0001127602-19-033057.txt : 20191118 0001127602-19-033057.hdr.sgml : 20191118 20191118172146 ACCESSION NUMBER: 0001127602-19-033057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WULFSOHN WILLIAM A CENTRAL INDEX KEY: 0001326402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 191228410 MAIL ADDRESS: STREET 1: ASHLAND INC. STREET 2: 50 EAST RIVERCENTER BLVD. CITY: COVINGTON STATE: KY ZIP: 41011 FORMER NAME: FORMER CONFORMED NAME: Wulfsohn William A DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-15 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001326402 WULFSOHN WILLIAM A 50 E. RIVERCENTER BLVD. COVINGTON KY 41011 1 1 Chief Executive Officer Common Stock 2019-11-15 4 M 0 4764 78.85 A 134629 D Common Stock 2019-11-15 4 F 0 1587 78.85 D 133042 D Common Stock 2019-11-15 4 M 0 6398 78.85 A 139440 D Common Stock 2019-11-15 4 F 0 2131 78.85 D 137309 D Restricted Stock Units 2019-11-15 4 M 0 4764 0 D Common Stock 4764 28694 D Restricted Stock Units 2019-11-15 4 M 0 6398 0 D Common Stock 6398 22296 D Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. /s/ Jennifer I. Henkel, Attorney-in-Fact 2019-11-18