0001437749-21-011566.txt : 20210510 0001437749-21-011566.hdr.sgml : 20210510 20210510181525 ACCESSION NUMBER: 0001437749-21-011566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210507 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abraham Spencer CENTRAL INDEX KEY: 0001326633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33706 FILM NUMBER: 21908893 MAIL ADDRESS: STREET 1: 600 14TH STREET, NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM ENERGY CORP CENTRAL INDEX KEY: 0001334933 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS METAL ORES [1090] IRS NUMBER: 980399476 STATE OF INCORPORATION: NV FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 500 NORTH SHORELINE BOULEVARD STREET 2: SUITE 800N CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 BUSINESS PHONE: 361-888-8235 MAIL ADDRESS: STREET 1: 500 NORTH SHORELINE BOULEVARD STREET 2: SUITE 800N CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 4 1 rdgdoc.xml FORM 4 X0306 4 2021-05-07 0001334933 URANIUM ENERGY CORP UEC 0001326633 Abraham Spencer 600 14TH STREET, NW SUITE 500 WASHINGTON DC 20005 1 COMMON STOCK 2021-05-07 4 M 0 50000 2.41 A 234587 D COMMON STOCK 2021-05-07 4 F 0 36078 3.34 D 198509 D COMMON STOCK 2021-05-07 4 M 0 80000 0.93 A 278509 D COMMON STOCK 2021-05-07 4 F 0 22276 3.34 D 256233 D COMMON STOCK 2021-05-07 4 M 0 45000 1.28 A 301233 D COMMON STOCK 2021-05-07 4 F 0 17246 3.34 D 283987 D COMMON STOCK 2021-05-07 4 M 0 45000 1.53 A 328987 D COMMON STOCK 2021-05-07 4 F 0 20614 3.34 D 308373 D COMMON STOCK 2021-05-07 4 M 0 75000 0.9421 A 383373 D COMMON STOCK 2021-05-07 4 F 0 21155 3.34 D 362218 D COMMON STOCK 2021-05-07 4 M 0 50000 0.91 A 412218 D COMMON STOCK 2021-05-07 4 F 0 13623 3.34 D 398595 D Options 2.41 2021-05-07 4 M 0 50000 D 2014-07-15 2023-01-15 Common Stock 50000 470000 D Options 0.93 2021-05-07 4 M 0 80000 D 2018-02-02 2021-08-02 Common Stock 80000 390000 D Options 1.28 2021-05-07 4 M 0 45000 D 2019-08-22 2022-08-22 Common Stock 45000 345000 D Options 1.53 2021-05-07 4 M 0 45000 D 2020-07-25 2023-07-25 Common Stock 45000 300000 D Options 0.9421 2021-05-07 4 M 0 75000 D 2021-01-30 2029-07-30 Common Stock 75000 225000 D Options 0.91 2021-05-07 4 M 0 50000 D 2021-01-16 2030-07-30 Common Stock 50000 175000 D The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 36,078 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 13,922 shares. The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 22,276 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 57,724 shares. The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 17,246 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 27,754 shares. The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,614 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 24,386 shares. The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 21,155 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 53,845 shares. The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 13,623 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 36,377 shares. Granted pursuant to and in accordance with the Company's stock incentive plan. /s/ Spencer Abraham 2021-05-10