0000919574-17-001521.txt : 20170214 0000919574-17-001521.hdr.sgml : 20170214 20170213175358 ACCESSION NUMBER: 0000919574-17-001521 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Amici Capital, LLC CENTRAL INDEX KEY: 0001326537 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11383 FILM NUMBER: 17601154 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: SUITE 3403 CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-484-5000 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: SUITE 3403 CITY: NEW YORK STATE: NY ZIP: 10103 FORMER COMPANY: FORMER CONFORMED NAME: AMICI CAPITAL, LLC DATE OF NAME CHANGE: 20130118 FORMER COMPANY: FORMER CONFORMED NAME: Porter Orlin LLC DATE OF NAME CHANGE: 20050509 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326537 XXXXXXXX 12-31-2016 12-31-2016 false Amici Capital, LLC

666 Fifth Avenue Suite 3403 New York NY 10103

13F HOLDINGS REPORT 028-11383 N William C. Verdi 212-484-5000 /s/ William C. Verdi New York NY 02-13-2017 0 58 257319 INFORMATION TABLE 2 infotable.xml AGNICO EAGLE MINES LTD COM 008474108 3266 77750 SH SOLE 77750 0 0 ALPHABET INC CAP STK CL A 02079K305 10722 13530 SH SOLE 13530 0 0 ALPHABET INC CAP STK CL A 02079K305 6560 8500 SH Put SOLE 8500 0 0 ASSURED GUARANTY LTD COM G0585R106 7114 188341 SH SOLE 188341 0 0 BANK MONTREAL QUE COM 063671101 676 9402 SH SOLE 9402 0 0 BARRICK GOLD CORP COM 067901108 5386 337030 SH SOLE 337030 0 0 BARRICK GOLD CORP COM 067901108 7074 442700 SH Call SOLE 442700 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 33949 409818 SH SOLE 409818 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3728 45000 SH Put SOLE 45000 0 0 CALATLANTIC GROUP INC COM 128195104 5607 164877 SH SOLE 164877 0 0 CITIGROUP INC COM NEW 172967424 427 7180 SH SOLE 7180 0 0 COMMSCOPE HLDG CO INC COM 20337X109 2604 70000 SH SOLE 70000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2214 45000 SH SOLE 45000 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 91 5000 SH SOLE 5000 0 0 DONNELLEY FINL SOLUTIONS INC COM 25787G100 431 18750 SH SOLE 18750 0 0 DONNELLEY R R & SONS CO COM 257867200 816 50000 SH SOLE 50000 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 395 100000 SH SOLE 100000 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 198 50000 SH Call SOLE 50000 0 0 ERA GROUP INC COM 26885G109 1387 81707 SH SOLE 81707 0 0 EXACT SCIENCES CORP COM 30063P105 1336 100000 SH Put SOLE 100000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 2434 35390 SH SOLE 35390 0 0 FACEBOOK INC CL A 30303M102 13707 119139 SH SOLE 119139 0 0 FACEBOOK INC CL A 30303M102 5177 45000 SH Put SOLE 45000 0 0 FIRST CONN BANCORP INC MD COM 319850103 32 250000 SH SOLE 250000 0 0 GRAINGER W W INC COM 384802104 3484 15000 SH Call SOLE 15000 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 303 5000 SH SOLE 5000 0 0 HECLA MNG CO COM 422704106 2987 570000 SH SOLE 570000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 698 17363 SH SOLE 17363 0 0 ICICI BK LTD ADR 45104G104 756 101000 SH SOLE 101000 0 0 ICICI BK LTD ADR 45104G104 1124 150000 SH Put SOLE 150000 0 0 ICICI BK LTD ADR 45104G104 6011 802600 SH Call SOLE 802600 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 10383 531107 SH SOLE 531107 0 0 INTEGER HLDGS CORP COM 45826H109 1473 50000 SH SOLE 50000 0 0 INTUIT COM 461202103 3438 30000 SH Put SOLE 30000 0 0 INVACARE CORP COM 461203101 653 50000 SH SOLE 50000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1511 100000 SH Call SOLE 100000 0 0 KB HOME COM 48666K109 1581 100000 SH Put SOLE 100000 0 0 LSC COMMUNICATIONS INC COM 50218P107 557 18750 SH SOLE 18750 0 0 MASTERCARD INCORPORATED CL A 57636Q104 4945 47890 SH SOLE 47890 0 0 MASTERCARD INCORPORATED CL A 57636Q104 4646 45000 SH Put SOLE 45000 0 0 MERCK & CO INC COM 58933Y105 1325 22500 SH SOLE 22500 0 0 MODEL N INC COM 607525102 885 100000 SH SOLE 100000 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 401 573400 SH SOLE 573400 0 0 NEXEO SOLUTIONS INC COM SHS 65342H102 1110 119188 SH SOLE 119188 0 0 OTONOMY INC COM 68906L105 3782 237885 SH SOLE 237885 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 28435 240000 SH Put SOLE 240000 0 0 RETROPHIN INC COM 761299106 4618 243930 SH SOLE 243930 0 0 SEACOR HOLDINGS INC COM 811904101 7460 104663 SH SOLE 104663 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 4150 4000000 PRN SOLE 4000000 0 0 TESLA MTRS INC COM 88160R101 427 2000 SH SOLE 2000 0 0 TESLA MTRS INC COM 88160R101 4274 20000 SH Put SOLE 20000 0 0 TESLA MTRS INC COM 88160R101 1923 9000 SH Call SOLE 9000 0 0 TRIPADVISOR INC COM 896945201 2782 60000 SH Call SOLE 60000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 11622 81032 SH SOLE 81032 0 0 VISA INC COM CL A 92826C839 7914 101437 SH SOLE 101437 0 0 VISA INC COM CL A 92826C839 8582 110000 SH Put SOLE 110000 0 0 VULCAN MATLS CO COM 929160109 6508 52000 SH SOLE 52000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1241 15000 SH SOLE 15000 0 0