0000950103-21-010141.txt : 20210706
0000950103-21-010141.hdr.sgml : 20210706
20210706195524
ACCESSION NUMBER: 0000950103-21-010141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210702
FILED AS OF DATE: 20210706
DATE AS OF CHANGE: 20210706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zuckerberg Mark
CENTRAL INDEX KEY: 0001548760
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35551
FILM NUMBER: 211075906
MAIL ADDRESS:
STREET 1: C/O FACEBOOK, INC.
STREET 2: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Facebook Inc
CENTRAL INDEX KEY: 0001326801
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 201665019
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-618-7714
MAIL ADDRESS:
STREET 1: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
dp154004_4-zuckerberg0702.xml
FORM 4
X0306
4
2021-07-02
0
0001326801
Facebook Inc
FB
0001548760
Zuckerberg Mark
C/O FACEBOOK, INC.
1601 WILLOW ROAD
MENLO PARK
CA
94025
1
1
1
0
COB and CEO
Class A Common Stock
2021-07-02
4
C
0
56000
0
A
56000
I
By CZI Holdings, LLC
Class A Common Stock
2021-07-02
4
S
0
13600
353.5242
D
42400
I
By CZI Holdings, LLC
Class A Common Stock
2021-07-02
4
S
0
31899
354.1677
D
10501
I
By CZI Holdings, LLC
Class A Common Stock
2021-07-02
4
S
0
9801
355.0673
D
700
I
By CZI Holdings, LLC
Class A Common Stock
2021-07-02
4
S
0
700
356.0086
D
0
I
By CZI Holdings, LLC
Class A Common Stock
2021-07-02
4
S
0
3740
353.5200
D
1852106
I
By Chan Zuckerberg Initiative Foundation
Class A Common Stock
2021-07-02
4
S
0
8610
354.1739
D
1843496
I
By Chan Zuckerberg Initiative Foundation
Class A Common Stock
2021-07-02
4
S
0
2450
355.1461
D
1841046
I
By Chan Zuckerberg Initiative Foundation
Class A Common Stock
2021-07-02
4
S
0
200
356.1375
D
1840846
I
By Chan Zuckerberg Initiative Foundation
Class A Common Stock
2021-07-02
4
C
0
6300
0
A
6300
I
By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock
2021-07-02
4
S
0
3246
353.7789
D
3054
I
By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock
2021-07-02
4
S
0
2434
354.5211
D
620
I
By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock
2021-07-02
4
S
0
620
355.4118
D
0
I
By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class B Common Stock
2021-07-02
4
C
0
56000
0
D
Class A Common Stock
56000
349589686
I
By CZI Holdings, LLC
Class B Common Stock
2021-07-02
4
C
0
6300
0
D
Class A Common Stock
6300
4927136
I
By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class B Common Stock
Class A Common Stock
1908602
1908602
I
By Chan Zuckerberg Initiative Foundation
Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.75 to $353.74 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.75 to $354.74 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.75 to $355.68 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.79 to $356.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.75 to $353.74 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.75 to $354.74 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.75 to $355.685 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.89 to $356.38 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.
The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.16 to $354.15 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.16 to $355.14 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.16 to $355.83 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
/s/ Michael Johnson, attorney-in-fact for Mark Zuckerberg
2021-07-06