0001327607-23-000015.txt : 20230306
0001327607-23-000015.hdr.sgml : 20230306
20230306172539
ACCESSION NUMBER: 0001327607-23-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230303
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zimlich Joseph C.
CENTRAL INDEX KEY: 0001745088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38595
FILM NUMBER: 23710041
MAIL ADDRESS:
STREET 1: 1900 16TH STREET, SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Western Financial Inc
CENTRAL INDEX KEY: 0001327607
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371442266
STATE OF INCORPORATION: CO
BUSINESS ADDRESS:
STREET 1: 1900 SIXTEENTH ST, #1200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-531-8100
MAIL ADDRESS:
STREET 1: 1900 SIXTEENTH ST, #1200
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
wf-form4_167814152788271.xml
FORM 4
X0306
4
2023-03-03
0
0001327607
First Western Financial Inc
MYFW
0001745088
Zimlich Joseph C.
1900 16TH STREET, SUITE 1200
DENVER
CO
80202
1
0
0
0
Common Stock
2023-03-03
4
M
0
2880
20
A
37231
D
Common Stock
90146
I
By Bohemian Investments, LLC
Common Stock
108597
I
By BOCO Investments, LLC
Stock Option Right to Buy
20.0
2023-03-03
4
M
0
2880
0
D
2023-04-17
Common Stock
2880.0
0
D
The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
The reporting person serves as President of the Managing Member of BOCO Investments, LLC and has voting and dispositive power over the shares held by BOCO Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
The stock options were granted on April 17, 2013. Stock options vested 20% annually for five years.
/s/ Julie A. Courkamp, attorney-in-fact
2023-03-06