0001127602-18-018002.txt : 20180517
0001127602-18-018002.hdr.sgml : 20180517
20180517204608
ACCESSION NUMBER: 0001127602-18-018002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Christopher K
CENTRAL INDEX KEY: 0001607459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35551
FILM NUMBER: 18844840
MAIL ADDRESS:
STREET 1: C/O FACEBOOK, INC.
STREET 2: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Facebook Inc
CENTRAL INDEX KEY: 0001326801
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 201665019
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-618-7714
MAIL ADDRESS:
STREET 1: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-05-15
0001326801
Facebook Inc
FB
0001607459
Cox Christopher K
C/O FACEBOOK, INC.
1601 WILLOW ROAD
MENLO PARK
CA
94025
1
Chief Product Officer
Class A Common Stock
2018-05-15
4
M
0
26847
0
A
134975
D
Class A Common Stock
2018-05-15
4
F
0
13311
186.64
D
121664
D
Class A Common Stock
2018-05-15
4
M
0
10022
0
A
131686
D
Class A Common Stock
2018-05-15
4
F
0
4969
186.64
D
126717
D
Class A Common Stock
2018-05-15
4
M
0
8254
0
A
134971
D
Class A Common Stock
2018-05-15
4
F
0
4093
186.64
D
130878
D
Class A Common Stock
2018-05-15
4
C
0
34122
0
A
165000
D
Class A Common Stock
2018-05-15
4
F
0
16918
186.64
D
148082
D
Class A Common Stock
200000
I
By Christopher K. Cox 2017 Annuity Trust
Class A Common Stock
28816
I
By Remainder Interest Trust Created Under The Christopher K. Cox 2009 Annuity Trust Dated 5/29/2009
Restricted Stock Units (RSU) (Class A)
2018-05-15
4
M
0
26847
0
D
2023-05-05
Class A Common Stock
26847
322165
D
Restricted Stock Units (RSU) (Class A)
2018-05-15
4
M
0
10022
0
D
2024-03-16
Class A Common Stock
10022
70158
D
Restricted Stock Units (RSU) (Class A)
2018-05-15
4
M
0
8254
0
D
2025-03-15
Class A Common Stock
8254
90799
D
Restricted Stock Unit (RSU) (Class B)
2018-05-15
4
M
0
34122
0
D
2022-05-02
Class B Common Stock
34122
341224
D
Class B Common Stock
2018-05-15
4
M
0
34122
0
A
Class A Common Stock
34122
34122
D
Class B Common Stock
2018-05-15
4
C
0
34122
0
D
Class A Common Stock
34122
0
D
Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the RSUs listed in Table II.
Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2017 Annuity Trust u/a/d 10/24/2017.
Shares held of record by Visra Vichit-Vadakan, Trustee of the Remainder Interest Trust under the Christopher K. Cox 2009 Annuity Trust u/a/d 5/29/2009, the beneficiaries of which include the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.
The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
/s/ Michael Johnson as attorney-in-fact for Christopher K. Cox
2018-05-17