0001104659-18-056494.txt : 20180912 0001104659-18-056494.hdr.sgml : 20180912 20180912200801 ACCESSION NUMBER: 0001104659-18-056494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180910 FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gart Thomas A CENTRAL INDEX KEY: 0001745025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38595 FILM NUMBER: 181067762 MAIL ADDRESS: STREET 1: 1900 16TH STREET, SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Western Financial Inc CENTRAL INDEX KEY: 0001327607 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CO BUSINESS ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-531-8100 MAIL ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 4 1 a4.xml 4 X0306 4 2018-09-10 0 0001327607 First Western Financial Inc MYFW 0001745025 Gart Thomas A 1900 16TH STREET, SUITE 1200 DENVER CO 80202 1 0 0 0 Common Stock 2018-09-10 4 M 0 8772 A 72909 I By Gart Investments Common Stock 15122 D Make Whole Right 0 2018-09-10 4 M 0 0 D Common Stock 8772 0 I By Gart Investments First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Includes 701 restricted stock units that vest in two substantially equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. /s/ Scott C. Wylie, attorney-in-fact 2018-09-12