-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jadms0ESr9pxuIwRHAqAdVeoN5aEKu7H/0vRy7llG7PJ3/eIZ4yOyz2ylW5uac10 YuoycTbF+61um6wr3XTtDg== 0001104659-10-059543.txt : 20101122 0001104659-10-059543.hdr.sgml : 20101122 20101122172529 ACCESSION NUMBER: 0001104659-10-059543 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20101122 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101122 DATE AS OF CHANGE: 20101122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RealD Inc. CENTRAL INDEX KEY: 0001327471 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770620426 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34818 FILM NUMBER: 101209649 BUSINESS ADDRESS: STREET 1: 100 N CRESCENT DR STE 120 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 385-4000 MAIL ADDRESS: STREET 1: 100 N CRESCENT DR STE 120 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: Real D DATE OF NAME CHANGE: 20050518 8-K 1 a10-21158_38k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (date of earliest event reported): November 22, 2010

 

RealD Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-34818

 

77-0620426

(State or other
jurisdiction of
incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 


 

100 N. Crescent Drive, Suite 120
Beverly Hills, CA

 

90210

(Address of principal executive offices)

 

(Zip Code)

 

(310) 385-4000
(Registrant’s telephone number, including area code)

 

NA

(Former Name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12(b))

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01       Other Events.

 

On November 22, 2010, RealD Inc. (or the “Company”) issued a press release reporting the filing of a registration statement with the Securities and Exchange Commission for a proposed secondary public offering of 7,815,001 shares of its common stock. All of the shares are being sold by existing stockholders of the Company.  In addition, the underwriters will have a 30-day option to purchase from certain selling stockholders up to an additional 1,172,250 shares of common stock to cover over-allotments, if any.  The Company is not selling any shares of common stock in this offering and will not receive any proceeds from the sale of shares by the selling stockholders.  The press release is attached to this Current Report on Form 8-K as Exhibit 99.1.

 

Item 9.01       Financial Statements and Exhibits.

 

(d) Exhibits.

 

The following exhibit is attached to this Current Report on Form 8-K:

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press release, dated November 22, 2010, entitled “RealD Inc. Announces Filing of Registration Statement for Secondary Offering of Common Stock by Existing Stockholders.”

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

RealD Inc.

 

 

 

 

 

 

 

By:

/s/ Craig Gatarz

 

 

Craig Gatarz
Executive Vice President and General Counsel

 

Date: November 22, 2010

 

3


EX-99.1 2 a10-21158_3ex99d1.htm EX-99.1

Exhibit 99.1

 

GRAPHIC

 

RealD Inc. Announces Filing of Registration Statement for Secondary
Offering of Common Stock by Existing Stockholders

 

LOS ANGELES (November 22, 2010) - RealD Inc. (NYSE:RLD), a leading global licensor of 3D technologies, today announced that it has filed a registration statement with the Securities and Exchange Commission relating to a proposed secondary public offering of 7,815,001 shares of its common stock. All of the shares are being sold by existing stockholders of the company.  In addition, the underwriters will have a 30-day option to purchase from certain selling stockholders up to an additional 1,172,250 shares of common stock to cover over-allotments, if any.  RealD is not selling any shares of common stock in this offering and will not receive any proceeds from the sale of shares by the selling stockholders.

 

J.P. Morgan Securities LLC. and Piper Jaffray & Co. are acting as joint book-running managers for the offering. William Blair & Company, L.L.C. is acting as co-lead manager, and Stifel Nicolaus Weisel and BMO Capital Markets Corp. are acting as co-managers.

 

A registration statement relating to these securities has been filed with the Securities and Exchange Commission but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. The offering will be made only by means of a prospectus.  Copies of the preliminary prospectus relating to the offering, when available, may be obtained from J.P. Morgan Securities LLC.; J.P. Morgan, c/o Broadridge Financial Solutions, 1155 Long Island Avenue, Edgewood, New York 11717, or by calling toll-free at 1-866-803-9204; or from Piper Jaffray & Co., Prospectus Department, 800 Nicollet Mall, Suite 800, Minneapolis, Minnesota 55402, telephone: 1-800-747-3924 or by email: prospectus@pjc.com.

 



 

This press release is for informational purposes only and shall not constitute an offer to sell or a solicitation of an offer to buy these securities, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

 



 

Cautionary note on forward-looking statements

 

This press release includes forward-looking information and statements. These statements are based on our management’s current expectations and beliefs, as well as a number of assumptions concerning future events. Such forward-looking statements are subject to known and unknown risks, uncertainties, assumptions and other important factors, many of which are outside our management’s control that could cause actual results to differ materially from the results discussed in the forward-looking statements.  The company’s registration statement on Form S-1 includes a more detailed discussion of the risks and uncertainties that may cause that could cause actual results to differ materially from the results discussed in the forward-looking statements.

 

RealD undertakes no obligation to update publicly the information contained in this press release, or any forward-looking statements, to reflect new information, events or circumstances after the date they were made, or to reflect the occurrence of unanticipated events.

 

© 2010 RealD Inc.  All Rights Reserved.

 

Contact:

Addo Communications

Andrew Greenebaum / Laura Foster

310-829-5400

andrewg@addocommunications.com; lauraf@addocommunications.com

 


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