0001140361-16-066720.txt : 20160523
0001140361-16-066720.hdr.sgml : 20160523
20160523172345
ACCESSION NUMBER: 0001140361-16-066720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160519
FILED AS OF DATE: 20160523
DATE AS OF CHANGE: 20160523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TrueCar, Inc.
CENTRAL INDEX KEY: 0001327318
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 043807511
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 BROADWAY, SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 800-200-2000
MAIL ADDRESS:
STREET 1: 120 BROADWAY, SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
FORMER COMPANY:
FORMER CONFORMED NAME: Zag com Inc
DATE OF NAME CHANGE: 20050516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yadigaroglu Ion
CENTRAL INDEX KEY: 0001607971
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36449
FILM NUMBER: 161670114
MAIL ADDRESS:
STREET 1: 250 UNIVERSITY AVENUE
STREET 2: CAPRICORN INVESTMENT GROUP LLC
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
doc1.xml
FORM 4
X0306
4
2016-05-19
0
0001327318
TrueCar, Inc.
TRUE
0001607971
Yadigaroglu Ion
250 UNIVERSITY AVENUE
PALO ALTO
CA
94301
1
0
0
0
Common Stock
2016-05-19
4
A
0
11211
0.00
A
15263
D
Common Stock
7660
I
By Capricorn Investment Group LLC
Common Stock
885801
I
By The Skoll Foundation
Common Stock
755250
I
By The Skoll Fund
Common Stock
267752
I
By Capricorn S.A. SICAV-SIF Global Non-Marketable Strategies Sub-Fund
Common Stock
197519
I
By Capricorn AIP-Private Investment Fund I, L.P.
Common Stock
31031
I
By HIT Splitter, L.P.
Common Stock
34810
I
By Carthage, L.P.
Stock Option (right to buy)
6.69
2016-05-19
4
A
0
24952
0.00
A
2026-05-19
Common Stock
24952
24952
D
The reported shares are represented by restricted stock units, or RSUs, which vest in full on the earlier of the day immediately prior to the Issuer's 2017 annual meeting of stockholders (the "2017 Annual Meeting") or May 31, 2017.
Capricorn Investment Group LLC ("Capricorn Group") serves as the investment manager for The Skoll Foundation ("Foundation"), The Skoll Fund ("Fund"), and Capricorn S.A. SICAV-SIF-Global Non-Marketable Strategies Sub-Fund ("Capricorn SA"), and is the general partner of Capricorn AIP-Private Investment Fund I, L.P. ("Capricorn AIP"), HIT Splitter, L.P. ("HSLP") and Carthage, L.P. ("Carthage"). Capricorn Group has sole voting and investment control over the shares held by Foundation, Fund, Capricorn SA, Capricorn AIP, HSLP and Carthage, in addition to having sole voting and investment control over the shares it holds directly. Capricorn Group is an SEC-registered investment adviser. Voting and dispositive decisions on behalf of Capricorn Group are made by an investment committee consisting of three individuals, including the Reporting Person, who share voting and investment control with respect to the shares held by Foundation, Fund, Capricorn SA, Capricorn AIP, HSLP and Carthage.
The Reporting Person disclaims beneficial ownership of the securities held by the entities listed in footnote (2) above except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Shares subject to the option vest in twelve equal monthly installments beginning on June 19, 2016. Any unvested shares subject to the option vest on the day immediately prior to the 2017 Annual Meeting.
/s/ Scott Watkinson, by Power of Attorney
2016-05-23