0001140361-16-066720.txt : 20160523 0001140361-16-066720.hdr.sgml : 20160523 20160523172345 ACCESSION NUMBER: 0001140361-16-066720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TrueCar, Inc. CENTRAL INDEX KEY: 0001327318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 043807511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 800-200-2000 MAIL ADDRESS: STREET 1: 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: Zag com Inc DATE OF NAME CHANGE: 20050516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yadigaroglu Ion CENTRAL INDEX KEY: 0001607971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36449 FILM NUMBER: 161670114 MAIL ADDRESS: STREET 1: 250 UNIVERSITY AVENUE STREET 2: CAPRICORN INVESTMENT GROUP LLC CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc1.xml FORM 4 X0306 4 2016-05-19 0 0001327318 TrueCar, Inc. TRUE 0001607971 Yadigaroglu Ion 250 UNIVERSITY AVENUE PALO ALTO CA 94301 1 0 0 0 Common Stock 2016-05-19 4 A 0 11211 0.00 A 15263 D Common Stock 7660 I By Capricorn Investment Group LLC Common Stock 885801 I By The Skoll Foundation Common Stock 755250 I By The Skoll Fund Common Stock 267752 I By Capricorn S.A. SICAV-SIF Global Non-Marketable Strategies Sub-Fund Common Stock 197519 I By Capricorn AIP-Private Investment Fund I, L.P. Common Stock 31031 I By HIT Splitter, L.P. Common Stock 34810 I By Carthage, L.P. Stock Option (right to buy) 6.69 2016-05-19 4 A 0 24952 0.00 A 2026-05-19 Common Stock 24952 24952 D The reported shares are represented by restricted stock units, or RSUs, which vest in full on the earlier of the day immediately prior to the Issuer's 2017 annual meeting of stockholders (the "2017 Annual Meeting") or May 31, 2017. Capricorn Investment Group LLC ("Capricorn Group") serves as the investment manager for The Skoll Foundation ("Foundation"), The Skoll Fund ("Fund"), and Capricorn S.A. SICAV-SIF-Global Non-Marketable Strategies Sub-Fund ("Capricorn SA"), and is the general partner of Capricorn AIP-Private Investment Fund I, L.P. ("Capricorn AIP"), HIT Splitter, L.P. ("HSLP") and Carthage, L.P. ("Carthage"). Capricorn Group has sole voting and investment control over the shares held by Foundation, Fund, Capricorn SA, Capricorn AIP, HSLP and Carthage, in addition to having sole voting and investment control over the shares it holds directly. Capricorn Group is an SEC-registered investment adviser. Voting and dispositive decisions on behalf of Capricorn Group are made by an investment committee consisting of three individuals, including the Reporting Person, who share voting and investment control with respect to the shares held by Foundation, Fund, Capricorn SA, Capricorn AIP, HSLP and Carthage. The Reporting Person disclaims beneficial ownership of the securities held by the entities listed in footnote (2) above except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Shares subject to the option vest in twelve equal monthly installments beginning on June 19, 2016. Any unvested shares subject to the option vest on the day immediately prior to the 2017 Annual Meeting. /s/ Scott Watkinson, by Power of Attorney 2016-05-23