0000919574-16-016576.txt : 20161114
0000919574-16-016576.hdr.sgml : 20161111
20161114141301
ACCESSION NUMBER: 0000919574-16-016576
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 161993579
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
09-30-2016
09-30-2016
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
11-14-2016
0
90
382963
INFORMATION TABLE
2
infotable.xml
ACTIVISION BLIZZARD INC
COM
00507V109
4696
106000
SH
SOLE
106000
0
0
AGNICO EAGLE MINES LTD
COM
008474108
8621
159111
SH
SOLE
159111
0
0
ALPHABET INC
CAP STK CL A
02079K305
14783
18386
SH
SOLE
18386
0
0
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
61
8760
SH
SOLE
8760
0
0
ASSURED GUARANTY LTD
COM
G0585R106
3145
113341
SH
SOLE
113341
0
0
ATHENAHEALTH INC
COM
04685W103
1009
8000
SH
SOLE
8000
0
0
BANK AMER CORP
COM
060505104
3969
253600
SH
SOLE
253600
0
0
BANK MONTREAL QUE
COM
063671101
616
9402
SH
SOLE
9402
0
0
BARRICK GOLD CORP
COM
067901108
10199
575590
SH
SOLE
575590
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
441
100000
SH
SOLE
100000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
45799
495017
SH
SOLE
495017
0
0
BRISTOW GROUP INC
COM
110394103
1095
78135
SH
SOLE
78135
0
0
BRUKER CORP
COM
116794108
566
25000
SH
SOLE
25000
0
0
CALATLANTIC GROUP INC
COM
128195104
6650
198877
SH
SOLE
198877
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
21
6360
SH
SOLE
6360
0
0
CITIGROUP INC
COM NEW
172967424
339
7180
SH
SOLE
7180
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
7226
240000
SH
SOLE
240000
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
696
40000
SH
SOLE
40000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2440
62000
SH
SOLE
62000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
524
40000
SH
SOLE
40000
0
0
DEVRY ED GROUP INC
COM
251893103
942
40859
SH
SOLE
40859
0
0
DONNELLEY R R & SONS CO
COM
257867101
2358
150000
SH
SOLE
150000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
5719
545202
SH
SOLE
545202
0
0
ERA GROUP INC
COM
26885G109
1585
196902
SH
SOLE
196902
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
4937
70000
SH
SOLE
70000
0
0
FACEBOOK INC
CL A
30303M102
21342
166381
SH
SOLE
166381
0
0
FITBIT INC
CL A
33812L102
460
31000
SH
SOLE
31000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
391
20000
SH
SOLE
20000
0
0
GILEAD SCIENCES INC
COM
375558103
3956
50000
SH
SOLE
50000
0
0
GOLDCORP INC NEW
COM
380956409
330
20000
SH
SOLE
20000
0
0
GREATBATCH INC
COM
39153L106
68
100000
SH
SOLE
100000
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
359
5000
SH
SOLE
5000
0
0
HECLA MNG CO
COM
422704106
581
102000
SH
SOLE
102000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
50
9060
SH
SOLE
9060
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
653
17363
SH
SOLE
17363
0
0
ICICI BK LTD
ADR
45104G104
919
123000
SH
SOLE
123000
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
10250
596625
SH
SOLE
596625
0
0
INTEGER HLDGS CORP
COM
45826H109
3254
150000
SH
SOLE
150000
0
0
INVACARE CORP
COM
461203101
3239
290000
SH
SOLE
290000
0
0
IRADIMED CORP
COM
46266A109
255
15000
SH
SOLE
15000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
1729
95000
SH
SOLE
95000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1242
18645
SH
SOLE
18645
0
0
KEARNY FINL CORP MD
COM
48716P108
2846
209075
SH
SOLE
209075
0
0
LITHIA MTRS INC
CL A
536797103
2770
29000
SH
SOLE
29000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
6487
63740
SH
SOLE
63740
0
0
MERCK & CO INC
COM
58933Y105
1404
22500
SH
SOLE
22500
0
0
MODEL N INC
COM
607525102
3222
290000
SH
SOLE
290000
0
0
NEXEO SOLUTIONS INC
COM SHS
65342H102
891
108188
SH
SOLE
108188
0
0
OPKO HEALTH INC
COM
68375N103
858
81000
SH
SOLE
81000
0
0
OTONOMY INC
COM
68906L105
4353
239328
SH
SOLE
239328
0
0
OVASCIENCE INC
COM
69014Q101
72
10000
SH
SOLE
10000
0
0
PDL BIOPHARMA INC
COM
69329Y104
670
200000
SH
SOLE
200000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
1851
21875
SH
SOLE
21875
0
0
REGULUS THERAPEUTICS INC
COM
75915K101
272
82500
SH
SOLE
82500
0
0
RETROPHIN INC
COM
761299106
7386
330030
SH
SOLE
330030
0
0
SABRE CORP
COM
78573M104
1606
57000
SH
SOLE
57000
0
0
SANOFI
SPONSORED ADR
80105N105
1528
40000
SH
SOLE
40000
0
0
SEACOR HOLDINGS INC
COM
811904101
6649
111763
SH
SOLE
111763
0
0
SERVICE CORP INTL
COM
817565104
3607
135920
SH
SOLE
135920
0
0
SILVER WHEATON CORP
COM
828336107
2538
93900
SH
SOLE
93900
0
0
SOTHEBYS
COM
835898107
1095
28800
SH
SOLE
28800
0
0
STRATA SKIN SCIENCES INC
COM
86272A107
2
4000
SH
SOLE
4000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
5452
118500
SH
SOLE
118500
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
207
5705
SH
SOLE
5705
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
520
48775
SH
SOLE
48775
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
11261
95365
SH
SOLE
95365
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
832
50000
SH
SOLE
50000
0
0
VISA INC
COM CL A
92826C839
8389
101437
SH
SOLE
101437
0
0
VULCAN MATLS CO
COM
929160109
7449
65499
SH
SOLE
65499
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2660
33000
SH
SOLE
33000
0
0
GRAINGER W W INC
COM
384802104
1821
8100
SH
SOLE
8100
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
10088
10000000
PRN
SOLE
10000000
0
0
ALLEGIANT TRAVEL CO
COM
01748X102
4358
330
SH
Call
SOLE
330
0
0
AGNICO EAGLE MINES LTD
COM
008474108
2167
400
SH
Put
SOLE
400
0
0
BARRICK GOLD CORP
COM
067901108
5187
2927
SH
Call
SOLE
2927
0
0
BARRICK GOLD CORP
COM
067901108
5670
3200
SH
Put
SOLE
3200
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
3011
1000
SH
Call
SOLE
1000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
2624
2501
SH
Put
SOLE
2501
0
0
GRAINGER W W INC
COM
384802104
4946
220
SH
Call
SOLE
220
0
0
GRAINGER W W INC
COM
384802104
12366
550
SH
Put
SOLE
550
0
0
ICICI BK LTD
ADR
45104G104
7191
9626
SH
Call
SOLE
9626
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
1820
1000
SH
Call
SOLE
1000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
13751
1000
SH
Put
SOLE
1000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
12421
1000
SH
Put
SOLE
1000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
2020
300
SH
Call
SOLE
300
0
0
MARRIOTT INTL INC NEW
CL A
571903202
4040
600
SH
Put
SOLE
600
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
17808
1500
SH
Put
SOLE
1500
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
1448
300
SH
Put
SOLE
300
0
0
TESLA MTRS INC
COM
88160R101
2040
100
SH
Put
SOLE
100
0
0
TRIPADVISOR INC
COM
896945201
3791
600
SH
Call
SOLE
600
0
0