0000902664-16-008249.txt : 20160929 0000902664-16-008249.hdr.sgml : 20160929 20160929154934 ACCESSION NUMBER: 0000902664-16-008249 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160929 DATE AS OF CHANGE: 20160929 EFFECTIVENESS DATE: 20160929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRISMA SPECTRUM FUND LP CENTRAL INDEX KEY: 0001327498 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-77202 FILM NUMBER: 161909980 BUSINESS ADDRESS: STREET 1: C/O PRISMA CAPITAL PARTNERS LLC STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 590-0800 MAIL ADDRESS: STREET 1: C/O PRISMA CAPITAL PARTNERS LLC STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0707 D/A LIVE 0001327498 PRISMA SPECTRUM FUND LP C/O PRISMA CAPITAL PARTNERS LLC 9 WEST 57TH STREET NEW YORK NY NEW YORK 10019 (212) 590-0800 DELAWARE None None Limited Partnership true - Prisma Capital Partners LLC 9 West 57th Street New York NY NEW YORK 10019 Executive Officer General Partner - Prisma Capital Partners I, LP 9 West 57th Street New York NY NEW YORK 10019 Executive Officer Managing Member of the General Partner - Prisma Capital Partners I, LLC 9 West 57th Street New York NY NEW YORK 10019 Executive Officer General Partner of the Managing Member of the General Partner - KKR Management Holdings, L.P. 9 West 57th Street New York NY NEW YORK 10019 Executive Officer Managing Member of the General Partner of the Managing Member of the General Partner - Prisma Capital Partners LP 9 West 57th Street New York NY NEW YORK 10019 Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-14-001364 2005-01-01 true true true false 0 Atlantic Trust Company None Invesco National Trust Company None TWO PEACHTREE POINTE SUITE 1100 ATLANTA GA GEORGIA 30309 All States false Deutsche Bank Securities Inc. 2525 None None 60 WALL STREET NEW YORK NY NEW YORK 10005 All States false Deutsche Bank Trust Company Americas None None None 280 PARK AVENUE 3RD FLOOR NEW YORK NY NEW YORK 10017 All States false UBS Financial Services Inc. 8174 None None 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 10005 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 WESTCHESTER AVENUE PURCHASE NY NEW YORK 10577-2530 All States false Structured Finance Americas LLC None None None 60 WALL STREET NEW YORK NY NEW YORK 10005 All States false Raymond James & Associates, Inc. 705 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false Raymond James Financial Services, Inc. 6694 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false Indefinite 1243672520 Indefinite false 401 4599001 0 0 The fund is charged a management fee that is described in the fund's offering documents. false PRISMA SPECTRUM FUND LP /s/ Kenneth Eagle Kenneth Eagle Chief Financial Officer 2016-09-29