’s common stock to be issued pursuant to the Registrant’s 2015 Equity Incentive Plan, which are the same class as those securities previously registered on an effective Form S-8 filed with the Securities and Exchange Commission on April 7, 2023 (File No. 333-271194) (the “2023 Registration Statement”), April 8, 2022 (File No. 333-264217) (the “2022 Registration Statement”), April 7, 2021 (File No. 333-255093) (the “2021 Registration Statement”), April 14, 2020 (File No. 333-237662) (the “2020 Registration Statement”), April 3, 2019 (File No. 333-230693) (the “2019 Registration Statement”), April 2, 2018 (File No. 333-224086) (the “2018 Registration Statement”), April 11, 2017 (File No. 333-217254) (the “2017 Registration Statement”), April 13, 2016 (File No. 333-210717) (the “2016 Registration Statement”) and July 17, 2015 (File No. 333-205719) (the “2015 Registration Statement”), and the contents of the 2015 Registration Statement, 2016 Registration Statement, 2017 Registration Statement, 2018 Registration Statement, 2019 Registration Statement, 2020 Registration Statement, 2021 Registration Statement, 2022 Registration Statement and 2023 Registration Statement, as amended, or as modified or superseded pursuant to Rule 412 under the Securities Act, are incorporated by reference into this Registration Statement.

 


 

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Item 8.

Exhibits

The following exhibits are filed herewith:

 

 

 

 

 

 

 

 

 

 

 

 

 

Exhibit

Number

Exhibit Description

Incorporated by Reference

Filed
Herewith

 

Form

File No.

Exhibit

Filing
Date

 

 

 

 

 

 

 

 

5.1

Opinion of Orrick, Herrington & Sutcliffe LLP

 

 

 

 

X

 

 

 

 

 

 

 

23.1

Consent of Orrick, Herrington & Sutcliffe LLP (included in Exhibit 5.1)

 

 

 

 

X

 

 

 

 

 

 

 

23.2

Consent of KPMG LLP, independent registered public accounting firm

 

 

 

 

X

 

 

 

 

 

 

 

24.1

Power of Attorney (included on the signature page of this Registration Statement)

 

 

 

 

X

 

 

 

 

 

 

 

99.1

2015 Equity Incentive Plan, and forms of agreement thereunder

S-1/A

333-204975

10.2

7/6/2015

 

 

 

 

 

 

 

 

99.2

2015 Employee Stock Purchase Plan, and form of subscription agreement

S-1/A

333-204975

10.3

7/6/2015

 

 

 

 

 

 

 

 

 

 

 

 

 

 

107

 

Filing Fee Table

 

 

 

 

 

 

 

 

 

X

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sunnyvale, State of California, on the 2nd day of April, 2024.

 

 

 

OOMA, INC.

 

 

By:

/s/ Eric B. Stang

Eric B. Stang

President and Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints, jointly and severally, Eric B. Stang, Shig Hamamatsu and Jenny C. Yeh, each of them acting individually, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and revocation, in his or her name and on his or her behalf, in any and all capacities, to sign the Registration Statement on Form S-8 of Ooma, Inc., and any or all amendments (including post-effective amendments), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitutes, may lawfully do or cause to be done by virtue hereof.

 

 


 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form S-8 has been signed below by the following persons on behalf of the Registrant in the capacities and on the dates indicated.

 

Signature

Title

Date

 

 

 

 

/s/ Eric B. Stang

Eric B. Stang

 

President and Chief Executive Officer and Chairman of the Board of Directors

 (Principal Executive Officer)

 

April 2, 2024

 

 

 

 

 

/s/ Shig Hamamatsu

Shig Hamamatsu

Senior Vice President, Chief Financial Officer and Treasurer

(Principal Financial Officer)

April 2, 2024

 

 

 

 

 

 

/s/ Namrata Sabharwal

 

Chief Accounting Officer

(Principal Accounting Officer)

 

April 2, 2024

Namrata Sabharwal

 

 

 

 

 

 

/s/ Jenny Yeh

Jenny Yeh

 

Senior Vice President, General Counsel and Director

 

April 2, 2024

 

 

 

 

 

 

/s/ Susan Butenhoff

Susan Butenhoff

 

Director

 

April 2, 2024

 

 

 

 

/s/ Andrew Galligan

Andrew Galligan

 

Director

 

April 2, 2024

 

 

 

 

/s/ Peter J. Goettner

Peter J. Goettner

 

Director

 

April 2, 2024

 

 

 

 

/s/ Judi A. Hand

Judi A. Hand

 

Director

 

April 2, 2024

 

 

 

 

/s/ Russell Mann

Russell Mann

 

Director

 

April 2, 2024

 

 

 

 

/s/ William D. Pearce

William D. Pearce

 

Lead Director

 

April 2, 2024